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ASVCX American Beacon Small Cp Val C

  • Fund
  • ASVCX
  • Price as of: Dec 05, 2016
  • $25.72
  • + $0.42
  • + 1.66%
  • Category
  • Small Cap Value Equities

ASVCX - Profile

Vitals

  • YTD Return 23.4%
  • 3 Yr Annualized Return 3.5%
  • 5 Yr Annualized Return 11.0%
  • Net Assets $5.82 B
  • Holdings in Top 10 9.6%

52 WEEK LOW AND HIGH

$25.72
$18.13
$25.72

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.98%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 47.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$1,000

Investment Themes

CATEGORY

Small Cap Value Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Value

Distributions

  • YTD Total Return 23.4%
  • 3 Yr Annualized Total Return 3.5%
  • 5 Yr Annualized Total Return 11.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.17%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name American Beacon Small Cap Value Fund
  • Fund Family Name American Beacon
  • Inception Date Sep 01, 2010
  • Shares Outstanding N/A
  • Share Class C
  • Currency USD
  • Domiciled Country United States
  • Manager Edward R. Walter

Fund Description

Under normal circumstances, at least 80% of the fund's net assets (plus the amount of any borrowings for investment purposes) are invested in equity securities of small market capitalization companies. These companies have market capitalizations of $5 billion or less at the time of investment. The fund's investments may include common stocks, preferred stocks, securities convertible into common stocks, real estate investment trusts ("REITs"), American Depositary Receipts ("ADRs") and U.S. dollar-denominated foreign stocks traded on U.S. exchanges (collectively, "stocks").

ASVCX - Performance

Return Ranking - Trailing

Period ASVCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 23.4% -16.2% 60.3% 27.12% 2
1 Yr 3.4% -29.4% 68.3% 58.49% 3
3 Yr 3.5% * -22.3% 17.4% 59.35% 3
5 Yr 11.0% * -8.3% 16.4% 51.49% 3
10 Yr 5.4% * -6.3% 8.0% 62.05% 4

* Annualized


Return Ranking - Calendar

Period ASVCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -11.0% -48.0% 9.0% 39.65% 3
2014 -9.0% -38.4% 11.9% 66.59% 4
2013 26.1% -27.6% 59.9% 55.30% 3
2012 11.4% -100.0% 35.3% 54.77% 3
2011 -5.4% -42.1% 10.3% 44.68% 3

Total Return Ranking - Trailing

Period ASVCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 23.4% -16.2% 60.3% 30.36% 2
1 Yr 2.4% -59.2% 214.5% 58.02% 3
3 Yr 3.5% * -21.2% 24.7% 54.23% 3
5 Yr 11.0% * -3.7% 42.5% 46.77% 3
10 Yr 5.4% * -4.5% 28.4% 58.73% 3

* Annualized


Total Return Ranking - Calendar

Period ASVCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -6.4% -48.0% 9.0% 49.89% 3
2014 4.0% -29.2% 12.5% 54.01% 3
2013 57.0% 0.0% 164.5% 36.96% 2
2012 25.4% -100.0% 112.0% 45.90% 3
2011 -8.8% -48.7% 12.0% 56.10% 3

NAV & Total Return History

ASVCX - Holdings

Filings data as of: Sep 30, 2016

Concentration Analysis

ASVCX Category Low Category High ASVCX % Rank Quintile
Net Assets 5.82 B 345 K 20.5 B 1.25% 1
Number of Holdings 610 3 1641 2.92% 1
Net Assets in Top 10 562 M 110 K 1.48 B 3.55% 1
Weighting of Top 10 9.6% 0.9% 76.5% 31.73% 5

Top 10 Holdings

  1. Russell 2000 Mini Dec16 Ifus 20161216 2.93%
  2. First Horizon National Corp 0.76%
  3. Portland General Electric Co 0.85%
  4. Vishay Intertechnology Inc 0.94%
  5. UMB Financial Corp 0.85%
  6. Tutor Perini Corp 0.65%
  7. ARRIS International PLC 0.73%
  8. American Axle & Mfg Holdings Inc 0.65%
  9. Barnes Group Inc 0.63%
  10. Diodes Inc 0.67%

Asset Allocation

Weighting Category Low Category High ASVCX % Rank Quintile
Stocks
96.77% 0.90% 100.03% 16.70% 3
Cash
3.11% -0.04% 99.10% 15.03% 2
Other
0.12% -1.39% 13.43% 10.44% 2
Convertible Bonds
0.00% 0.00% 2.18% 0.84% 5
Preferred Stocks
0.00% 0.00% 5.43% 1.88% 5
Bonds
0.00% 0.00% 24.42% 2.92% 5

Stock Sector Breakdown

Weighting Category Low Category High ASVCX % Rank Quintile
Financial Services
23.52% 0.00% 35.73% 15.87% 3
Technology
17.95% 0.00% 32.02% 3.97% 1
Industrials
17.10% 0.00% 41.49% 15.66% 2
Consumer Cyclical
12.77% 0.00% 33.09% 16.28% 2
Basic Materials
5.60% 0.00% 42.06% 18.37% 3
Energy
4.70% 0.00% 39.36% 16.49% 3
Real Estate
3.70% 0.00% 29.97% 25.68% 4
Healthcare
2.86% 0.00% 20.61% 27.14% 5
Consumer Defense
2.72% 0.00% 14.99% 19.21% 3
Utilities
2.63% 0.00% 11.92% 18.58% 3
Communication Services
0.28% 0.00% 8.21% 16.70% 3

Stock Geographic Breakdown

Weighting Category Low Category High ASVCX % Rank Quintile
US
94.75% 0.90% 100.01% 16.70% 3
Non US
2.02% 0.00% 42.18% 17.95% 3

ASVCX - Expenses

Operational Fees

ASVCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.98% 0.07% 1481.17% 13.99% 4
Management Fee 0.46% 0.01% 1.35% 10.23% 1
12b-1 Fee 1.00% 0.00% 1.00% 0.30% 5
Administrative Fee 0.30% 0.01% 465000.00% 2.31% 5

Sales Fees

ASVCX Fees (% of AUM) Category Low Category High ASVCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load 1.00% 1.00% 5.00% 3.66% 4

Trading Fees

ASVCX Fees (% of AUM) Category Low Category High ASVCX Rank Quintile
Max Redemption Fee N/A 0.50% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ASVCX Fees (% of AUM) Category Low Category High ASVCX Rank Quintile
Turnover 47.00% 4.00% 2077.66% 13.78% 3

ASVCX - Distributions

Dividend Yield Analysis

ASVCX Category Low Category High ASVCX % Rank Quintile
Dividend Yield 0.0% 0.00% 2.07% 90.88% 5

Dividend Distribution Analysis

ASVCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

ASVCX Category Low Category High ASVCX % Rank Quintile
Net Income Ratio -0.17% -3.45% 3.22% 32.99% 4

Capital Gain Distribution Analysis

ASVCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

ASVCX - Managers

Edward R. Walter

Manager

Start Date

Sep 30, 2004

Tenure

12.09

Tenure Rank

4.1%

Edward R. Walter has been employed by Dreyfus since December 2008, and portfolio managers for The Boston Company since May 2004. Previously, Walter served as director and portfolio manager with Standish, Ayer & Wood. He is also vice president of Standish International Management Co. He joined the company in 1989. Ed is a portfolio manager and research analyst for our US small-cap value Equity Strategy. Ed's research responsibilities include the Health Care, Technology, Business Services and Industrial sectors. Previously, at the firm, Ed held positions of increasing levels of responsibility within the fundamental research team. Ed received his BS from Villanova University. He is a Chartered Financial Analyst charter holder.


Richard T. Wilk

Manager

Start Date

Sep 09, 2014

Tenure

2.15

Tenure Rank

15.0%

Mr. Wilk is the Director of Equity Investments. He responsible for the daily research and management of the firm’s active equity strategies. He is also a member of the firm’s Investment and Management Committees. Mr. Wilk has been with PanAgora and its predecessor organization, the Structured Investment Products Group of The Boston Company, since 1985. Prior to joining The Boston Company in 1980, Mr. Wilk was an econometric software consultant. He also worked at the National Bureau of Economic Research. Mr. Wilk is a CFA charterholder.


James S. McClure

Manager

Start Date

Dec 31, 2003

Tenure

12.84

Tenure Rank

3.7%

Mr. McClure joined BHMS in 1995 from Goldman Sachs Asset Management, where he had been a vice president and senior portfolio manager, managing the Capital Growth Fund, as well as separate accounts. During his 44-year investment career, he has served as the Chief Investment Officer, and then President and Chief Operating Officer at National Securities and Research Corporation. He also served as the Chief Investment Officer and executive vice president at Oppenheimer & Co., Inc. He managed mutual funds at American Capital Management and Research and was initially a securities analyst at American National Insurance Company. Mr. McClure graduated from the University of Texas where he earned both his BA and MBA.


Brandon Troegle

Manager

Start Date

Sep 09, 2014

Tenure

2.15

Tenure Rank

15.0%

Brandon Troegle is the Director of Fundamental Analysis, and focuses on the firm’s security selection. Before joining Hillcrest in 2007, Brandon was an equity analyst at Morningstar. Previously he worked for Luther King Capital Management and Bank of America. Brandon received his M.B.A. from Southern Methodist University’s Cox School of Business and his B.A. in Business Administration and History from Austin College. Brandon is a CFA charterholder.


Mario Tufano

Manager

Start Date

Dec 31, 2010

Tenure

5.84

Tenure Rank

9.5%

Mario Tufano, Associate Portfolio Manager, Vice President & Senior Securities Analyst. He joined Dreman Value Management, L.L.C. in 2007 as a senior securities analyst. He is responsible for research of new investment ideas as well as current portfolio holdings for the firm’s Small, Mid and Smid Cap Value products. Prior to joining the firm, he was an Associate Director and Equity Analyst at UBS Investment Bank covering the Consumer Staples and Discretionary sectors. Mr. Tufano holds the Chartered Financial Analyst designation and a member of the New York Society of Security Analysts (NYSSA). Mr. Tufano received his Bachelor of Science degree from Pennsylvania State University in 2002 with a major in Finance and a minor in Management Information Systems.


Mark J. Roach

Manager

Start Date

Jul 29, 2010

Tenure

6.26

Tenure Rank

9.0%

Mark Roach joined Dreman Value Management, L.L.C. in November 2006, as a Managing Director and Portfolio Manager of the Small and Mid Cap products. In addition, in December 2006 he launched and continues to manage the firm’s Smid Cap product. Prior to joining Dreman, Mr. Roach was a Portfolio Manager at Vaughan Nelson Investment Management, managing a small cap product from 2002 through 2006. Mr. Roach has significant experience in working with institutions, pensions and endowments and is well known in the consulting and high net worth community. Mr. Roach served as a security analyst from 1994 to 2001 for various institutions including Fifth Third Bank, Lynch, Jones & Ryan and USAA. Mr. Roach received his MBA from the University of Chicago’s Graduate School of Business and a Bachelors degree from the Baldwin Wallace College. In addition, Mr. Roach is a former board member on the Rice University Wright Fund.


James B. Miles

Manager

Start Date

Dec 31, 1998

Tenure

17.85

Tenure Rank

2.0%

In his role as portfolio manager, Mr. Miles plays an integral part in the investment research review and decision-making process. He coordinates the day-to-day management of Small Cap Value portfolios, represents all strategies to current and prospective clients, as well as provides expertise and insight into the consumer and technology sectors. Prior to joining the firm, Mr. Miles was a vice president in corporate finance at BT Securities Corporation, an affiliate of Bankers Trust. He specialized in lending to and arranging debt for highly leveraged companies. Mr. Miles received his BS in Mechanical Engineering and MS in Engineering from Stanford University and MBA from the University of California, Los Angeles.


John P. Harloe

Manager

Start Date

Dec 31, 2003

Tenure

12.84

Tenure Rank

3.7%

Mr. Harloe joined BHMS in 1995 from Sterling Capital Management, where he served as a vice president and equity portfolio manager/analyst for 9 years. During the remainder of his 40-year investment career, Mr. Harloe worked with James McClure at American National Insurance Company, American Capital Management and Research, and Oppenheimer & Co., Inc. Mr. Harloe graduated from the University of South Carolina with a BA and an MBA.


Henry F. Otto

Manager

Start Date

Dec 31, 1998

Tenure

17.85

Tenure Rank

2.0%

Henry is the founder and co-lead portfolio manager of the Diversified Value Equity strategies. Prior to joining Brandywine Global in 1988, he was with Dimensional Fund Advisors, Inc., where he managed and traded small cap portfolios and developed computer systems to structure portfolios and analyze performance (1984-1987), and the Chicago Board of Trade as a financial economist developing financial-based futures and options (1982-1984). He earned both an M.B.A. in Finance and Economics and a B.A. in Economics from the University of Chicago. Henry is a member of the Firm's Executive Board.


Steven M. Tonkovich

Manager

Start Date

Dec 31, 1998

Tenure

17.85

Tenure Rank

2.0%

Mr. Tonkovich, Managing Director & Portfolio Manager of Brandywine Global, is co-lead portfolio manager of the Diversified Value Equity strategies. He plays an integral roll in the ongoing research into value investing, utilizing Brandywine’s disciplined management exclusionary process and enhancing quantitative tools. Steve has been a member of the firm for 16 years. Prior to joining Brandywine, Steve was with The Wharton School of the University of Pennsylvania as a Research Analyst in the Finance Department (1987-1989), Booz, Allen, and Hamilton, Inc. as a Research Assistant (summer of 1988), and The Moore School of Electrical Engineering of the University of Pennsylvania as a Research Assistant (1986-1987). Steven earned his B.S.E in Finance and Regional Science from the Wharton School of the University of Pennsylvania. Steve is also a member of the Executive Committee.


David E. Green

Manager

Start Date

Dec 31, 1998

Tenure

17.85

Tenure Rank

2.0%

In his role as portfolio manager, Mr. Green plays an integral part in the investment research review and decision-making process. He coordinates the day-to-day management of Small Cap Value and Value Opportunities portfolios, represents these strategies to current and prospective clients, as well as provides expertise and insight into Special Situations. Prior to joining the firm, Mr. Green worked as a senior equity analyst with Goldman Sachs Asset Management on the Broad Market Value team. Before joining Goldman Sachs, he worked as an equity analyst with Prudential Investment Corporation where he began his investment career in 1990. Mr. Green's investment experience is focused primarily on analysis of publicly traded equities. Mr. Green, a CFA charterholder, received his BA in Economics with honors from the University of California, Berkeley and is a member of Phi Beta Kappa.


Douglas E. Stark

Manager

Start Date

Sep 09, 2014

Tenure

2.15

Tenure Rank

15.0%

Douglas E. Stark is a Partner and Director of Research at Martingale. Mr. Stark is responsible for the firm’s research and development of equity valuation processes. He also has portfolio management responsibilities as well. Prior to joining Martingale, Mr. Stark was a Senior Vice President and Portfolio Manager at InterCoast Capital Company, where he developed a stock selection strategy and created a risk management process for an active U.S. equity portfolio, active international portfolio and emerging markets portfolio. Mr. Stark started his career at State Street Global Advisors in 1990, where he was a Vice President and managed international stock portfolios and active currency overlays.


Joseph M. Corrado

Manager

Start Date

Sep 30, 2004

Tenure

12.09

Tenure Rank

4.1%

Joseph M. Corrado, CFA, is a senior managing director and lead portfolio manager for the U.S. Small Cap Value and U.S. Small Mid Cap Value strategies at TBCAM, an affiliate of Dreyfus, where he has been employed since 2003. He also conducts research in the Financial, Consumer, Energy and Industrial sectors. Prior to joining the company, Joe served as Vice President at Shearson Lehman Brothers. Previous to that, he worked at Manufacturers Hanover Trust and New York Life Insurance Company.


Gene L. Needles

Manager

Start Date

Feb 29, 2012

Tenure

4.67

Tenure Rank

10.9%

Mr. Needles has served as President and Chief Executive Officer of American Beacon Advisors, Inc. since April 2009 and has served on the portfolio management team since May 2011. Prior to joining the firm, Mr. Needles was President of Touchstone Investments from 2008 to 2009, President of AIM Distributors from 2003 to 2007 and CEO of AIM Distributors from 2004 to 2007.


Brian R. Bruce

Manager

Start Date

Sep 09, 2014

Tenure

2.15

Tenure Rank

15.0%

Bruce is the CEO and Chief Investment Officer of Hillcrest and oversees all business and investment activities at the firm. Before founding Hillcrest, Brian was Chief Investment Officer in charge of equity management and research at PanAgora Asset Management. Previously, Brian was President and Chief Investment Officer of InterCoast Capital and worked at State Street Global Advisors, the Northern Trust Company and Stein Roe & Farnham.


Cynthia M. Thatcher

Manager

Start Date

Feb 28, 2016

Tenure

0.67

Tenure Rank

17.8%

Cynthia Thatcher joined American Beacon Advisors, Inc. in December 1999 and serves as Portfolio Manager, Asset Management. Ms. Thatcher is responsible for Trust Department activities associated with AMR’s $uper $aver 401(k) plan, several American Beacon Funds and securities lending for both the AMR pension plans and the American Beacon Funds. Ms. Thatcher's professional experience includes eight years as a financial consultant and more recently, sales planning at Sabre, Inc. Ms. Thatcher has a BA in Mathematics from Indiana University and an MBA with Honors in Finance from the University of Dallas.


Tenure Analysis

Category Low

0.0

Category High

31.9

Category Average

7.07

Category Mode

4.8