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HASCX Harbor Small Cap Value Instl

  • Fund
  • HASCX
  • Price as of: Oct 22, 2018
  • $34.13
  • - $0.25
  • - 0.73%
  • Category
  • Small Cap Value Equities

HASCX - Profile

Vitals

  • YTD Return -6.0%
  • 3 Yr Annualized Return 18.3%
  • 5 Yr Annualized Return 12.0%
  • Net Assets $1.56 B
  • Holdings in Top 10 24.0%

52 WEEK LOW AND HIGH

$34.13
$34.13
$38.81

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.88%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 8.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$50,000

IRA

$50,000

Investment Themes

CATEGORY

Small Cap Value Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return -6.0%
  • 3 Yr Annualized Total Return 18.3%
  • 5 Yr Annualized Total Return 12.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.24%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Harbor Small Cap Value Fund
  • Fund Family Name Harbor
  • Inception Date Dec 14, 2001
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Paul E. Viera

Fund Description

The fund invests primarily in equity securities, principally common and preferred stocks, of small cap companies. The adviser defines small cap companies as those with market capitalizations that fall within the range of the Russell 2000® Index. The adviser normally expects to invest in approximately 55 to 70 companies with at least 80% of its net assets, plus borrowings for investment purposes, in a diversified portfolio of small cap equity securities.

HASCX - Performance

Return Ranking - Trailing

Period HASCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD -6.0% -65.7% 9.2% 68.71% 4
1 Yr 11.2% -29.4% 68.3% 26.62% 2
3 Yr 18.3% * -3.5% 24.5% 4.59% 1
5 Yr 12.0% * -1.9% 14.2% 6.68% 1
10 Yr 11.1% * 3.3% 14.4% 18.47% 1

* Annualized


Return Ranking - Calendar

Period HASCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 19.3% -35.0% 26.3% 1.74% 1
2016 23.0% -25.6% 68.2% 25.89% 2
2015 -7.3% -48.0% 33.9% 22.42% 2
2014 4.1% -38.4% 39.9% 14.01% 1
2013 14.9% -26.5% 59.9% 82.64% 5

Total Return Ranking - Trailing

Period HASCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD -6.0% -100.0% 9.2% 68.64% 4
1 Yr 11.2% -59.2% 214.5% 23.63% 2
3 Yr 18.3% * 0.2% 24.7% 4.84% 1
5 Yr 12.0% * -1.9% 14.2% 5.73% 1
10 Yr 11.1% * 3.3% 14.4% 15.91% 1

* Annualized


Total Return Ranking - Calendar

Period HASCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 19.3% -35.0% 26.3% 2.39% 1
2016 23.0% -12.6% 68.2% 30.87% 2
2015 -3.8% -48.0% 128.0% 25.84% 2
2014 8.5% -29.2% 139.5% 10.95% 1
2013 48.9% -48.7% 164.5% 51.43% 3

NAV & Total Return History

HASCX - Holdings

Filings data as of: Sep 30, 2018

Concentration Analysis

HASCX Category Low Category High HASCX % Rank Quintile
Net Assets 1.56 B 345 K 31.8 B 7.52% 2
Number of Holdings 62 3 1587 23.17% 4
Net Assets in Top 10 376 M 110 K 1.57 B 5.64% 1
Weighting of Top 10 24.0% 0.9% 82.3% 14.82% 2

Top 10 Holdings

  1. Hexcel Corp 3.14%
  2. Littelfuse Inc 2.08%
  3. Catalent Inc 2.36%
  4. Teledyne Technologies Inc 2.85%
  5. Cabot Microelectronics Corp 2.20%
  6. FirstCash Inc 2.57%
  7. EnerSys 2.38%
  8. Snap-on Inc 2.16%
  9. Albany International Corp 2.24%
  10. FLIR Systems Inc 2.06%

Asset Allocation

Weighting Category Low Category High HASCX % Rank Quintile
Stocks
97.27% 0.90% 100.01% 15.87% 3
Cash
2.73% -1.89% 99.10% 19.21% 3
Preferred Stocks
0.00% 0.00% 19.08% 2.51% 4
Other
0.00% -15.16% 13.43% 6.68% 4
Convertible Bonds
0.00% 0.00% 0.70% 0.84% 4
Bonds
0.00% 0.00% 46.15% 4.18% 4

Stock Sector Breakdown

Weighting Category Low Category High HASCX % Rank Quintile
Technology
23.89% 0.00% 34.87% 1.46% 1
Industrials
22.68% 0.00% 48.54% 5.01% 1
Financial Services
22.66% 0.00% 42.15% 22.55% 4
Healthcare
7.26% 0.00% 23.69% 7.52% 1
Consumer Cyclical
5.64% 0.00% 47.71% 36.74% 5
Energy
5.62% 0.00% 38.91% 20.04% 3
Real Estate
4.37% 0.00% 25.62% 26.51% 4
Basic Materials
2.90% 0.00% 40.77% 32.99% 5
Utilities
1.36% 0.00% 9.37% 22.76% 4
Consumer Defense
0.89% 0.00% 11.13% 31.32% 5
Communication Services
0.00% 0.00% 8.21% 20.88% 5

Stock Geographic Breakdown

Weighting Category Low Category High HASCX % Rank Quintile
US
97.27% 0.90% 100.01% 8.77% 2
Non US
0.00% 0.00% 44.30% 32.36% 5

HASCX - Expenses

Operational Fees

HASCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.88% 0.03% 1481.17% 34.66% 1
Management Fee 0.75% 0.02% 1.30% 6.05% 2
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee N/A 0.01% 465000.00% N/A N/A

Sales Fees

HASCX Fees (% of AUM) Category Low Category High HASCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

HASCX Fees (% of AUM) Category Low Category High HASCX Rank Quintile
Max Redemption Fee N/A 0.50% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HASCX Fees (% of AUM) Category Low Category High HASCX Rank Quintile
Turnover 8.00% 5.00% 2077.66% 24.84% 1

HASCX - Distributions

Dividend Yield Analysis

HASCX Category Low Category High HASCX % Rank Quintile
Dividend Yield 0.0% 0.00% 5.05% 58.51% 4

Dividend Distribution Analysis

HASCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

HASCX Category Low Category High HASCX % Rank Quintile
Net Income Ratio 0.24% -4.48% 7.99% 20.67% 3

Capital Gain Distribution Analysis

HASCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

HASCX - Managers

Paul E. Viera

Manager

Start Date

Dec 14, 2001

Tenure

16.81

Tenure Rank

2.6%

Paul Viera is the founder and Chief Executive Officer of EARNEST Partners, an investment firm responsible for overseeing over $20 billion for municipalities, states, corporations, endowments, and universities. He conceived and developed Return Pattern Recognition®, the investment methodology used to screen equities at EARNEST Partners. Paul has a BA in Economics from the University of Michigan, an MBA from the Harvard Business School, and has over thirty years of investment experience. He was a Vice President at Bankers Trust in both New York and London. He later joined Invesco, where he became a Global Partner and senior member of its Investment Team. Paul serves as a Trustee of the Woodruff Arts Center and a member of its investment committee. He is also a member of the Board of Dean’s Advisors for Harvard Business School, the Council on Foreign Relations, the Board of Foreign Advisors of Haitong Securities (the second largest Chinese securities firm), the Carter Center Board of Councilors, the National Center for Human & Civil Rights, the University of Michigan School of Information External Advisory Board, the Cristo Rey Atlanta Jesuit High School Board, and the Atlanta Society of Finance and Investment Professionals. Additionally, he is a commentator for several news organizations, including, among others, CNBC and Bloomberg News.


Tenure Analysis

Category Low

0.0

Category High

33.8

Category Average

7.4

Category Mode

3.8