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HIBCX Hartford Capital Appreciation HLS IB

  • Fund
  • HIBCX
  • Price as of: Dec 15, 2017
  • $49.69
  • + $0.44
  • + 0.89%
  • Category
  • Large Cap Blend Equities

HIBCX - Profile

Vitals

  • YTD Return 19.7%
  • 3 Yr Annualized Return 8.2%
  • 5 Yr Annualized Return 14.4%
  • Net Assets $5.08 B
  • Holdings in Top 10 14.6%

52 WEEK LOW AND HIGH

$49.69
$41.50
$49.69

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.93%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 103.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Large Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 19.7%
  • 3 Yr Annualized Total Return 8.2%
  • 5 Yr Annualized Total Return 14.4%
  • Capital Gain Distribution Frequency Semi-Annually
  • Net Income Ratio 0.72%
DIVIDENDS
  • Dividend Yield N/A
  • Dividend Distribution Frequency Semi-Annually

Fund Details

  • Legal Name Hartford Capital Appreciation HLS Fund
  • Fund Family Name Hartford Mutual Funds
  • Inception Date Apr 01, 1998
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Kent M. Stahl

Fund Description

The fund normally invests at least 65% of its net assets in common stocks of small, medium and large companies. It may also invest up to 35% of its net assets in equity securities of foreign issuers and non-dollar securities. The fund may trade securities actively.

HIBCX - Performance

Return Ranking - Trailing

Period HIBCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 19.7% -92.6% 38.4% 20.85% 2
1 Yr 22.2% -51.7% 38.4% 28.04% 2
3 Yr 8.2% * -14.4% 14.9% 62.38% 4
5 Yr 14.4% * -40.5% 17.8% 45.11% 3
10 Yr 6.1% * -6.7% 11.3% 74.48% 4

* Annualized


Return Ranking - Calendar

Period HIBCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 -5.5% -37.7% 186.3% 85.11% 5
2015 -18.9% -46.9% 11.2% 87.49% 5
2014 -8.4% -51.7% 38.1% 85.30% 5
2013 37.5% -88.0% 42.8% 3.41% 1
2012 16.7% -100.0% 25.9% 7.62% 1

Total Return Ranking - Trailing

Period HIBCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 19.7% -92.6% 38.4% 20.81% 2
1 Yr 22.2% -52.5% 142.7% 23.15% 2
3 Yr 8.2% * -6.4% 57.6% 56.03% 3
5 Yr 14.4% * -39.2% 26.3% 39.46% 2
10 Yr 6.1% * 0.4% 26.5% 72.61% 4

* Annualized


Total Return Ranking - Calendar

Period HIBCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 4.7% -36.6% 190.6% 58.11% 3
2015 1.8% -40.3% 20.1% 16.26% 1
2014 12.0% -24.8% 100.1% 59.15% 3
2013 91.8% -93.4% 1119.1% 1.39% 1
2012 58.0% -100.0% 282.8% 3.08% 1

NAV & Total Return History

HIBCX - Holdings

Filings data as of: Oct 31, 2017

Concentration Analysis

HIBCX Category Low Category High HIBCX % Rank Quintile
Net Assets 5.08 B 9.87 K 635 B 4.24% 1
Number of Holdings 291 1 3780 7.27% 2
Net Assets in Top 10 736 M 13.1 K 104 B 7.99% 2
Weighting of Top 10 14.6% 2.3% 269.3% 34.68% 5

Top 10 Holdings

  1. Bristol-Myers Squibb Company 1.81%
  2. Facebook Inc A 1.97%
  3. Chubb Ltd 1.35%
  4. PNC Financial Services Group Inc 1.48%
  5. Citigroup Inc 1.95%
  6. Alibaba Group Holding Ltd ADR 1.11%
  7. Qualcomm Inc 1.18%
  8. Alphabet Inc C 1.61%
  9. Nike Inc B 1.09%
  10. American Express Co 1.09%

Asset Allocation

Weighting Category Low Category High HIBCX % Rank Quintile
Stocks
95.97% 0.00% 153.03% 17.23% 4
Cash
2.35% -113.33% 132.07% 13.45% 2
Preferred Stocks
1.13% -0.40% 88.99% 1.22% 1
Other
0.54% -81.75% 100.00% 6.69% 2
Convertible Bonds
0.00% 0.00% 80.85% 2.09% 4
Bonds
0.00% -54.50% 111.13% 7.39% 4

Stock Sector Breakdown

Weighting Category Low Category High HIBCX % Rank Quintile
Technology
20.29% 0.00% 41.09% 11.82% 2
Financial Services
17.44% 0.00% 92.46% 11.03% 2
Healthcare
12.55% 0.00% 43.34% 19.32% 4
Consumer Cyclical
12.43% 0.00% 47.61% 9.73% 2
Industrials
10.61% 0.00% 34.84% 15.07% 3
Consumer Defense
6.00% 0.00% 47.38% 20.33% 4
Utilities
4.30% -1.65% 32.10% 3.53% 1
Basic Materials
3.82% -0.88% 41.24% 9.16% 2
Real Estate
3.38% -35.07% 11.80% 5.77% 1
Energy
3.35% -3.37% 23.05% 20.84% 4
Communication Services
1.47% -0.78% 19.06% 18.39% 4

Stock Geographic Breakdown

Weighting Category Low Category High HIBCX % Rank Quintile
US
78.22% 0.00% 103.08% 27.41% 5
Non US
17.75% -1.33% 88.04% 3.53% 1

HIBCX - Expenses

Operational Fees

HIBCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.93% 0.02% 303.36% 16.08% 2
Management Fee 0.64% 0.00% 2.25% 3.09% 3
12b-1 Fee 0.25% 0.00% 1.00% 2.21% 3
Administrative Fee 0.02% 0.00% 0.45% 5.79% 1

Sales Fees

HIBCX Fees (% of AUM) Category Low Category High HIBCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 0.00% 5.00% N/A N/A

Trading Fees

HIBCX Fees (% of AUM) Category Low Category High HIBCX Rank Quintile
Max Redemption Fee N/A 0.15% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HIBCX Fees (% of AUM) Category Low Category High HIBCX Rank Quintile
Turnover 103.00% 0.00% 1754.00% 5.08% 5

HIBCX - Distributions

Dividend Yield Analysis

HIBCX Category Low Category High HIBCX % Rank Quintile
Dividend Yield N/A 0.00% 11.20% N/A N/A

Dividend Distribution Analysis

HIBCX Category Low Category High Category Mode
Dividend Distribution Frequency Semi-Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

HIBCX Category Low Category High HIBCX % Rank Quintile
Net Income Ratio 0.72% -1.94% 3.70% 13.34% 4

Capital Gain Distribution Analysis

HIBCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Semi-Annually Annually Daily Annually

HIBCX - Managers

Kent M. Stahl

Manager

Start Date

May 01, 2010

Tenure

7.59

Tenure Rank

5.8%

Mr. Stahl joined Wellington Management in 1998, where he currently serves as Director of Investment Strategy and Risk. As director of Investment Strategy and Risk, Kent conducts research on investment trends and focuses on major risks across our entire suite of equity, asset allocation, hedge fund, and fixed income approaches. While our firm does not have a traditional Chief Investment Officer, Kent and his team fulfill many of the elements that a CIO at other organizations would typically be responsible for overseeing. He is actively involved in our fiduciary oversight processes and serves on a number of our investment review committees, including as chairman of our Equity Review Group, as a member of the Fixed Income Review Group, and as the leader of our Equity Risk Advisory Council. Given the breadth of his exposure to all investment areas within the firm, he also serves as one of our primary investment spokespersons and is a strategic investment and risk advisor to a number of the firm’s larger clients. In addition, Kent is a portfolio manager on certain multi-manager solutions offered by the firm, including US, global, non-US, Japanese and hedge fund-like strategies. He is a member of the firm’s Operating Committee, which oversees non-compensation spending, and the Product Panel, which approves all new approaches offered by the firm. Previously, he served as the director of Equity Product Management. Prior to joining Wellington Management in 1998, Kent led the corporate finance and pension investment areas within NCR Corporation (1990 – 1998). He also worked as an asset/liability specialist for Salomon Brothers (1987 – 1990) and in institutional sales for Goldman, Sachs (1985 – 1986). Kent earned his MBA from the University of Chicago (1987) and his BSBA, summa cum laude, from The Ohio State University (1985). In addition, he holds the Chartered Financial Analyst designation.


Gregg R. Thomas

Manager

Start Date

May 01, 2013

Tenure

4.59

Tenure Rank

8.3%

Mr. Thomas joined Wellington Management in 2002, where he currently serves as Senior Managing Director and Associate Director, Investment Strategy and Risk. As associate director of Investment Strategy and Risk, Gregg conducts original research on portfolio and risk-management topics, leads various Wellington Management internal investment oversight processes, and analyzes key trends and investment risks across the equity, fixed income, asset allocation, and hedge fund product suites. In addition, he is a portfolio manager on certain multi-manager solutions offered by the firm, including Global Equities, International Equities, Hedged Equities, Japan Equities, and US Alpha strategies. Gregg is a member of a number of Wellington Management’s committees and oversight groups, including the Risk Management Committee, Fixed Income Risk Advisory Council, Equity Risk Advisory Council, Multi Asset Strategy Review Group, Equity Review Group II, New Product Working Group, and Philosophy and Process Panel, and represents Wellington Management as a member of the Buy Side Risk Managers Forum. Previously, Gregg was an equity portfolio specialist and analyst at Wellington Management (2002 – 2006). Prior to rejoining the firm in 2002, he worked as a quantitative business analyst at Zurich Scudder Investments (2001), as a business analyst and data analyst in Wellington Management’s Information Services Group (1997 – 2001), and in various financial markets-related positions at IDD Information Services (1993 – 1997). Gregg received his BS in finance, with high distinction, from the University of Rhode Island (1992). He holds the Chartered Financial Analyst designation.


Saul J. Pannell

Manager

Start Date

Jul 01, 1991

Tenure

26.44

Tenure Rank

0.4%

Saul J. Pannell, CFA, is Senior Vice President, Partner, and Equity Portfolio Manager at Wellington Management. His career at Wellington Management began in 1974 and as a global industry research analyst specializing in a number of industries, particularly aerospace and electrical equipment. . Saul received his MBA from Harvard Business School (1974) and his AB in economics, cum laude, from Harvard College (1972). In addition to holding the Chartered Financial Analyst designation, Saul is a member of the Boston Security Analysts Society and the CFA Institute.


Tenure Analysis

Category Low

0.0

Category High

82.0

Category Average

6.2

Category Mode

0.7