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HCTBX Hartford Global Capital Appreciation B

  • Fund
  • HCTBX
  • Price as of: Dec 08, 2016
  • $14.62
  • + $0.02
  • + 0.14%
  • Category
  • Global Equities

HCTBX - Profile

Vitals

  • YTD Return 3.2%
  • 3 Yr Annualized Return 1.1%
  • 5 Yr Annualized Return 9.9%
  • Net Assets $1.02 B
  • Holdings in Top 10 10.7%

52 WEEK LOW AND HIGH

$14.62
$11.99
$14.68

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.13%

SALES FEES

  • Front Load N/A
  • Deferred Load 5.00%

BROKERAGE FEES

  • Turnover 93.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

Closed to new investors as of 2009-09-30

STANDARD (TAXABLE)

$2,000

IRA

$2,000

Investment Themes

CATEGORY

Global Equities
  • Fund Type Open End Mutual Fund
  • Investment Style World Stock

Distributions

  • YTD Total Return 3.2%
  • 3 Yr Annualized Total Return 0.4%
  • 5 Yr Annualized Total Return 9.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.22%
DIVIDENDS
  • Dividend Yield N/A
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Hartford Global Capital Appreciation Fund
  • Fund Family Name Hartford Mutual Funds
  • Inception Date Apr 29, 2005
  • Shares Outstanding N/A
  • Share Class B
  • Currency USD
  • Domiciled Country United States
  • Manager David W. Palmer

HCTBX - Performance

Return Ranking - Trailing

Period HCTBX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 3.2% -34.4% 35.4% 56.28% 3
1 Yr -1.1% -32.1% 37.9% 72.21% 4
3 Yr 1.1% * -9.6% 19.9% 71.14% 4
5 Yr 9.9% * -4.3% 21.3% 26.06% 2
10 Yr 4.5% * -2.8% 14.1% 32.09% 2

* Annualized


Return Ranking - Calendar

Period HCTBX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -7.7% -27.7% 17.2% 64.87% 4
2014 -16.1% -40.2% 18.4% 88.62% 5
2013 33.1% -23.4% 52.0% 7.78% 1
2012 17.7% -2.5% 30.2% 27.35% 2
2011 -12.3% -33.0% 11.1% 64.96% 4

Total Return Ranking - Trailing

Period HCTBX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 3.2% -30.4% 35.4% 61.58% 4
1 Yr -5.7% -38.6% 185.9% 86.63% 5
3 Yr 0.4% * -10.7% 35.8% 73.94% 4
5 Yr 9.6% * -4.8% 21.3% 29.49% 2
10 Yr 4.5% * -2.9% 14.1% 30.02% 2

* Annualized


Total Return Ranking - Calendar

Period HCTBX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -7.7% -26.4% 23.7% 81.06% 5
2014 1.5% -13.6% 35.6% 60.77% 4
2013 50.0% -3.8% 170.1% 8.27% 1
2012 25.8% -4.2% 350.8% 24.46% 2
2011 -17.0% -80.4% 24.9% 79.36% 5

NAV & Total Return History

HCTBX - Holdings

Filings data as of: Oct 31, 2016

Concentration Analysis

HCTBX Category Low Category High HCTBX % Rank Quintile
Net Assets 1.02 B 9.87 K 81.6 B 5.48% 2
Number of Holdings 400 1 7588 2.65% 1
Net Assets in Top 10 108 M 0 17 B 10.59% 2
Weighting of Top 10 10.7% 0.0% 100.0% 29.58% 5

Top 10 Holdings

  1. Bristol-Myers Squibb Company 1.51%
  2. Microsoft Corp 1.22%
  3. Allergan PLC 0.83%
  4. SES SA DR 1.14%
  5. Delphi Automotive PLC 0.83%
  6. Blackrock Liquidity Fds Fedfund Instl Shs 1.81%
  7. Netflix Inc 0.89%
  8. British American Tobacco PLC 0.81%
  9. Uber Technologies Inc Preferred Stock 0.81%
  10. iShares MSCI ACWI 0.80%

Asset Allocation

Weighting Category Low Category High HCTBX % Rank Quintile
Stocks
95.00% 0.00% 132.91% 16.45% 3
Other
3.18% -5.37% 40.46% 3.40% 1
Bonds
1.81% -0.13% 96.20% 3.97% 1
Cash
0.01% -35.60% 102.01% 24.95% 5
Convertible Bonds
0.00% 0.00% 29.24% 1.61% 4
Preferred Stocks
0.00% 0.00% 10.39% 4.35% 4

Stock Sector Breakdown

Weighting Category Low Category High HCTBX % Rank Quintile
Financial Services
14.52% 0.00% 40.61% 12.49% 2
Technology
13.46% 0.00% 74.20% 16.46% 3
Consumer Cyclical
13.07% 0.00% 46.58% 12.11% 2
Healthcare
12.66% 0.00% 48.64% 11.07% 3
Industrials
9.99% 0.00% 72.23% 18.16% 3
Consumer Defense
8.98% 0.00% 56.28% 13.34% 3
Energy
6.30% 0.00% 53.37% 9.37% 2
Basic Materials
5.14% 0.00% 33.69% 8.23% 2
Communication Services
3.49% -1.23% 82.03% 15.04% 3
Real Estate
3.45% 0.00% 95.26% 7.95% 2
Utilities
3.13% 0.00% 81.98% 8.23% 2

Stock Geographic Breakdown

Weighting Category Low Category High HCTBX % Rank Quintile
US
49.96% 0.00% 126.77% 15.31% 3
Non US
45.04% 0.00% 97.75% 15.03% 3

Bond Sector Breakdown

Weighting Category Low Category High HCTBX % Rank Quintile
Government
1.81% -13.33% 54.60% 1.99% 1
Securitized
0.00% 0.00% 22.97% 1.61% 4
Cash & Equivalents
0.00% -35.60% 102.01% 25.45% 5
Corporate
0.00% 0.00% 73.31% 7.38% 4
Municipal
0.00% 0.00% 3.15% 1.23% 4
Derivative
0.00% -13.37% 24.27% 1.51% 3

Bond Geographic Breakdown

Weighting Category Low Category High HCTBX % Rank Quintile
US
1.81% -22.48% 54.31% 3.02% 1
Non US
0.00% 0.00% 118.68% 3.21% 4

HCTBX - Expenses

Operational Fees

HCTBX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 2.13% 0.00% 323.68% 13.80% 4
Management Fee 0.77% 0.00% 1.95% 3.31% 3
12b-1 Fee 1.00% 0.00% 1.00% 0.14% 5
Administrative Fee N/A 0.01% 0.45% N/A N/A

Sales Fees

HCTBX Fees (% of AUM) Category Low Category High HCTBX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load 5.00% 1.00% 5.00% 0.46% 5

Trading Fees

HCTBX Fees (% of AUM) Category Low Category High HCTBX Rank Quintile
Max Redemption Fee N/A 0.08% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HCTBX Fees (% of AUM) Category Low Category High HCTBX Rank Quintile
Turnover 93.00% 0.00% 2311.00% 5.60% 5

HCTBX - Distributions

Dividend Yield Analysis

HCTBX Category Low Category High HCTBX % Rank Quintile
Dividend Yield N/A 0.00% 2.38% N/A N/A

Dividend Distribution Analysis

HCTBX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

HCTBX Category Low Category High HCTBX % Rank Quintile
Net Income Ratio -0.22% -2.05% 6.75% 30.62% 5

Capital Gain Distribution Analysis

HCTBX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

HCTBX - Managers

David W. Palmer

Manager

Start Date

Apr 29, 2005

Tenure

11.6

Tenure Rank

1.5%

David W. Palmer, CFA, Senior Vice President, Partner, and Equity Portfolio Manager, is the Portfolio Manager. David is an equity portfolio manager and research analyst on the Opportunistic Value Team, which searches for value-oriented, low P/E securities. His portfolio management responsibilities include both US domestic and global value portfolio mandates. While his research is primarily focused on the energy sector, David also follows other industries including automotive, education, and IT services for a number of Wellington Management's specialized portfolios, including the Mid Cap Value and Value Cap App products. Prior to joining Wellington Management in 1998, David worked in equity sales, trading, and research at Cantor Fitzgerald, Ltd. in London (1993 — 1996). David earned his MBA in finance, with distinction, from the University of Pennsylvania (Wharton, 1998) and his BA in English, with distinction, from Stanford University (1993). He holds the Chartered Financial Analyst designation and is a member of the CFA Society of Philadelphia.


Kent M. Stahl

Manager

Start Date

Mar 01, 2010

Tenure

6.76

Tenure Rank

3.9%

Senior Managing Director, Partner, and Director of Investment Strategy and Risk As director of Investment Strategy and Risk, Kent conducts research on investment trends and focuses on major risks across our entire suite of equity, asset allocation, hedge fund, and fixed income approaches. While our firm does not have a traditional Chief Investment Officer, Kent and his team fulfill many of the elements that a CIO at other organizations would typically be responsible for overseeing. He is actively involved in our fiduciary oversight processes and serves on a number of our investment review committees, including as chairman of our Equity Review Group, as a member of the Fixed Income Review Group, and as the leader of our Equity Risk Advisory Council. Given the breadth of his exposure to all investment areas within the firm, he also serves as one of our primary investment spokespersons and is a strategic investment and risk advisor to a number of the firm’s larger clients. In addition, Kent is a portfolio manager on certain multi-manager solutions offered by the firm, including US, global, non-US, Japanese and hedge fund-like strategies. He is a member of the firm’s Operating Committee, which oversees non-compensation spending, and the Product Panel, which approves all new approaches offered by the firm. Previously, he served as the director of Equity Product Management. Prior to joining Wellington Management in 1998, Kent led the corporate finance and pension investment areas within NCR Corporation (1990 – 1998). He also worked as an asset/liability specialist for Salomon Brothers (1987 – 1990) and in institutional sales for Goldman, Sachs (1985 – 1986). Kent earned his MBA from the University of Chicago (1987) and his BSBA, summa cum laude, from The Ohio State University (1985). In addition, he holds the Chartered Financial Analyst designation.


Gregg R. Thomas

Manager

Start Date

Mar 01, 2013

Tenure

3.75

Tenure Rank

6.9%

Senior Managing Director, Partner, and Associate Director, Investment Strategy and Risk As associate director of Investment Strategy and Risk, Gregg conducts original research on portfolio and risk-management topics, leads various Wellington Management internal investment oversight processes, and analyzes key trends and investment risks across the equity, fixed income, asset allocation, and hedge fund product suites. In addition, he is a portfolio manager on certain multi-manager solutions offered by the firm, including Global Equities, International Equities, Hedged Equities, Japan Equities, and US Alpha strategies. Gregg is a member of a number of Wellington Management’s committees and oversight groups, including the Risk Management Committee, Fixed Income Risk Advisory Council, Equity Risk Advisory Council, Multi Asset Strategy Review Group, Equity Review Group II, New Product Working Group, and Philosophy and Process Panel, and represents Wellington Management as a member of the Buy Side Risk Managers Forum. Previously, Gregg was an equity portfolio specialist and analyst at Wellington Management (2002 – 2006). Prior to rejoining the firm in 2002, he worked as a quantitative business analyst at Zurich Scudder Investments (2001), as a business analyst and data analyst in Wellington Management’s Information Services Group (1997 – 2001), and in various financial markets-related positions at IDD Information Services (1993 – 1997). Gregg received his BS in finance, with high distinction, from the University of Rhode Island (1992). He holds the Chartered Financial Analyst designation.


Saul J. Pannell

Manager

Start Date

Apr 29, 2005

Tenure

11.6

Tenure Rank

1.5%

Saul J. Pannell, CFA, is Senior Vice President, Partner, and Equity Portfolio Manager at Wellington Management. His career at Wellington Management began in 1974 and as a global industry research analyst specializing in a number of industries, particularly aerospace and electrical equipment. . Saul received his MBA from Harvard Business School (1974) and his AB in economics, cum laude, from Harvard College (1972). In addition to holding the Chartered Financial Analyst designation, Saul is a member of the Boston Security Analysts Society and the CFA Institute.


Michael T. Carmen

Manager

Start Date

Apr 29, 2005

Tenure

11.6

Tenure Rank

1.5%

Michael T. Carmen, CFA, CPA, Senior Vice President, Partner, and Equity Portfolio Manager, is the Portfolio Manager and is involved in portfolio management and securities analysis. As an equity portfolio manager, Michael manages institutional portfolios in the Multi Cap Growth styles. Michael draws on research provided by the firm's regional and global industry analysts and other global research resources within the firm. Prior to joining Wellington Management in 1999, Michael was an equity portfolio manager at Kobrick Funds (1997 —1999), State Street Research and Management (1992 — 1996, 1997), and Montgomery Asset Management (1996). Michael began his career in the investment industry as a technology analyst with Sanford Bernstein (1988 — 1990) and later with Cigna Investments (1991 — 1992). Michael received his MBA from New York University (Stern, 1991) and his BS in accounting from the State University of New York at Albany (1984). Additionally, he holds the Chartered Financial Analyst designation and is a Certified Public Accountant.


Nicolas M. Choumenkovitch

Manager

Start Date

Apr 29, 2005

Tenure

11.6

Tenure Rank

1.5%

Nicolas M. Choumenkovitch, Senior Vice President, Partner, and Equity Portfolio Manager, is the Portfolio Manager. As the lead equity portfolio manager for the International/Global Opportunities Team, Nicolas is focused on managing global equity portfolios, including the firm's Global Opportunities, International Opportunities, and Global Horizons products. Prior to joining Wellington Management in 1995, Nicolas was an associate with C.S. First Boston's affiliate in Buenos Aires, Argentina (1993 — 1995) and a financial analyst with The Bank of New York in New York City (1987 — 1990). Nicolas received his MBA from the University of Virginia (Darden, 1992), and his BA in economics from Occidental College (1986).


Tenure Analysis

Category Low

0.0

Category High

34.3

Category Average

5.69

Category Mode

1.9