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CMNCX Principal Capital Appreciation C

  • Fund
  • CMNCX
  • Price as of: Jul 21, 2017
  • $48.31
  • - $0.06
  • - 0.12%
  • Category
  • Large Cap Blend Equities

CMNCX - Profile

Vitals

  • YTD Return 10.3%
  • 3 Yr Annualized Return 0.2%
  • 5 Yr Annualized Return 7.2%
  • Net Assets $2.44 B
  • Holdings in Top 10 19.7%

52 WEEK LOW AND HIGH

$48.31
$43.78
$49.62

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.67%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 34.50%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$1,000

Investment Themes

CATEGORY

Large Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 10.3%
  • 3 Yr Annualized Total Return 4.0%
  • 5 Yr Annualized Total Return 12.4%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.29%
DIVIDENDS
  • Dividend Yield 0.2%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal Capital Appreciation Fund
  • Fund Family Name Principal Funds
  • Inception Date Mar 01, 2002
  • Shares Outstanding N/A
  • Share Class C
  • Currency USD
  • Domiciled Country United States
  • Manager Daniel R. Coleman

CMNCX - Performance

Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 10.3% -92.6% 35.5% 43.47% 3
1 Yr 1.0% -51.7% 40.6% 88.95% 5
3 Yr 0.2% * -14.4% 16.8% 87.32% 5
5 Yr 7.2% * -0.5% 18.7% 85.05% 5
10 Yr 1.5% * -0.4% 10.8% 90.65% 5

* Annualized


Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 -3.7% -37.7% 186.3% 83.66% 5
2015 -4.5% -46.9% 11.2% 38.95% 3
2014 5.8% -51.7% 38.1% 41.45% 3
2013 27.6% -88.0% 42.8% 46.27% 3
2012 10.2% -100.0% 25.9% 66.63% 4

Total Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 10.3% -92.6% 35.5% 43.37% 3
1 Yr 1.0% -52.5% 142.7% 88.72% 5
3 Yr 4.0% * -7.4% 57.6% 81.10% 5
5 Yr 12.4% * -0.5% 18.7% 68.25% 4
10 Yr 5.7% * -0.4% 10.8% 62.71% 4

* Annualized


Total Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 -3.7% -36.6% 190.6% 87.36% 5
2015 1.3% -40.3% 20.1% 21.41% 2
2014 12.6% -24.8% 100.1% 54.24% 3
2013 38.2% -93.4% 1119.1% 52.63% 3
2012 16.2% -100.0% 282.8% 74.45% 4

NAV & Total Return History

CMNCX - Holdings

Filings data as of: May 31, 2017

Concentration Analysis

CMNCX Category Low Category High CMNCX % Rank Quintile
Net Assets 2.44 B 9.87 K 581 B 7.68% 2
Number of Holdings 122 1 3780 10.94% 3
Net Assets in Top 10 482 M 13.1 K 89.3 B 9.93% 2
Weighting of Top 10 19.7% 2.2% 269.3% 27.34% 4

Top 10 Holdings

  1. Apple Inc 3.99%
  2. Wells Fargo & Co 1.72%
  3. Microsoft Corp 2.01%
  4. Alphabet Inc A 1.81%
  5. Comcast Corp Class A 1.89%
  6. Waste Connections Inc 1.58%
  7. JPMorgan Chase & Co 1.77%
  8. The Kroger Co 1.70%
  9. Boeing Co 1.60%
  10. PNC Financial Services Group Inc 1.58%

Asset Allocation

Weighting Category Low Category High CMNCX % Rank Quintile
Stocks
99.34% 0.00% 136.78% 4.16% 1
Cash
0.66% -114.79% 132.07% 21.58% 4
Preferred Stocks
0.00% -0.38% 88.99% 3.96% 5
Other
0.00% -81.75% 100.00% 10.36% 5
Convertible Bonds
0.00% 0.00% 78.50% 2.09% 5
Bonds
0.00% -38.55% 114.63% 7.25% 5

Stock Sector Breakdown

Weighting Category Low Category High CMNCX % Rank Quintile
Technology
21.24% 0.00% 58.75% 6.42% 1
Financial Services
14.21% 0.00% 64.31% 20.98% 4
Healthcare
13.98% 0.00% 33.17% 13.34% 3
Consumer Cyclical
12.25% 0.00% 47.61% 10.67% 2
Industrials
11.18% -0.07% 37.01% 11.90% 2
Consumer Defense
8.12% 0.00% 55.08% 14.85% 3
Energy
5.19% -3.32% 26.02% 16.87% 4
Real Estate
3.82% -29.98% 11.80% 4.11% 1
Utilities
3.41% -2.21% 32.10% 6.27% 2
Basic Materials
3.19% -0.30% 24.95% 11.97% 3
Communication Services
2.74% -0.78% 17.25% 14.20% 4

Stock Geographic Breakdown

Weighting Category Low Category High CMNCX % Rank Quintile
US
95.55% 0.00% 112.66% 12.45% 2
Non US
3.79% -1.33% 92.21% 14.82% 3

CMNCX - Expenses

Operational Fees

CMNCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.67% 0.02% 303.36% 11.25% 4
Management Fee 0.45% 0.00% 2.25% 4.52% 2
12b-1 Fee 1.00% 0.00% 1.00% 0.11% 5
Administrative Fee N/A 0.00% 0.45% N/A N/A

Sales Fees

CMNCX Fees (% of AUM) Category Low Category High CMNCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load 1.00% 0.00% 5.00% 2.29% 3

Trading Fees

CMNCX Fees (% of AUM) Category Low Category High CMNCX Rank Quintile
Max Redemption Fee N/A 0.00% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CMNCX Fees (% of AUM) Category Low Category High CMNCX Rank Quintile
Turnover 34.50% 0.00% 1754.00% 11.17% 3

CMNCX - Distributions

Dividend Yield Analysis

CMNCX Category Low Category High CMNCX % Rank Quintile
Dividend Yield 0.2% 0.00% 11.20% 43.95% 3

Dividend Distribution Analysis

CMNCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

CMNCX Category Low Category High CMNCX % Rank Quintile
Net Income Ratio 0.29% -2.05% 3.78% 16.29% 5

Capital Gain Distribution Analysis

CMNCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

CMNCX - Managers

Daniel R. Coleman

Manager

Start Date

May 19, 2010

Tenure

7.12

Tenure Rank

6.2%

Dan Coleman is the Head of Equities and also serves as a Portfolio Manager of Edge Asset Management, an affiliate of Principal Global Investors. He joined EDGE in 2001 and has been in the investment industry since 1979. Previously, he was Vice President and Senior Business Manager for Info Space, Inc./Go2Net, Inc. His background also includes positions with Brookhaven Capital Management, LLC/Clyde Hill Research and Ragen MacKenzie. Mr. Coleman received an M.B.A. from New York University and a bachelor's degree in finance from the University of Washington.


Theodore Jayne

Manager

Start Date

Sep 30, 2015

Tenure

1.75

Tenure Rank

11.6%

Theodore Jayne has been a Portfolio Manager with Edge since 2015. Prior to joining Edge, he was a Managing Director and Portfolio Manager at Wellington Management Company, LLP. He earned a bachelor’s degree in Anthropology from Harvard University. Mr. Jayne has earned the right to use the Chartered Financial Analyst designation.


Tenure Analysis

Category Low

0.0

Category High

81.7

Category Average

6.08

Category Mode

2.5