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AOMCX AlphaOne Small Cap Opportunities Instl

  • Fund
  • AOMCX
  • Price as of: Jan 19, 2018
  • $14.58
  • + $0.19
  • + 1.32%
  • Category
  • Micro Cap Equities

AOMCX - Profile

Vitals

  • YTD Return 4.7%
  • 3 Yr Annualized Return 12.0%
  • 5 Yr Annualized Return 14.5%
  • Net Assets $171 M
  • Holdings in Top 10 24.2%

52 WEEK LOW AND HIGH

$14.58
$12.54
$14.91

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.30%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 27.00%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

STANDARD (TAXABLE)

$100,000

IRA

N/A

Investment Themes

CATEGORY

Micro Cap Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 4.7%
  • 3 Yr Annualized Total Return 12.0%
  • 5 Yr Annualized Total Return 14.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.27%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name AlphaOne Small Cap Opportunities Fund
  • Fund Family Name AlphaOne Capital Partners.
  • Inception Date Mar 31, 2011
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Daniel Goldfarb

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of small-capitalization (small cap) companies. In pursuing the fund's objective, the Adviser strives to build a portfolio with a risk profile less than that of the Russell 2000 Index that is comprised of both "value" and "growth" stocks.

AOMCX - Performance

Return Ranking - Trailing

Period AOMCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 4.7% -13.2% 10.3% 10.17% 1
1 Yr 8.7% -13.9% 38.4% 58.33% 3
3 Yr 12.0% * -1.9% 19.2% 14.81% 1
5 Yr 14.5% * 3.8% 21.2% 33.33% 2
10 Yr N/A * 1.8% 10.8% N/A N/A

* Annualized


Return Ranking - Calendar

Period AOMCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 3.6% -17.6% 28.9% 51.72% 3
2016 22.9% -22.1% 33.0% 14.29% 1
2015 -4.8% -30.4% 3.3% 27.78% 2
2014 -10.0% -24.9% 28.6% 68.63% 4
2013 32.2% 1.8% 64.7% 60.87% 3

Total Return Ranking - Trailing

Period AOMCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 4.7% -13.2% 10.3% 10.17% 1
1 Yr 8.7% -10.9% 38.4% 53.33% 3
3 Yr 12.0% * 0.5% 19.2% 12.96% 1
5 Yr 14.5% * 3.9% 21.2% 33.33% 2
10 Yr N/A * 1.8% 10.8% N/A N/A

* Annualized


Total Return Ranking - Calendar

Period AOMCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 3.6% -17.6% 28.9% 51.72% 3
2016 22.9% -10.7% 33.0% 14.29% 1
2015 2.6% -16.2% 8.2% 14.81% 1
2014 1.1% -8.6% 47.2% 43.14% 3
2013 54.7% 1.8% 386.6% 65.22% 4

NAV & Total Return History

AOMCX - Holdings

Filings data as of: Sep 30, 2017

Concentration Analysis

AOMCX Category Low Category High AOMCX % Rank Quintile
Net Assets 171 M 3.66 M 6.38 B 13.11% 1
Number of Holdings 64 38 1562 36.07% 4
Net Assets in Top 10 40.4 M 405 K 250 M 13.11% 2
Weighting of Top 10 24.2% 3.8% 43.5% 24.59% 2

Top 10 Holdings

  1. Supernus Pharmaceuticals Inc 2.37%
  2. Enterprise Financial Services Corp 2.23%
  3. Novanta Inc 3.12%
  4. CRA International Inc 2.19%
  5. Cross Country Healthcare Inc 2.31%
  6. CalAmp Corp 2.45%
  7. GP Strategies Corp 2.35%
  8. Sterling Construction Co Inc 2.52%
  9. Invacare Corp 2.57%
  10. Federal Signal Corp 2.13%

Asset Allocation

Weighting Category Low Category High AOMCX % Rank Quintile
Stocks
96.22% 74.74% 100.00% 32.79% 3
Cash
3.78% 0.00% 21.82% 24.59% 2
Preferred Stocks
0.00% 0.00% 3.48% 9.84% 5
Other
0.00% 0.00% 5.38% 19.67% 5
Convertible Bonds
0.00% 0.00% 0.02% 3.28% 5
Bonds
0.00% -0.08% 3.42% 4.92% 5

Stock Sector Breakdown

Weighting Category Low Category High AOMCX % Rank Quintile
Industrials
28.87% 5.67% 28.87% 1.64% 1
Financial Services
25.64% 0.00% 34.45% 6.56% 1
Technology
12.85% 6.04% 51.27% 44.26% 4
Healthcare
11.11% 1.26% 30.21% 29.51% 3
Consumer Cyclical
6.13% 5.54% 42.26% 57.38% 5
Energy
5.18% 0.00% 10.66% 11.48% 2
Basic Materials
2.40% 0.00% 11.31% 47.54% 4
Consumer Defense
2.35% 0.00% 9.92% 36.07% 3
Communication Services
1.70% 0.00% 6.32% 18.03% 2
Utilities
0.00% 0.00% 6.35% 18.03% 5
Real Estate
0.00% 0.00% 8.78% 39.34% 5

Stock Geographic Breakdown

Weighting Category Low Category High AOMCX % Rank Quintile
US
95.77% 65.52% 99.11% 16.39% 2
Non US
0.45% 0.00% 23.41% 52.46% 5

AOMCX - Expenses

Operational Fees

AOMCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.30% 0.52% 6.72% 72.13% 1
Management Fee 1.00% 0.50% 1.50% 8.20% 3
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee 0.11% 0.01% 0.40% 12.00% 4

Sales Fees

AOMCX Fees (% of AUM) Category Low Category High AOMCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

AOMCX Fees (% of AUM) Category Low Category High AOMCX Rank Quintile
Max Redemption Fee 2.00% 1.00% 2.00% 3.13% 4

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

AOMCX Fees (% of AUM) Category Low Category High AOMCX Rank Quintile
Turnover 27.00% 8.82% 180.00% 39.66% 1

AOMCX - Distributions

Dividend Yield Analysis

AOMCX Category Low Category High AOMCX % Rank Quintile
Dividend Yield 0.0% 0.01% 0.63% 80.77% 5

Dividend Distribution Analysis

AOMCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Quarterly Annually

Dividend Payout History


Net Income Ratio Analysis

AOMCX Category Low Category High AOMCX % Rank Quintile
Net Income Ratio -0.27% -2.70% 0.75% 24.59% 2

Capital Gain Distribution Analysis

AOMCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

AOMCX - Managers

Daniel Goldfarb

Manager

Start Date

Mar 31, 2011

Tenure

6.76

Tenure Rank

17.7%

Dan Goldfarb joined AlphaOne Capital in 2009 when the investment team transitioned over from OFI Institutional Asset Management. He is a senior portfolio manager managing the Fundamental Small and Micro Cap strategies. He also serves as an equity analyst for these strategies. Mr. Goldfarb served as a managing director/portfolio manager with the OFI Institutional/Babson Capital organization from 1995 to 2009. Previously, Mr. Goldfarb held positions at Drexel Burnham Lambert, Smith Barney, and Wilmington Trust. Mr. Goldfarb has covered financial institutions during his entire career as well as several other industries including telecom, electric utilities, and REITS. He holds a B.A. from Hobart College and an M.B.A from Vanderbilt University. Mr. Goldfarb is a CFA chartholder and Treasurer of the Bank Analyst Association of Boston.


Christopher M. Crooks

Manager

Start Date

Mar 31, 2011

Tenure

6.76

Tenure Rank

17.7%

Chris Crooks is a portfolio manager for the Fundamental Small and Micro Cap strategies. Mr. Crooks also serves as an equity analyst for these strategies. Prior to joining AlphaOne Capital in 2009, he had worked in the OFI Institutional/ Babson Capital organization since 2003, service as a managing director/ portfolio manager. Previously, Mr. Crooks was a managing director/analyst at Commerce Capital Markets responsible for covering the specialty chemicals and materials sectors. He also was a senior research analyst at Janney Montgomery Scott, LLC. Mr. Crooks has received five awards in the Wall Street Journal's "Best of the Street" survey, including rewards for earnings estimate accuracy and stock picking in chemicals/specialty chemicals & materials. He holds a B.S. in Chemical Engineering from Drexel University and an M.B.A. from Villanova University. Mr. Crooks is a CFA charterholder and member of the American Chemical Society.


Tenure Analysis

Category Low

0.1

Category High

23.5

Category Average

6.22

Category Mode

3.0