Are you getting the best rate from your broker?
Compare your broker's rates now to find out if you can save money

Choose your broker below
Welcome to MutualFunds.com. Please help us personalize your experience.

Select the one that best describes you
ALERT

Will Mutual Funds Have Higher Capital Gains Distributions This Year?

Mutualfunds logo

NBGEX Neuberger Berman Genesis Tr

  • Fund
  • NBGEX
  • Price as of: Sep 18, 2017
  • $63.53
  • + $0.48
  • + 0.76%
  • Category
  • Mid Cap Growth Equities

NBGEX - Profile

Vitals

  • YTD Return 6.0%
  • 3 Yr Annualized Return 7.5%
  • 5 Yr Annualized Return 11.8%
  • Net Assets $10.8 B
  • Holdings in Top 10 17.9%

52 WEEK LOW AND HIGH

$63.53
$56.27
$64.71

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.10%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 16.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Mid Cap Growth Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Growth

Distributions

  • YTD Total Return 6.0%
  • 3 Yr Annualized Total Return 7.5%
  • 5 Yr Annualized Total Return 11.8%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.21%
DIVIDENDS
  • Dividend Yield 0.2%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Neuberger Berman Genesis Fund
  • Fund Family Name Neuberger Berman
  • Inception Date Aug 26, 1993
  • Shares Outstanding N/A
  • Share Class No Load
  • Currency USD
  • Domiciled Country United States
  • Manager Brett S. Reiner

Fund Description

The fund invests mainly in common stocks of small-capitalization companies, which it defines as those with a total market value of no more than $2 billion at the time the fund first invests in them. It may continue to hold or add to a position in a stock after the company's market value has grown beyond $2 billion. The fund seeks to reduce risk by diversifying among many companies and industries.

NBGEX - Performance

Return Ranking - Trailing

Period NBGEX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 6.0% -98.2% 32.5% 84.94% 5
1 Yr 10.1% -20.6% 35.1% 83.71% 5
3 Yr 7.5% * -5.9% 28.7% 36.08% 2
5 Yr 11.8% * 2.5% 20.0% 54.15% 3
10 Yr 7.9% * -0.2% 12.8% 33.70% 2

* Annualized


Return Ranking - Calendar

Period NBGEX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 11.5% -70.5% 27.9% 4.19% 1
2015 -9.3% -82.5% 12.2% 54.43% 3
2014 -8.2% -40.7% 31.3% 68.56% 4
2013 27.4% -27.0% 200.0% 44.83% 3
2012 5.1% -17.1% 26.4% 84.57% 5

Total Return Ranking - Trailing

Period NBGEX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 6.0% -59.7% 32.5% 85.45% 5
1 Yr 10.1% -35.2% 876.4% 73.27% 4
3 Yr 7.5% * -4.9% 23.6% 32.86% 2
5 Yr 11.8% * 2.0% 20.0% 49.92% 3
10 Yr 7.9% * -0.2% 12.8% 31.67% 2

* Annualized


Total Return Ranking - Calendar

Period NBGEX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 11.5% -98.2% 27.9% 5.93% 1
2015 0.1% -43.1% 19.2% 38.23% 2
2014 -0.7% -23.5% 141.0% 90.28% 5
2013 52.3% -22.5% 561.9% 42.60% 3
2012 15.3% -11.3% 4114.7% 81.85% 5

NAV & Total Return History

NBGEX - Holdings

Filings data as of: Jun 30, 2017

Concentration Analysis

NBGEX Category Low Category High NBGEX % Rank Quintile
Net Assets 10.8 B 281 K 28.8 B 0.74% 1
Number of Holdings 130 3 2290 5.20% 1
Net Assets in Top 10 1.98 B 84.9 K 5.03 B 1.63% 1
Weighting of Top 10 17.9% 6.4% 147.1% 29.72% 4

Top 10 Holdings

  1. Church & Dwight Co Inc 1.66%
  2. Sensient Technologies Corp 1.79%
  3. West Pharmaceutical Services Inc 2.36%
  4. Tyler Technologies Inc 1.77%
  5. Pool Corp 2.10%
  6. Bank of Hawaii Corp 1.65%
  7. Littelfuse Inc 1.57%
  8. Fair Isaac Corp 1.79%
  9. IDEXX Laboratories Inc 1.53%
  10. Toro Co 1.64%

Asset Allocation

Weighting Category Low Category High NBGEX % Rank Quintile
Stocks
98.92% 15.06% 118.10% 6.98% 2
Cash
1.08% -18.09% 41.72% 22.29% 4
Preferred Stocks
0.00% 0.00% 4.60% 2.23% 3
Other
0.00% -10.78% 79.22% 11.00% 4
Convertible Bonds
0.00% 0.00% 1.41% 1.34% 3
Bonds
0.00% 0.00% 59.99% 2.38% 3

Stock Sector Breakdown

Weighting Category Low Category High NBGEX % Rank Quintile
Industrials
20.72% 0.00% 37.22% 8.32% 2
Technology
18.53% 2.80% 48.82% 20.51% 4
Financial Services
17.71% 0.00% 41.14% 4.01% 1
Consumer Cyclical
13.83% 0.00% 52.30% 22.88% 4
Healthcare
12.84% 0.00% 33.72% 22.14% 4
Basic Materials
7.45% 0.00% 11.23% 1.93% 1
Consumer Defense
5.16% -0.01% 22.39% 14.56% 3
Energy
2.02% 0.00% 14.18% 15.75% 3
Real Estate
0.34% 0.00% 29.90% 26.89% 5
Communication Services
0.33% 0.00% 18.29% 19.02% 3
Utilities
0.00% -0.03% 9.98% 8.47% 3

Stock Geographic Breakdown

Weighting Category Low Category High NBGEX % Rank Quintile
US
94.53% 14.94% 112.38% 13.97% 3
Non US
4.39% 0.00% 54.52% 13.97% 2

NBGEX - Expenses

Operational Fees

NBGEX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.10% 0.07% 111.05% 22.65% 2
Management Fee 1.06% 0.06% 1.50% 0.74% 5
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee 0.40% 0.00% 25000.00% 1.37% 5

Sales Fees

NBGEX Fees (% of AUM) Category Low Category High NBGEX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.50% N/A N/A

Trading Fees

NBGEX Fees (% of AUM) Category Low Category High NBGEX Rank Quintile
Max Redemption Fee N/A 0.05% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NBGEX Fees (% of AUM) Category Low Category High NBGEX Rank Quintile
Turnover 16.00% 0.00% 687.00% 20.86% 1

NBGEX - Distributions

Dividend Yield Analysis

NBGEX Category Low Category High NBGEX % Rank Quintile
Dividend Yield 0.2% 0.00% 11.02% 28.01% 3

Dividend Distribution Analysis

NBGEX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

NBGEX Category Low Category High NBGEX % Rank Quintile
Net Income Ratio 0.21% -2.43% 1.43% 7.90% 1

Capital Gain Distribution Analysis

NBGEX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

NBGEX - Managers

Brett S. Reiner

Manager

Start Date

Dec 19, 2005

Tenure

11.71

Tenure Rank

5.0%

Brett S. Reiner is Managing Directors of Neuberger Berman Management LLC and Neuberger Berman LLC., his employer since 2000. He has been members of the Small Cap Group since 2003.


Judith M. Vale

Manager

Start Date

Feb 01, 1994

Tenure

23.59

Tenure Rank

0.6%

Vale is a managing director and portfolio manager on the Small Cap Value Equity team. She joined Neuberger in 1992. Previously, she was a portfolio manager at Quest Advisory and a senior fund analyst at Merrill Lynch Asset Management. Judy began her investment career in 1980 as an institutional analyst at Ingalls Snyder. Vale holds the Chartered Financial Analyst designation.


Robert W. D'Alelio

Manager

Start Date

Aug 01, 1997

Tenure

20.1

Tenure Rank

1.0%

Robert D'Alelio joined Neuberger Berman in 1996. He is a managing director and portfolio manager on the Small Cap Value Equity team. Previously, he spent fifteen years at Putnam Investments as an equity analyst and later, a senior vice president and portfolio manager. Bob began his investment career in 1979 as an analyst at the Bank of New England. He received a B.A. from the University of Massachusetts and an M.B.A. from Babson College.


Gregory G. Spiegel

Manager

Start Date

Feb 01, 2015

Tenure

2.58

Tenure Rank

15.0%

Gregory G. Spiegel is a Managing Director of Neuberger Berman Management LLC and Neuberger Berman LLC. Mr. Spiegel has been a member of the Small Cap Group since 2012. Mr. Spiegel joined the firm in 2012. Prior to joining the firm, Mr. Spiegel was the Director of Research at another firm, covering global equities and overseeing that firm’s research analysts from 2010 to 2012. He is an Associate Portfolio Manager.


Tenure Analysis

Category Low

0.0

Category High

31.6

Category Average

7.25

Category Mode

2.7