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ITHAX Hartford Capital Appreciation A

  • Fund
  • ITHAX
  • Price as of: Dec 01, 2016
  • $35.17
  • - $0.21
  • - 0.59%
  • Category
  • Large Cap Blend Equities

ITHAX - Profile

Vitals

  • YTD Return 2.5%
  • 3 Yr Annualized Return 5.1%
  • 5 Yr Annualized Return 12.3%
  • Net Assets $8.57 B
  • Holdings in Top 10 17.5%

52 WEEK LOW AND HIGH

$35.17
$29.10
$38.18

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.09%

SALES FEES

  • Front Load 5.50%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 79.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$2,000

IRA

$2,000

Investment Themes

CATEGORY

Large Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 2.5%
  • 3 Yr Annualized Total Return 3.1%
  • 5 Yr Annualized Total Return 11.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.34%
DIVIDENDS
  • Dividend Yield N/A
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name The Hartford Capital Appreciation Fund
  • Fund Family Name Hartford Mutual Funds
  • Inception Date Jul 22, 1996
  • Shares Outstanding N/A
  • Share Class A
  • Currency USD
  • Domiciled Country United States
  • Manager Kent M. Stahl

Fund Description

The Hartford Capital Appreciation Fund Class A (ITHAX) is an actively managed fund that uses a multimanager approach to grow investor capital over the long term. Hartford selects the underlying managers, determines their allocations, and strategically rebalances based on risk-factor exposures. The fund primarily focuses on U.S. large-cap equities but can invest in foreign stocks as well.

Given its multimanager approach and focus on large-cap growth, ITHAX makes an ideal subcore position among a broadly diversified equity portfolio. The fund is managed by Wellington Management Company LLP and Hartford Funds Management Company.

ITHAX - Performance

Return Ranking - Trailing

Period ITHAX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 2.5% -82.7% 186.5% 76.36% 4
1 Yr -1.0% -51.7% 28.0% 82.21% 5
3 Yr 5.1% * -14.4% 16.9% 70.83% 4
5 Yr 12.3% * -1.0% 19.4% 45.91% 3
10 Yr 5.2% * -0.2% 10.3% 68.20% 4

* Annualized


Return Ranking - Calendar

Period ITHAX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -7.5% -46.9% 5.7% 53.04% 3
2014 -20.5% -51.7% 19.5% 90.57% 5
2013 35.7% -88.0% 41.8% 5.46% 1
2012 19.4% -100.0% 42.8% 2.06% 1
2011 -16.8% -27.1% 13.3% 86.86% 5

Total Return Ranking - Trailing

Period ITHAX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 2.5% -82.7% 190.8% 80.51% 5
1 Yr -6.4% -52.5% 142.7% 92.53% 5
3 Yr 3.1% * -5.6% 57.6% 85.16% 5
5 Yr 11.1% * -1.0% 19.4% 64.22% 4
10 Yr 4.6% * -0.2% 10.3% 77.94% 4

* Annualized


Total Return Ranking - Calendar

Period ITHAX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -7.2% -40.3% 13.0% 84.43% 5
2014 9.2% -24.8% 54.2% 74.15% 4
2013 72.8% -93.4% 1119.1% 5.38% 1
2012 42.2% -100.0% 282.8% 6.51% 1
2011 -27.7% -43.5% 45.5% 93.61% 5

NAV & Total Return History

ITHAX - Holdings

Filings data as of: Oct 31, 2016

Concentration Analysis

ITHAX Category Low Category High ITHAX % Rank Quintile
Net Assets 8.57 B 9.87 K 463 B 2.23% 1
Number of Holdings 306 1 3780 6.47% 2
Net Assets in Top 10 1.49 B 13.1 K 69.4 B 3.81% 1
Weighting of Top 10 17.5% 2.2% 297.1% 29.93% 5

Top 10 Holdings

  1. Bristol-Myers Squibb Company 2.32%
  2. JPMorgan Chase & Co 2.23%
  3. Alphabet Inc C 2.02%
  4. Facebook Inc A 1.73%
  5. Chubb Ltd 2.36%
  6. HCA Holdings Inc 1.42%
  7. Allergan PLC 1.54%
  8. Alibaba Group Holding Ltd ADR 1.37%
  9. Netflix Inc 1.33%
  10. PNC Financial Services Group Inc 1.21%

Asset Allocation

Weighting Category Low Category High ITHAX % Rank Quintile
Stocks
94.14% 0.00% 118.62% 19.38% 4
Other
4.71% -81.75% 100.00% 1.51% 1
Preferred Stocks
1.15% 0.00% 90.60% 0.79% 1
Convertible Bonds
0.00% 0.00% 83.08% 1.87% 4
Cash
0.00% -103.42% 132.07% 24.89% 5
Bonds
0.00% -13.88% 103.49% 7.25% 4

Stock Sector Breakdown

Weighting Category Low Category High ITHAX % Rank Quintile
Technology
18.94% 0.00% 63.16% 9.95% 2
Financial Services
16.35% 0.00% 46.84% 9.73% 2
Healthcare
15.57% 0.00% 30.94% 7.86% 2
Industrials
11.78% 0.00% 48.43% 10.45% 2
Consumer Cyclical
10.93% 0.00% 47.61% 14.92% 3
Consumer Defense
6.40% 0.00% 48.03% 20.98% 4
Energy
4.69% -3.67% 22.58% 20.26% 4
Basic Materials
3.90% 0.00% 23.55% 7.79% 2
Utilities
2.19% -3.74% 25.88% 12.55% 3
Communication Services
2.13% -3.08% 17.25% 16.80% 4
Real Estate
1.26% -0.11% 12.73% 14.35% 3

Stock Geographic Breakdown

Weighting Category Low Category High ITHAX % Rank Quintile
US
73.16% 0.00% 118.15% 27.70% 5
Non US
20.98% -0.64% 94.30% 2.73% 1

ITHAX - Expenses

Operational Fees

ITHAX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.09% 0.02% 303.36% 14.43% 3
Management Fee 0.66% 0.00% 2.25% 2.80% 4
12b-1 Fee 0.25% 0.00% 1.00% 1.99% 3
Administrative Fee N/A 0.00% 0.45% N/A N/A

Sales Fees

ITHAX Fees (% of AUM) Category Low Category High ITHAX Rank Quintile
Front Load 5.50% 0.00% 5.75% 0.88% 3
Deferred Load N/A 0.00% 5.00% N/A N/A

Trading Fees

ITHAX Fees (% of AUM) Category Low Category High ITHAX Rank Quintile
Max Redemption Fee N/A 0.15% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ITHAX Fees (% of AUM) Category Low Category High ITHAX Rank Quintile
Turnover 79.00% 0.00% 1754.00% 6.68% 4

ITHAX - Distributions

Dividend Yield Analysis

ITHAX Category Low Category High ITHAX % Rank Quintile
Dividend Yield N/A 0.00% 11.20% N/A N/A

Dividend Distribution Analysis

ITHAX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

ITHAX Category Low Category High ITHAX % Rank Quintile
Net Income Ratio 0.34% -2.05% 3.95% 15.95% 4

Capital Gain Distribution Analysis

ITHAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

ITHAX - Managers

Kent M. Stahl

Manager

Start Date

Mar 01, 2013

Tenure

3.67

Tenure Rank

8.7%

Senior Managing Director, Partner, and Director of Investment Strategy and Risk As director of Investment Strategy and Risk, Kent conducts research on investment trends and focuses on major risks across our entire suite of equity, asset allocation, hedge fund, and fixed income approaches. While our firm does not have a traditional Chief Investment Officer, Kent and his team fulfill many of the elements that a CIO at other organizations would typically be responsible for overseeing. He is actively involved in our fiduciary oversight processes and serves on a number of our investment review committees, including as chairman of our Equity Review Group, as a member of the Fixed Income Review Group, and as the leader of our Equity Risk Advisory Council. Given the breadth of his exposure to all investment areas within the firm, he also serves as one of our primary investment spokespersons and is a strategic investment and risk advisor to a number of the firm’s larger clients. In addition, Kent is a portfolio manager on certain multi-manager solutions offered by the firm, including US, global, non-US, Japanese and hedge fund-like strategies. He is a member of the firm’s Operating Committee, which oversees non-compensation spending, and the Product Panel, which approves all new approaches offered by the firm. Previously, he served as the director of Equity Product Management. Prior to joining Wellington Management in 1998, Kent led the corporate finance and pension investment areas within NCR Corporation (1990 – 1998). He also worked as an asset/liability specialist for Salomon Brothers (1987 – 1990) and in institutional sales for Goldman, Sachs (1985 – 1986). Kent earned his MBA from the University of Chicago (1987) and his BSBA, summa cum laude, from The Ohio State University (1985). In addition, he holds the Chartered Financial Analyst designation.


Gregg R. Thomas

Manager

Start Date

Mar 01, 2013

Tenure

3.67

Tenure Rank

8.7%

Senior Managing Director, Partner, and Associate Director, Investment Strategy and Risk As associate director of Investment Strategy and Risk, Gregg conducts original research on portfolio and risk-management topics, leads various Wellington Management internal investment oversight processes, and analyzes key trends and investment risks across the equity, fixed income, asset allocation, and hedge fund product suites. In addition, he is a portfolio manager on certain multi-manager solutions offered by the firm, including Global Equities, International Equities, Hedged Equities, Japan Equities, and US Alpha strategies. Gregg is a member of a number of Wellington Management’s committees and oversight groups, including the Risk Management Committee, Fixed Income Risk Advisory Council, Equity Risk Advisory Council, Multi Asset Strategy Review Group, Equity Review Group II, New Product Working Group, and Philosophy and Process Panel, and represents Wellington Management as a member of the Buy Side Risk Managers Forum. Previously, Gregg was an equity portfolio specialist and analyst at Wellington Management (2002 – 2006). Prior to rejoining the firm in 2002, he worked as a quantitative business analyst at Zurich Scudder Investments (2001), as a business analyst and data analyst in Wellington Management’s Information Services Group (1997 – 2001), and in various financial markets-related positions at IDD Information Services (1993 – 1997). Gregg received his BS in finance, with high distinction, from the University of Rhode Island (1992). He holds the Chartered Financial Analyst designation.


Saul J. Pannell

Lead Manager

Start Date

Jul 22, 1996

Tenure

20.29

Tenure Rank

0.9%

Saul J. Pannell, CFA, is Senior Vice President, Partner, and Equity Portfolio Manager at Wellington Management. His career at Wellington Management began in 1974 and as a global industry research analyst specializing in a number of industries, particularly aerospace and electrical equipment. . Saul received his MBA from Harvard Business School (1974) and his AB in economics, cum laude, from Harvard College (1972). In addition to holding the Chartered Financial Analyst designation, Saul is a member of the Boston Security Analysts Society and the CFA Institute.


Tenure Analysis

Category Low

0.0

Category High

81.0

Category Average

6.06

Category Mode

4.8