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ADINX Alpine Small Cap Inst

  • Fund
  • ADINX
  • Price as of: Sep 22, 2017
  • $18.68
  • + $0.07
  • + 0.38%
  • Category
  • Small Cap Growth Equities

ADINX - Profile

Vitals

  • YTD Return 6.6%
  • 3 Yr Annualized Return 7.2%
  • 5 Yr Annualized Return 9.7%
  • Net Assets $13.9 M
  • Holdings in Top 10 34.4%

52 WEEK LOW AND HIGH

$18.68
$15.44
$18.86

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.63%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 85.00%

TRADING FEES

  • Max Redemption Fee 1.00%

Min Investment

STANDARD (TAXABLE)

$1,000,000

IRA

$1,000,000

Investment Themes

CATEGORY

Small Cap Growth Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Growth

Distributions

  • YTD Total Return 6.6%
  • 3 Yr Annualized Total Return 7.2%
  • 5 Yr Annualized Total Return 9.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.68%
DIVIDENDS
  • Dividend Yield 0.4%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Alpine Small Cap Fund
  • Fund Family Name Alpine
  • Inception Date Jul 11, 2006
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Sarah Hunt

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets in the equity securities of small capitalization companies. The adviser defines small capitalization companies to be companies having a market capitalization at the time of purchase that falls within the market capitalization range of companies in the Russell 2000® Index. The fund may invest up to 30% of its net assets in the securities of foreign issuers that are publicly traded in the United States or on foreign exchanges.

ADINX - Performance

Return Ranking - Trailing

Period ADINX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 6.6% -81.5% 31.1% 74.44% 4
1 Yr 14.4% -22.5% 49.1% 57.98% 3
3 Yr 7.2% * -11.1% 18.7% 50.94% 3
5 Yr 9.7% * -9.9% 19.1% 83.66% 5
10 Yr 3.9% * -8.2% 13.0% 95.71% 5

* Annualized


Return Ranking - Calendar

Period ADINX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 17.9% -71.6% 25.7% 8.36% 1
2015 6.1% -70.7% 14.9% 1.53% 1
2014 -9.1% -57.2% 35.1% 57.09% 3
2013 33.0% -32.6% 61.3% 38.81% 2
2012 14.0% -100.0% 30.8% 21.63% 2

Total Return Ranking - Trailing

Period ADINX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 6.6% -81.5% 31.1% 74.68% 4
1 Yr 14.4% -31.1% 291.3% 48.73% 3
3 Yr 7.2% * -43.2% 166.8% 48.20% 3
5 Yr 9.7% * -11.3% 19.1% 81.87% 5
10 Yr 3.9% * -6.2% 13.0% 95.71% 5

* Annualized


Total Return Ranking - Calendar

Period ADINX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 17.9% -71.6% 25.7% 8.90% 1
2015 6.1% -37.2% 38.5% 5.95% 1
2014 -9.1% -23.4% 66.8% 90.53% 5
2013 33.0% -32.6% 6103.1% 93.22% 5
2012 14.0% -100.0% 400.5% 82.08% 5

NAV & Total Return History

ADINX - Holdings

Filings data as of: Jun 30, 2017

Concentration Analysis

ADINX Category Low Category High ADINX % Rank Quintile
Net Assets 13.9 M 33.3 K 20.6 B 34.49% 5
Number of Holdings 43 2 3465 19.53% 5
Net Assets in Top 10 4.91 M -2.31 M 3.52 B 32.28% 5
Weighting of Top 10 34.4% 5.0% 100.1% 3.94% 1

Top 10 Holdings

  1. Dycom Industries Inc 4.26%
  2. Patrick Industries Inc 3.57%
  3. Meta Financial Group Inc 3.47%
  4. Education Realty Trust Inc 3.31%
  5. National Research Corp Class B 3.53%
  6. INC Research Holdings Inc A 3.39%
  7. Hostess Brands Inc A 3.23%
  8. Gibraltar Industries Inc 3.23%
  9. Lithia Motors Inc Class A 3.20%
  10. SS&C Technologies Holdings Inc 3.19%

Asset Allocation

Weighting Category Low Category High ADINX % Rank Quintile
Stocks
94.21% 9.94% 101.21% 25.20% 4
Cash
5.79% -1.22% 40.84% 4.88% 1
Preferred Stocks
0.00% 0.00% 10.15% 3.15% 5
Other
0.00% -2.22% 11.05% 12.28% 5
Convertible Bonds
0.00% 0.00% 28.89% 0.79% 5
Bonds
0.00% -8.02% 79.41% 2.05% 5

Stock Sector Breakdown

Weighting Category Low Category High ADINX % Rank Quintile
Technology
17.73% 0.96% 66.88% 30.39% 5
Consumer Cyclical
15.54% 0.17% 28.09% 9.92% 2
Healthcare
12.04% 1.05% 73.55% 27.87% 5
Basic Materials
11.71% 0.00% 15.18% 0.94% 1
Financial Services
11.26% -2.02% 27.23% 11.50% 2
Real Estate
8.05% -0.36% 15.09% 1.57% 1
Industrials
7.01% 0.50% 27.93% 34.17% 5
Consumer Defense
5.79% -5.20% 13.87% 7.24% 1
Utilities
4.30% -0.44% 6.82% 0.94% 1
Energy
0.79% 0.00% 10.99% 24.88% 5
Communication Services
0.00% -0.97% 6.32% 16.38% 5

Stock Geographic Breakdown

Weighting Category Low Category High ADINX % Rank Quintile
US
88.65% 2.73% 100.00% 27.87% 5
Non US
5.56% 0.00% 90.58% 7.24% 2

ADINX - Expenses

Operational Fees

ADINX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.63% 0.06% 27.39% 18.27% 4
Management Fee 1.00% 0.05% 1.50% 2.36% 5
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee N/A 0.00% 0.45% N/A N/A

Sales Fees

ADINX Fees (% of AUM) Category Low Category High ADINX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.50% N/A N/A

Trading Fees

ADINX Fees (% of AUM) Category Low Category High ADINX Rank Quintile
Max Redemption Fee 1.00% 0.00% 2.00% 2.21% 2

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ADINX Fees (% of AUM) Category Low Category High ADINX Rank Quintile
Turnover 85.00% 4.00% 818.00% 10.24% 4

ADINX - Distributions

Dividend Yield Analysis

ADINX Category Low Category High ADINX % Rank Quintile
Dividend Yield 0.4% 0.00% 15.65% 7.33% 1

Dividend Distribution Analysis

ADINX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

ADINX Category Low Category High ADINX % Rank Quintile
Net Income Ratio -0.68% -2.29% 2.19% 21.73% 4

Capital Gain Distribution Analysis

ADINX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

ADINX - Managers

Sarah Hunt

Manager

Start Date

May 16, 2017

Tenure

0.29

Tenure Rank

17.1%

Ms. Sarah Hunt joined the Adviser in 2007 after ten years at Capital Management Associates, Inc., where she was a Senior Vice President of Equity Research. She is currently an associate portfolio manager of the Dynamic Dividend Fund. Ms. Hunt earned her bachelor’s degree from Wesleyan University, and an MBA degree from Fordham University.


Samuel A. Lieber

Manager

Start Date

Jul 18, 2017

Tenure

0.12

Tenure Rank

17.3%

Lieber is managing member and chief executive officer with Alpine Woods Capital Investors, LLC since. From 1985 until February 1998, he was a portfolio manager and senior real estate securities analyst with Evergreen Asset Management Corp. Prior to 1985, Lieber was associated with Whitbread-Nolan, Inc. in the investment property brokerage division. Previous to this, he worked for the urban design firm, Project for Public Spaces, as a Noyes Fellow.


Stephen A. Lieber

Manager

Start Date

Jul 18, 2017

Tenure

0.12

Tenure Rank

17.3%

Lieber is a portfolio manager and chief investment officer of Alpine Woods Capital Investors, LLC. He started his own investment firm, Lieber & Co., in 1969 and formed the Evergreen Fund, a mutual fund, in 1971. Following the purchase of Lieber & Co. by First Union Corp., Lieber continued as chairman, co-chief executive and also as portfolio manager until 1999. He is also chairman and senior portfolio manager of Saxon Woods Advisors, LLC.


Tenure Analysis

Category Low

0.0

Category High

44.9

Category Average

6.65

Category Mode

2.7