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PCKDX PIMCO StocksPLUS® Small D

  • Fund
  • PCKDX
  • Price as of: Mar 22, 2018
  • $10.30
  • - $0.25
  • - 2.37%
  • Category
  • Small Cap Blend Equities

PCKDX - Profile

Vitals

  • YTD Return 0.6%
  • 3 Yr Annualized Return 9.0%
  • 5 Yr Annualized Return 12.6%
  • Net Assets $1.37 B
  • Holdings in Top 10 247.2%

52 WEEK LOW AND HIGH

$10.30
$9.79
$10.76

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.14%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 383.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$1,000

Investment Themes

CATEGORY

Small Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 0.6%
  • 3 Yr Annualized Total Return 9.0%
  • 5 Yr Annualized Total Return 12.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 2.04%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name PIMCO StocksPLUS® Small Fund
  • Fund Family Name PIMCO
  • Inception Date Jul 31, 2006
  • Shares Outstanding N/A
  • Share Class D
  • Currency USD
  • Domiciled Country United States
  • Manager Mohsen Fahmi

Fund Description

The fund seeks to exceed the total return of the Russell 2000® Index by investing under normal circumstances in Russell 2000® Index derivatives, backed by a diversified portfolio of Fixed Income Instruments actively managed by PIMCO. "Fixed Income Instruments" include bonds, debt securities and other similar instruments issued by various U.S. and non-U.S. public- or private-sector entities.

PCKDX - Performance

Return Ranking - Trailing

Period PCKDX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 0.6% -72.0% 21.6% 5.98% 1
1 Yr 11.8% -34.4% 34.8% 9.44% 1
3 Yr 9.0% * -8.6% 17.1% 41.98% 3
5 Yr 12.6% * -8.5% 16.0% 3.00% 1
10 Yr 13.4% * 2.2% 18.4% 49.09% 3

* Annualized


Return Ranking - Calendar

Period PCKDX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 10.6% -49.6% 116.9% 17.80% 1
2016 20.7% -43.8% 134.4% 16.08% 1
2015 -14.5% -59.6% 39.3% 73.85% 4
2014 -6.2% -36.1% 40.8% 66.07% 4
2013 20.4% -11.0% 59.7% 78.11% 5

Total Return Ranking - Trailing

Period PCKDX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 0.6% -100.0% 21.6% 5.84% 1
1 Yr 11.8% -34.0% 34.8% 7.74% 1
3 Yr 9.0% * -10.4% 17.1% 38.07% 2
5 Yr 12.6% * -9.6% 16.0% 2.79% 1
10 Yr 13.4% * 2.2% 18.4% 46.23% 3

* Annualized


Total Return Ranking - Calendar

Period PCKDX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 10.6% -49.6% 358.4% 17.67% 1
2016 20.7% -36.7% 134.4% 19.05% 1
2015 -8.0% -37.6% 60.1% 75.21% 4
2014 6.9% -16.1% 95.3% 33.18% 2
2013 58.0% -12.9% 156.4% 25.69% 2

NAV & Total Return History

PCKDX - Holdings

Filings data as of: Dec 31, 2017

Concentration Analysis

PCKDX Category Low Category High PCKDX % Rank Quintile
Net Assets 1.37 B 1.78 M 87.3 B 8.64% 1
Number of Holdings 585 15 4272 7.28% 1
Net Assets in Top 10 1.26 B 324 K 3.24 B 0.57% 1
Weighting of Top 10 247.2% 2.5% 332.2% 0.77% 1

Top 10 Holdings

  1. IRS GBP 1.00000 09/19/18-1Y (RED) LCH_Receive 29.48%
  2. IRS GBP 1.00000 09/18/19-1Y (GRN) LCH_Pay 29.42%
  3. RU20INTR TRS EQUITY 3ML-22 *BULLET* FBF 28.29%
  4. RU20INTR TRS EQUITY 3ML-24 *BULLET* BPS 28.29%
  5. 90 Day Eurodollar Future Dec18 31.51%
  6. 90 Day Eurodollar Future Dec19 31.45%
  7. Ru20intr Trs Equity 3ml-7 Boa 21.57%
  8. IRS USD 1.75000 12/16/15-3Y CME_Pay 17.17%
  9. Ru20intr Trs Equity 3ml+0 Brc 16.27%
  10. Pimco Fds 13.75%

Asset Allocation

Weighting Category Low Category High PCKDX % Rank Quintile
Stocks
100.21% 0.00% 100.88% 0.77% 1
Bonds
29.69% 0.00% 90.22% 0.96% 1
Other
13.75% -13.16% 14.23% 0.38% 1
Convertible Bonds
0.18% 0.00% 1.26% 0.96% 1
Preferred Stocks
0.00% 0.00% 4.11% 2.30% 3
Cash
-43.81% -64.73% 62.49% 33.33% 5

Stock Sector Breakdown

Weighting Category Low Category High PCKDX % Rank Quintile
Financial Services
0.16% 0.00% 33.60% 37.24% 5
Technology
0.14% 0.00% 39.45% 36.85% 5
Industrials
0.13% 0.13% 54.02% 38.00% 5
Consumer Cyclical
0.11% 0.00% 34.22% 36.66% 5
Healthcare
0.10% 0.00% 24.64% 37.04% 5
Real Estate
0.08% 0.00% 38.25% 33.01% 5
Basic Materials
0.05% 0.00% 29.97% 34.74% 5
Utilities
0.03% 0.00% 22.37% 25.14% 4
Energy
0.03% 0.00% 20.84% 33.40% 5
Consumer Defense
0.03% 0.00% 22.01% 30.90% 5
Communication Services
0.01% 0.00% 10.80% 21.50% 4

Stock Geographic Breakdown

Weighting Category Low Category High PCKDX % Rank Quintile
US
100.15% 0.00% 100.57% 0.57% 1
Non US
0.06% 0.00% 94.68% 29.89% 5

Bond Sector Breakdown

Weighting Category Low Category High PCKDX % Rank Quintile
Securitized
20.04% 0.00% 56.69% 0.77% 1
Corporate
3.95% 0.00% 17.31% 1.92% 1
Government
2.10% -0.69% 23.21% 1.34% 1
Derivative
2.00% -0.03% 3.82% 0.38% 1
Municipal
0.93% 0.00% 0.93% 0.19% 1
Cash & Equivalents
-42.96% -64.94% 45.98% 33.52% 5

Bond Geographic Breakdown

Weighting Category Low Category High PCKDX % Rank Quintile
US
124.68% 0.00% 124.68% 0.19% 1
Non US
-94.99% -94.99% 17.59% 2.11% 5

PCKDX - Expenses

Operational Fees

PCKDX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.14% 0.03% 10.03% 24.76% 2
Management Fee 0.84% 0.00% 1.50% 4.02% 4
12b-1 Fee 0.25% 0.00% 1.00% 3.21% 2
Administrative Fee 0.40% 0.00% 0.40% 0.33% 5

Sales Fees

PCKDX Fees (% of AUM) Category Low Category High PCKDX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

PCKDX Fees (% of AUM) Category Low Category High PCKDX Rank Quintile
Max Redemption Fee N/A 1.00% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PCKDX Fees (% of AUM) Category Low Category High PCKDX Rank Quintile
Turnover 383.00% 0.00% 794.40% 0.58% 5

PCKDX - Distributions

Dividend Yield Analysis

PCKDX Category Low Category High PCKDX % Rank Quintile
Dividend Yield 0.0% 0.00% 3.69% 65.44% 4

Dividend Distribution Analysis

PCKDX Category Low Category High Category Mode
Dividend Distribution Frequency Quarterly Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

PCKDX Category Low Category High PCKDX % Rank Quintile
Net Income Ratio 2.04% -1.95% 2.47% 0.77% 1

Capital Gain Distribution Analysis

PCKDX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

PCKDX - Managers

Mohsen Fahmi

Manager

Start Date

Sep 26, 2014

Tenure

3.43

Tenure Rank

13.9%

Mr. Fahmi is a managing director and generalist portfolio manager in the Newport Beach office, focusing on global fixed income assets. Prior to joining PIMCO in 2014, he was with Moore Capital Management, most recently as a senior portfolio manager and previously as chief operating officer. In London earlier in his career, he was co-head of bond and currency proprietary trading at Tokai Bank Europe, head of leveraged investment at Salomon Brothers and executive director of proprietary trading at Goldman Sachs. Prior to this, he was a proprietary trader for J.P. Morgan in both New York and London, and he also spent seven years as an investment officer at the World Bank in Washington, DC. He holds an MBA from Stanford University. He received a master's degree in civil engineering from the Ohio State University and an undergraduate degree from Ain Shams University, Cairo.


Sudi N Mariappa

Manager

Start Date

Jan 12, 2015

Tenure

3.13

Tenure Rank

14.5%

Mr. Mariappa is a managing director and generalist portfolio manager in the Newport Beach office. He rejoined PIMCO in 2014 from GLG, a London-based hedge fund, where he was a managing director, developing and managing fixed income funds. Previously at PIMCO, Mr. Mariappa was a managing director and head of global portfolio management. He also served as a senior advisor to PIMCO’s portfolio management group from 2009-2011. Prior to joining PIMCO in 2000, he was a managing director for Merrill Lynch in Tokyo, overseeing Japanese government bond and swap derivative trading. He has 27 years of investment experience and holds an MBA, as well as a bachelor's degree in chemical engineering, from Cornell University.


Tenure Analysis

Category Low

0.0

Category High

27.3

Category Average

6.28

Category Mode

3.9