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CMNCX Principal Capital Appreciation C

  • Fund
  • CMNCX
  • Price as of: Nov 16, 2018
  • $49.94
  • + $0.17
  • + 0.34%
  • Category
  • Large Cap Blend Equities

CMNCX - Profile

Vitals

  • YTD Return 4.1%
  • 3 Yr Annualized Return 9.2%
  • 5 Yr Annualized Return 9.3%
  • Net Assets $1.77 B
  • Holdings in Top 10 27.3%

52 WEEK LOW AND HIGH

$49.94
$46.26
$52.83

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.65%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 20.10%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$1,000

Investment Themes

CATEGORY

Large Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 4.1%
  • 3 Yr Annualized Total Return 9.2%
  • 5 Yr Annualized Total Return 9.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.12%
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal Capital Appreciation Fund
  • Fund Family Name Principal Funds
  • Inception Date Mar 01, 2002
  • Shares Outstanding N/A
  • Share Class C
  • Currency USD
  • Domiciled Country United States
  • Manager Daniel R. Coleman

CMNCX - Performance

Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 4.1% -92.6% 529.7% 14.46% 1
1 Yr 6.1% -51.7% 28.0% 40.85% 3
3 Yr 9.2% * -16.2% 16.5% 48.15% 3
5 Yr 9.3% * -5.9% 15.4% 54.38% 3
10 Yr 11.5% * 1.4% 20.9% 53.61% 3

* Annualized


Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 9.6% -37.7% 34.8% 53.23% 3
2016 -3.7% -41.8% 186.3% 83.87% 5
2015 -4.5% -51.7% 38.1% 42.63% 3
2014 5.8% -31.3% 42.8% 42.84% 3
2013 27.6% -88.0% 41.8% 43.99% 3

Total Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 4.1% -100.0% 529.7% 14.43% 1
1 Yr 5.1% -52.5% 142.7% 41.98% 3
3 Yr 9.2% * -16.2% 57.6% 43.34% 3
5 Yr 9.3% * -5.9% 15.4% 50.82% 3
10 Yr 11.5% * 1.4% 20.9% 51.61% 3

* Annualized


Total Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 9.6% -36.6% 34.8% 53.42% 3
2016 -3.7% -27.9% 190.6% 89.64% 5
2015 1.3% -40.3% 100.1% 26.90% 2
2014 12.6% -24.8% 1119.1% 55.45% 3
2013 38.2% -93.4% 176.6% 50.98% 3

NAV & Total Return History

CMNCX - Holdings

Filings data as of: Sep 30, 2018

Concentration Analysis

CMNCX Category Low Category High CMNCX % Rank Quintile
Net Assets 1.77 B 9.87 K 708 B 10.91% 2
Number of Holdings 99 1 3780 12.59% 3
Net Assets in Top 10 519 M -639 M 135 B 11.01% 2
Weighting of Top 10 27.3% 2.6% 577.0% 21.87% 3

Top 10 Holdings

  1. Apple Inc 4.65%
  2. Microsoft Corp 4.45%
  3. JPMorgan Chase & Co 3.60%
  4. PNC Financial Services Group Inc 2.21%
  5. Amazon.com Inc 2.86%
  6. Alexandria Real Estate Equities Inc 1.75%
  7. Alphabet Inc A 2.41%
  8. Royal Dutch Shell PLC ADR Class B 2.16%
  9. Northrop Grumman Corp 1.67%
  10. Johnson & Johnson 1.54%

Asset Allocation

Weighting Category Low Category High CMNCX % Rank Quintile
Stocks
98.85% -2.43% 448.00% 7.54% 2
Cash
1.15% -172.01% 132.07% 18.56% 3
Preferred Stocks
0.00% 0.00% 88.99% 3.67% 5
Other
0.00% -81.75% 100.00% 8.20% 5
Convertible Bonds
0.00% 0.00% 2.94% 2.59% 5
Bonds
0.00% -348.48% 170.30% 7.47% 5

Stock Sector Breakdown

Weighting Category Low Category High CMNCX % Rank Quintile
Technology
23.17% -50.38% 64.09% 5.91% 1
Financial Services
14.25% 0.00% 218.39% 22.28% 4
Healthcare
14.15% 0.00% 33.17% 14.49% 3
Consumer Cyclical
13.49% -0.06% 119.88% 8.51% 2
Industrials
10.78% 0.00% 38.25% 14.20% 2
Energy
5.53% -3.37% 174.20% 16.51% 3
Consumer Defense
5.38% 0.00% 53.68% 22.57% 4
Communication Services
3.76% -0.78% 17.25% 7.35% 2
Basic Materials
2.84% -0.88% 109.49% 12.11% 3
Real Estate
2.80% -211.72% 11.80% 8.29% 2
Utilities
2.70% -1.65% 32.10% 9.30% 2

Stock Geographic Breakdown

Weighting Category Low Category High CMNCX % Rank Quintile
US
94.18% -2.43% 201.33% 16.04% 3
Non US
4.67% -1.33% 246.67% 13.09% 2

CMNCX - Expenses

Operational Fees

CMNCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.65% 0.00% 303.36% 10.76% 4
Management Fee 0.45% 0.00% 2.25% 4.38% 2
12b-1 Fee 1.00% 0.00% 1.00% 0.11% 5
Administrative Fee N/A 0.00% 0.85% N/A N/A

Sales Fees

CMNCX Fees (% of AUM) Category Low Category High CMNCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load 1.00% 0.00% 5.00% 2.27% 3

Trading Fees

CMNCX Fees (% of AUM) Category Low Category High CMNCX Rank Quintile
Max Redemption Fee N/A 0.15% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CMNCX Fees (% of AUM) Category Low Category High CMNCX Rank Quintile
Turnover 20.10% 0.00% 1754.00% 14.14% 2

CMNCX - Distributions

Dividend Yield Analysis

CMNCX Category Low Category High CMNCX % Rank Quintile
Dividend Yield 0.3% 0.00% 14.60% 28.69% 2

Dividend Distribution Analysis

CMNCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

CMNCX Category Low Category High CMNCX % Rank Quintile
Net Income Ratio 0.12% -1.94% 3.95% 17.40% 5

Capital Gain Distribution Analysis

CMNCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

CMNCX - Managers

Daniel R. Coleman

Manager

Start Date

May 19, 2010

Tenure

8.46

Tenure Rank

5.6%

Dan Coleman is the Head of Equities and also serves as a Portfolio Manager of Edge Asset Management, an affiliate of Principal Global Investors. He joined EDGE in 2001 and has been in the investment industry since 1979. Previously, he was Vice President and Senior Business Manager for Info Space, Inc./Go2Net, Inc. His background also includes positions with Brookhaven Capital Management, LLC/Clyde Hill Research and Ragen MacKenzie. Mr. Coleman received an M.B.A. from New York University and a bachelor's degree in finance from the University of Washington.


Theodore Jayne

Manager

Start Date

Sep 30, 2015

Tenure

3.09

Tenure Rank

11.0%

Theodore Jayne has been with Principal® since 2015. Prior to that, he was a Managing Director and Portfolio Manager at Wellington Management Company, LLP from 1998 to 2014. He earned a bachelor’s degree in Anthropology from Harvard University. Mr. Jayne has earned the right to use the Chartered Financial Analyst designation.


Tenure Analysis

Category Low

0.0

Category High

83.0

Category Average

6.64

Category Mode

0.5