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NBGTX Neuberger Berman Guardian Tr

  • Fund
  • NBGTX
  • Price as of: Aug 08, 2016
  • $11.07
  • - $0.02
  • - 0.18%
  • Category
  • Large Cap Growth Equities

NBGTX - Profile

Vitals

  • YTD Return 7.5%
  • 3 Yr Annualized Return 8.0%
  • 5 Yr Annualized Return 10.3%
  • Net Assets $1.15 B
  • Holdings in Top 10 27.0%

52 WEEK LOW AND HIGH

$11.07
$9.23
$12.71

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.06%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 31.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

Closed to new investors as of 2009-10-15

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Large Cap Growth Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Growth

Distributions

  • YTD Total Return 7.5%
  • 3 Yr Annualized Total Return 8.0%
  • 5 Yr Annualized Total Return 10.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.46%
DIVIDENDS
  • Dividend Yield 0.1%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Neuberger Berman Guardian Fund
  • Fund Family Name Neuberger Berman
  • Inception Date Aug 03, 1993
  • Shares Outstanding N/A
  • Share Class No Load
  • Currency USD
  • Domiciled Country United States
  • Manager Charles C. Kantor

Fund Description

The fund mainly invests in common stocks of companies across all market capitalizations. The Portfolio Managers employ a research driven approach to stock selection, with a long term perspective that combines both quantitative analysis and qualitative judgment. Although the fund primarily invests in domestic stocks, it may also invest in stocks of foreign companies.

NBGTX - Performance

Return Ranking - Trailing

Period NBGTX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 7.5% -97.0% 17.4% 7.07% 1
1 Yr 2.8% -28.3% 24.3% 22.51% 2
3 Yr 8.0% * 0.2% 17.7% 82.22% 5
5 Yr 10.3% * 1.6% 16.2% 72.21% 4
10 Yr 6.9% * 0.4% 13.1% 72.39% 4

* Annualized


Return Ranking - Calendar

Period NBGTX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -20.2% -38.0% 13.6% 94.43% 5
2014 N/A -0.7% 12.3% N/A N/A
2013 N/A 23.9% 43.4% N/A N/A
2012 N/A 10.8% 19.6% N/A N/A
2011 N/A -12.1% 12.5% N/A N/A

Total Return Ranking - Trailing

Period NBGTX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 7.5% -97.0% 13.2% 6.74% 1
1 Yr 2.8% -28.3% 22.0% 19.23% 1
3 Yr 8.0% * -1.0% 17.7% 77.49% 4
5 Yr 10.3% * 0.4% 16.2% 67.59% 4
10 Yr 6.9% * -0.1% 13.1% 70.51% 4

* Annualized


Total Return Ranking - Calendar

Period NBGTX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -20.2% -38.0% 17.4% 94.45% 5
2014 N/A -0.7% 13.1% N/A N/A
2013 N/A 32.4% 62.9% N/A N/A
2012 N/A 15.7% 23.1% N/A N/A
2011 N/A -14.3% 13.3% N/A N/A

NAV & Total Return History

NBGTX - Holdings

Filings data as of: May 31, 2016

Concentration Analysis

NBGTX Category Low Category High NBGTX % Rank Quintile
Net Assets 1.15 B 373 K 146 B 11.38% 3
Number of Holdings 64 1 2190 9.13% 3
Net Assets in Top 10 307 M 0 33.1 B 12.53% 3
Weighting of Top 10 27.0% 0.0% 150.9% 23.39% 4

Top 10 Holdings

  1. US Bancorp 2.51%
  2. Schlumberger Ltd 2.65%
  3. DaVita HealthCare Partners Inc 3.20%
  4. Enbridge Inc 2.73%
  5. Apple Inc 2.74%
  6. ConAgra Foods Inc 2.65%
  7. CVS Health Corp 2.36%
  8. Alphabet Inc A 2.57%
  9. Brookfield Asset Management Inc Class A 2.54%
  10. Whole Foods Market Inc 3.06%

Asset Allocation

Weighting Category Low Category High NBGTX % Rank Quintile
Stocks
90.79% 0.00% 109.00% 20.63% 5
Cash
9.21% -9.00% 100.00% 1.74% 1
Other
0.01% -1.32% 24.55% 6.81% 2
Convertible Bonds
0.00% 0.00% 2.81% 0.84% 2
Preferred Stocks
0.00% 0.00% 4.61% 2.31% 3
Bonds
0.00% 0.00% 76.29% 2.89% 3

Stock Sector Breakdown

Weighting Category Low Category High NBGTX % Rank Quintile
Consumer Cyclical
15.42% -2.22% 41.71% 16.00% 3
Healthcare
12.47% -1.03% 98.63% 22.04% 5
Technology
12.27% -1.29% 52.19% 26.41% 5
Financial Services
10.82% -2.38% 40.17% 12.28% 2
Consumer Defense
10.72% -1.43% 30.67% 7.33% 2
Industrials
9.33% -0.37% 29.48% 16.58% 3
Energy
5.87% -2.01% 16.80% 5.59% 1
Utilities
4.25% -0.18% 16.29% 1.41% 1
Communication Services
4.11% 0.00% 12.93% 8.80% 2
Basic Materials
3.01% -1.18% 12.09% 9.58% 2
Real Estate
2.54% 0.00% 11.43% 5.59% 1

Stock Geographic Breakdown

Weighting Category Low Category High NBGTX % Rank Quintile
US
84.12% 0.00% 109.00% 24.16% 5
Non US
6.67% -0.01% 91.03% 8.23% 2

NBGTX - Expenses

Operational Fees

NBGTX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.06% 0.00% 24.91% 11.96% 3
Management Fee 0.89% 0.00% 1.50% 1.29% 5
12b-1 Fee 0.10% 0.00% 1.00% 1.84% 1
Administrative Fee 0.40% 0.00% 1.00% 0.24% 5

Sales Fees

NBGTX Fees (% of AUM) Category Low Category High NBGTX Rank Quintile
Front Load N/A 1.50% 8.50% N/A N/A
Deferred Load N/A 1.00% 5.50% N/A N/A

Trading Fees

NBGTX Fees (% of AUM) Category Low Category High NBGTX Rank Quintile
Max Redemption Fee N/A 0.05% 5.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NBGTX Fees (% of AUM) Category Low Category High NBGTX Rank Quintile
Turnover 31.00% 0.00% 437.00% 10.80% 2

NBGTX - Distributions

Dividend Yield Analysis

NBGTX Category Low Category High NBGTX % Rank Quintile
Dividend Yield 0.1% 0.00% 2.85% 42.45% 3

Dividend Distribution Analysis

NBGTX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

NBGTX Category Low Category High NBGTX % Rank Quintile
Net Income Ratio 0.46% -5.94% 3.70% 7.27% 2

Capital Gain Distribution Analysis

NBGTX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

NBGTX - Managers

Charles C. Kantor

Manager

Start Date

Oct 15, 2015

Tenure

0.79

Tenure Rank

11.8%

Charles C. Kantor, is a Managing Director of Neuberger Berman and Senior Portfolio Manager for the Neuberger Berman Long Short Strategy. He joined the firm in 2000. Prior to joining the firm, Charles was a managing director of Stern Stewart’s Financial Institutions division. There he assisted clients with implementing EVA-based financial management systems. Charles is co-author of “EVA for Banks: Value Creation, Risk Management, and Profitability Measurement,” Journal of Applied Corporate Finance, Spring 1996, and a participant in “Roundtable on Corporate Disclosure,” Journal of Applied Corporate Finance, Fall 2004. In addition, Charles is a regular commentator on CNBC, as well as a contributor to Barron’s. He earned a Bachelor of Commerce in Accounting and Economics from the University of Cape Town, South Africa and an MBA (with honors) from Harvard University Graduate School of Business.


Tenure Analysis

Category Low

0.0

Category High

48.6

Category Average

7.08

Category Mode

1.6