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PGRTX Principal SmallCap Growth I Instl

  • Fund
  • PGRTX
  • Price as of: Sep 19, 2017
  • $13.60
  • - $0.00
  • - 0.00%
  • Category
  • Small Cap Growth Equities

PGRTX - Profile

Vitals

  • YTD Return 16.4%
  • 3 Yr Annualized Return 9.0%
  • 5 Yr Annualized Return 13.3%
  • Net Assets $1.52 B
  • Holdings in Top 10 14.5%

52 WEEK LOW AND HIGH

$13.60
$10.76
$13.60

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.10%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 57.10%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Small Cap Growth Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Growth

Distributions

  • YTD Total Return 16.4%
  • 3 Yr Annualized Total Return 9.0%
  • 5 Yr Annualized Total Return 13.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.39%
DIVIDENDS
  • Dividend Yield N/A
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal SmallCap Growth Fund I
  • Fund Family Name Principal Funds
  • Inception Date Dec 06, 2000
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Randy L. Welch

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small market capitalizations at the time of purchase. For this fund, companies with small market capitalizations are those with market capitalizations equal to or smaller than the greater of: 1) $6.0 billion or 2) the highest market capitalization of the companies comprising the Russell 2000® Growth Index (as of December 31, 2016, the range was between approximately $20.4 million and $10.3 billion).

PGRTX - Performance

Return Ranking - Trailing

Period PGRTX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 16.4% -81.5% 31.3% 21.43% 2
1 Yr 18.4% -22.5% 49.1% 22.59% 2
3 Yr 9.0% * -11.1% 18.7% 25.39% 2
5 Yr 13.3% * -9.9% 19.1% 27.65% 2
10 Yr 8.8% * -8.2% 13.0% 14.23% 1

* Annualized


Return Ranking - Calendar

Period PGRTX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 6.1% -71.6% 25.7% 48.20% 3
2015 -7.3% -70.7% 14.9% 34.13% 2
2014 -16.3% -57.2% 35.1% 83.71% 5
2013 28.6% -32.6% 61.3% 55.04% 3
2012 7.6% -100.0% 30.8% 59.92% 4

Total Return Ranking - Trailing

Period PGRTX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 16.4% -81.5% 31.3% 21.50% 2
1 Yr 18.4% -31.1% 291.3% 19.52% 1
3 Yr 9.0% * -43.2% 166.8% 23.50% 2
5 Yr 13.3% * -11.3% 19.1% 26.21% 2
10 Yr 8.8% * -6.2% 13.0% 12.87% 1

* Annualized


Total Return Ranking - Calendar

Period PGRTX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 6.1% -71.6% 25.7% 50.25% 3
2015 1.3% -37.2% 38.5% 16.16% 1
2014 1.4% -23.4% 66.8% 61.75% 4
2013 78.0% -32.6% 6103.1% 18.46% 1
2012 33.2% -100.0% 400.5% 18.13% 1

NAV & Total Return History

PGRTX - Holdings

Filings data as of: Jul 31, 2017

Concentration Analysis

PGRTX Category Low Category High PGRTX % Rank Quintile
Net Assets 1.52 B 33.3 K 20.6 B 4.72% 1
Number of Holdings 1182 2 3465 0.63% 1
Net Assets in Top 10 223 M -2.31 M 3.52 B 6.61% 2
Weighting of Top 10 14.5% 5.0% 100.1% 28.03% 4

Top 10 Holdings

  1. Russell 2000 Mini Sep17 5.25%
  2. Hexcel Corp 0.93%
  3. Bright Horizons Family Solutions Inc 1.26%
  4. Waste Connections Inc 1.35%
  5. Cogent Communications Holdings Inc 1.05%
  6. Cavium Inc 0.93%
  7. Aspen Technology Inc 0.87%
  8. Blackbaud Inc 1.04%
  9. Proofpoint Inc 0.96%
  10. IDEX Corp 0.86%

Asset Allocation

Weighting Category Low Category High PGRTX % Rank Quintile
Stocks
99.75% 9.94% 101.21% 1.26% 1
Cash
0.25% -1.22% 40.84% 28.03% 5
Preferred Stocks
0.00% 0.00% 10.15% 3.15% 3
Other
0.00% -2.22% 11.05% 12.28% 4
Convertible Bonds
0.00% 0.00% 28.89% 0.79% 2
Bonds
0.00% -8.02% 79.41% 2.05% 2

Stock Sector Breakdown

Weighting Category Low Category High PGRTX % Rank Quintile
Technology
27.41% 0.96% 66.88% 12.44% 2
Industrials
17.42% 0.50% 27.93% 10.24% 2
Healthcare
16.34% 1.05% 73.55% 19.69% 3
Consumer Cyclical
12.01% 0.17% 28.09% 21.42% 4
Financial Services
6.41% -2.02% 27.23% 24.88% 4
Consumer Defense
5.44% -5.20% 13.87% 8.82% 2
Basic Materials
4.30% 0.00% 15.18% 18.58% 3
Communication Services
2.42% -0.97% 6.32% 3.15% 1
Real Estate
1.35% -0.36% 15.09% 22.05% 4
Energy
1.31% 0.00% 10.99% 20.94% 4
Utilities
0.08% -0.44% 6.82% 11.34% 2

Stock Geographic Breakdown

Weighting Category Low Category High PGRTX % Rank Quintile
US
98.14% 2.73% 100.00% 3.46% 1
Non US
1.61% 0.00% 90.58% 21.57% 4

PGRTX - Expenses

Operational Fees

PGRTX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.10% 0.06% 27.39% 26.61% 2
Management Fee 1.08% 0.05% 1.50% 1.89% 5
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee N/A 0.00% 0.45% N/A N/A

Sales Fees

PGRTX Fees (% of AUM) Category Low Category High PGRTX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.50% N/A N/A

Trading Fees

PGRTX Fees (% of AUM) Category Low Category High PGRTX Rank Quintile
Max Redemption Fee N/A 0.00% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PGRTX Fees (% of AUM) Category Low Category High PGRTX Rank Quintile
Turnover 57.10% 4.00% 818.00% 14.65% 3

PGRTX - Distributions

Dividend Yield Analysis

PGRTX Category Low Category High PGRTX % Rank Quintile
Dividend Yield N/A 0.00% 15.65% N/A N/A

Dividend Distribution Analysis

PGRTX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

PGRTX Category Low Category High PGRTX % Rank Quintile
Net Income Ratio -0.39% -2.29% 2.19% 17.17% 3

Capital Gain Distribution Analysis

PGRTX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

PGRTX - Managers

Randy L. Welch

Manager

Start Date

Jun 02, 2009

Tenure

8.25

Tenure Rank

7.0%

Mr. Welch is a Vice President of Principal Management Corporation. Mr. Welch joined the Principal Financial Group in 1989 and oversees the functions of the Investment Services group, which includes investment manager research, investment consulting, performance analysis, and investment communication. He is also responsible for the due diligence program that monitors investment managers used by the Principal Funds. Mr. Welch is an affiliate member of the Chartered Financial Analysts (CFA) Institute. Mr. Welch earned a B.A. in Business/ Finance from Grand View College and an M.B.A. from Drake University.


James W. Fennessey

Manager

Start Date

Jun 02, 2009

Tenure

8.25

Tenure Rank

7.0%

Mr. Fennessey, CFA, Vice President of Principal Management Corporation. Mr. Fennessey joined the Principal Financial Group in 2000. He is the Head of the Manager Research Team that is responsible for analyzing, interpreting and coordinating investment performance data and evaluation of the investment managers under the due diligence program that monitors investment managers used by the Principal Funds and is a member of the Principal Funds Investment Committee. Fennessey earned a B.S. in Business Administration, with an emphasis in Finance, and a minor in Economics from Truman State University. He has earned the right to use the Chartered Financial Analyst designation.


Tenure Analysis

Category Low

0.0

Category High

44.9

Category Average

6.65

Category Mode

2.7