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ADVGX Advisory Research All Cap Value

  • Fund
  • ADVGX
  • Price as of: Apr 22, 2019
  • $11.10
  • - $0.05
  • - 0.45%
  • Category
  • All Cap Equities

ADVGX - Profile

Vitals

  • YTD Return 14.6%
  • 3 Yr Annualized Return 13.6%
  • 5 Yr Annualized Return 8.2%
  • Net Assets $9.46 M
  • Holdings in Top 10 38.9%

52 WEEK LOW AND HIGH

$11.10
$9.12
$15.92

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.78%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 42.00%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

STANDARD (TAXABLE)

$2,500

IRA

$2,500

Investment Themes

CATEGORY

All Cap Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 14.6%
  • 3 Yr Annualized Total Return 13.6%
  • 5 Yr Annualized Total Return 8.2%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.39%
DIVIDENDS
  • Dividend Yield 0.1%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Advisory Research All Cap Value Fund
  • Fund Family Name Advisory Research
  • Inception Date Nov 16, 2009
  • Shares Outstanding N/A
  • Share Class Other
  • Currency USD
  • Domiciled Country United States
  • Manager Matthew K. Swaim

Fund Description

Under normal circumstances, the fund will invest in equity securities of companies of any size including small, mid and large-capitalization companies. The fund's investments in equity securities may include common stock, preferred stocks and convertible securities. While the fund invests primarily in equity securities of U.S. issuers, it may invest in securities of foreign issuers, including those in emerging markets, in keeping with the fund's investment objective.

ADVGX - Performance

Return Ranking - Trailing

Period ADVGX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 14.6% -15.7% 22.9% 22.73% 2
1 Yr 10.6% -19.0% 13.9% 10.61% 1
3 Yr 13.6% * -3.5% 15.0% 13.73% 1
5 Yr 8.2% * -0.4% 13.0% 21.28% 1
10 Yr N/A * 3.9% 15.0% N/A N/A

* Annualized


Return Ranking - Calendar

Period ADVGX Return Category Return Low Category Return High Rank in Category (%) Quintile
2018 -31.9% -31.9% 8.4% 96.88% 5
2017 9.0% -19.9% 31.7% 41.51% 2
2016 7.1% -21.5% 47.1% 48.94% 3
2015 -20.7% -20.7% 26.8% 97.87% 5
2014 -5.0% -20.4% 35.8% 69.57% 4

Total Return Ranking - Trailing

Period ADVGX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 14.6% -15.7% 22.9% 22.73% 2
1 Yr 10.6% -13.4% 13.9% 4.55% 1
3 Yr 13.6% * -1.9% 15.0% 9.80% 1
5 Yr 8.2% * -0.9% 12.4% 21.28% 1
10 Yr N/A * 3.4% 15.0% N/A N/A

* Annualized


Total Return Ranking - Calendar

Period ADVGX Return Category Return Low Category Return High Rank in Category (%) Quintile
2018 -31.9% -31.9% 8.4% 96.88% 5
2017 9.0% -19.9% 31.7% 41.51% 2
2016 7.1% -9.2% 47.1% 48.94% 3
2015 -5.9% -12.4% 27.4% 76.60% 4
2014 8.7% -19.9% 45.2% 34.78% 2

NAV & Total Return History

ADVGX - Holdings

Filings data as of: Jan 31, 2019

Concentration Analysis

ADVGX Category Low Category High ADVGX % Rank Quintile
Net Assets 9.46 M 789 K 8.96 B 38.81% 5
Number of Holdings 31 4 629 35.82% 4
Net Assets in Top 10 4.16 M -867 K 1.79 B 34.33% 4
Weighting of Top 10 38.9% 14.2% 100.0% 13.43% 2

Top 10 Holdings

  1. Delta Air Lines Inc 3.92%
  2. Anthem Inc 4.04%
  3. TriMas Corp 4.03%
  4. Starbucks Corp 4.02%
  5. Alphabet Inc A 4.06%
  6. TE Connectivity Ltd 3.93%
  7. Twenty-First Centu 3.86%
  8. The Howard Hughes Corp 3.72%
  9. Chubb Ltd 3.72%
  10. TJX Companies Inc 3.63%

Asset Allocation

Weighting Category Low Category High ADVGX % Rank Quintile
Stocks
97.90% 22.40% 100.00% 8.96% 1
Cash
2.18% 0.00% 79.11% 32.84% 4
Preferred Stocks
0.00% 0.00% 9.03% 14.93% 5
Convertible Bonds
0.00% 0.00% 16.60% 5.97% 5
Bonds
0.00% -13.83% 64.01% 20.90% 5
Other
-0.08% -3.92% 7.46% 19.40% 5

Stock Sector Breakdown

Weighting Category Low Category High ADVGX % Rank Quintile
Financial Services
23.95% -1.69% 84.58% 7.46% 1
Technology
18.51% 0.00% 29.50% 14.93% 2
Industrials
17.31% 0.00% 27.64% 4.48% 1
Healthcare
10.84% -1.04% 16.81% 19.40% 2
Consumer Cyclical
9.09% 0.00% 30.39% 20.90% 2
Consumer Defense
5.60% -0.88% 17.97% 20.90% 2
Real Estate
3.72% -0.49% 21.20% 10.45% 1
Energy
3.49% -2.82% 13.82% 32.84% 4
Utilities
0.00% -0.53% 10.08% 25.37% 5
Communication Services
0.00% -0.33% 6.07% 32.84% 5
Basic Materials
0.00% 0.00% 34.72% 41.79% 5

Stock Geographic Breakdown

Weighting Category Low Category High ADVGX % Rank Quintile
US
94.18% 5.43% 98.44% 8.96% 1
Non US
3.72% 0.00% 88.30% 23.88% 3

ADVGX - Expenses

Operational Fees

ADVGX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.78% 0.26% 65.97% 51.52% 3
Management Fee 0.75% 0.12% 2.75% 14.93% 3
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee 0.10% 0.02% 0.26% 13.16% 3

Sales Fees

ADVGX Fees (% of AUM) Category Low Category High ADVGX Rank Quintile
Front Load N/A 2.50% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

ADVGX Fees (% of AUM) Category Low Category High ADVGX Rank Quintile
Max Redemption Fee 2.00% 1.00% 2.00% 9.09% 5

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ADVGX Fees (% of AUM) Category Low Category High ADVGX Rank Quintile
Turnover 42.00% 12.00% 942.00% 36.36% 2

ADVGX - Distributions

Dividend Yield Analysis

ADVGX Category Low Category High ADVGX % Rank Quintile
Dividend Yield 0.1% 0.00% 0.84% 64.58% 4

Dividend Distribution Analysis

ADVGX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Quarterly Annually

Dividend Payout History


Net Income Ratio Analysis

ADVGX Category Low Category High ADVGX % Rank Quintile
Net Income Ratio 0.39% -3.31% 9.30% 45.45% 3

Capital Gain Distribution Analysis

ADVGX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

ADVGX - Managers

Matthew K. Swaim

Manager

Start Date

Nov 16, 2009

Tenure

9.38

Tenure Rank

6.8%

Matthew K. Swaim, CFA, serves as a Portfolio Manager, a Managing Director, and Chair of the Executive Committee for Advisory Research. Prior to joining the firm in 2005, Matthew worked in the assurance and business advisory group at PricewaterhouseCoopers LLP. Matthew holds a BS in accounting and business administration from the University of Kansas and an MBA from the Kelley School of Business at Indiana University. Matthew is a Chartered Financial Analyst (CFA®) charterholder and has passed the Uniform CPA Examination.


Bruce M. Zessar

Manager

Start Date

Dec 31, 2010

Tenure

8.25

Tenure Rank

9.0%

Bruce M. Zessar, JD, CFA, serves as a Managing Director and a Portfolio Manager. Prior to joining Advisory Research in 2004, Bruce was a co-founder and principal of Oasis Legal Finance, LLC, a specialty finance company. Bruce is a former partner in the law firm of Sidley Austin, where he practiced financial markets-related law, including securities, antitrust, and intellectual property for 12 years. Bruce holds an AB, magna cum laude, in economics from Harvard University and a JD, with distinction, from Stanford Law School. Bruce is a Chartered Financial Analyst (CFA®) charterholder.


Christopher R. Harvey

Manager

Start Date

Oct 31, 2015

Tenure

3.42

Tenure Rank

19.2%

Christopher R. Harvey, CFA, serves as a Managing Director and a Portfolio Manager. Prior to joining Advisory Research in 2015, Chris was the Director of Research and a member of the Investment Committee at Zuckerman Investment Group. Previous to that, Chris was a Vice President at Legg Mason Investment Counsel and senior equity analyst at William Harris Investors. Chris holds a BA from Clark University and an MBA from the University of Chicago. Chris is a Chartered Financial Analyst (CFA®) charterholder.


Tenure Analysis

Category Low

0.3

Category High

30.7

Category Average

5.43

Category Mode

4.3