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Name

As of 02/23/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Principal International Small Company Fund

PICAX | Fund

$12.31

$974 M

0.80%

$0.10

1.60%

Vitals

YTD Return

4.1%

1 yr return

8.1%

3 Yr Avg Return

0.1%

5 Yr Avg Return

8.8%

Net Assets

$974 M

Holdings in Top 10

9.4%

52 WEEK LOW AND HIGH

$12.4
$6.72
$12.56

Expenses

OPERATING FEES

Expense Ratio 1.60%

SALES FEES

Front Load 5.50%

Deferred Load N/A

TRADING FEES

Turnover 44.10%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$1,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 02/23/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Principal International Small Company Fund

PICAX | Fund

$12.31

$974 M

0.80%

$0.10

1.60%

PICAX - Profile

Distributions

  • YTD Total Return 4.1%
  • 3 Yr Annualized Total Return -1.8%
  • 5 Yr Annualized Total Return 7.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.39%
DIVIDENDS
  • Dividend Yield 0.8%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal International Small Company Fund
  • Fund Family Name
    Principal Funds
  • Inception Date
    Jun 11, 2014
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Brian Pattinson

Fund Description

Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small market capitalizations at the time of purchase. For this Fund, companies with small market capitalizations are those with market capitalizations within the range of companies comprising the MSCI World Ex USA Small Cap Index (as of November 30, 2021, this range was between approximately $33.9 million and $12.9billion). The Fund may invest in equity securities regardless of style (growth or value). The Fund invests primarily in foreign equity securities. The Fund typically invests in foreign securities of more than 10 countries but has no limitation on the percentage of assets that is invested in each country or denominated in any currency. Primary consideration is given to securities of corporations of developed areas, such as Japan, Western Europe, Canada, Australia, and New Zealand.
Read More

PICAX - Performance

Return Ranking - Trailing

Period PICAX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.1% -1.2% 10.2% 19.05%
1 Yr 8.1% -8.7% 51.2% 91.43%
3 Yr 0.1%* -10.5% 7.9% 69.39%
5 Yr 8.8%* 0.6% 14.2% 67.02%
10 Yr N/A* 3.0% 9.6% 100.00%

* Annualized

Return Ranking - Calendar

Period PICAX Return Category Return Low Category Return High Rank in Category (%)
2023 4.3% -11.5% 33.9% 88.46%
2022 23.2% 5.6% 31.6% 21.88%
2021 -27.0% -41.9% -12.4% 61.96%
2020 29.7% -19.8% 35.3% 36.78%
2019 0.7% -11.6% 6.7% 29.27%

Total Return Ranking - Trailing

Period PICAX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.1% -1.2% 12.0% 14.29%
1 Yr 2.1% -13.1% 51.2% 94.29%
3 Yr -1.8%* -11.6% 7.9% 90.82%
5 Yr 7.6%* 0.2% 14.2% 89.36%
10 Yr N/A* 3.0% 9.6% 100.00%

* Annualized

Total Return Ranking - Calendar

Period PICAX Return Category Return Low Category Return High Rank in Category (%)
2023 4.3% -11.5% 33.9% 88.46%
2022 23.2% 5.6% 31.6% 22.92%
2021 -27.0% -30.7% -10.8% 82.61%
2020 29.7% 14.8% 38.4% 71.26%
2019 0.7% -6.5% 9.3% 52.44%

NAV & Total Return History

PICAX - Holdings

Concentration Analysis

PICAX Category Low Category High PICAX % Rank
Net Assets 974 M 6.15 M 11.9 B 32.38%
Number of Holdings 224 2 4209 32.38%
Net Assets in Top 10 91 M 1.71 M 438 M 41.90%
Weighting of Top 10 9.35% 2.0% 38.8% 85.44%

Top 10 Holdings

  1. ASM International NV 1.35%
  2. ASM International NV 1.35%
  3. ASM International NV 1.35%
  4. ASM International NV 1.35%
  5. ASM International NV 1.35%
  6. ASM International NV 1.35%
  7. ASM International NV 1.35%
  8. ASM International NV 1.35%
  9. ASM International NV 1.35%
  10. ASM International NV 1.35%

Asset Allocation

Weighting Return Low Return High PICAX % Rank
Stocks 		99.21% 79.35% 99.92% 24.76%
Cash 		0.79% 0.00% 15.81% 72.38%
Preferred Stocks 		0.00% 0.00% 0.07% 69.52%
Other 		0.00% 0.00% 4.84% 79.05%
Convertible Bonds 		0.00% 0.00% 0.00% 64.76%
Bonds 		0.00% 0.00% 1.30% 69.52%

Stock Sector Breakdown

Weighting Return Low Return High PICAX % Rank
Industrials 		23.39% 7.70% 40.20% 49.52%
Consumer Cyclical 		12.88% 4.68% 25.05% 58.10%
Real Estate 		10.50% 0.00% 11.29% 4.76%
Technology 		10.41% 5.85% 30.69% 78.10%
Financial Services 		9.82% 1.10% 18.03% 65.71%
Basic Materials 		9.25% 0.00% 19.74% 38.10%
Healthcare 		8.27% 3.40% 17.16% 46.67%
Consumer Defense 		5.27% 1.84% 17.78% 67.62%
Communication Services 		4.56% 1.77% 22.19% 69.52%
Utilities 		3.00% 0.00% 6.25% 28.57%
Energy 		2.66% 0.00% 9.32% 28.57%

Stock Geographic Breakdown

Weighting Return Low Return High PICAX % Rank
Non US 		98.15% 76.11% 99.28% 34.29%
US 		1.06% 0.00% 12.28% 38.10%

PICAX - Expenses

Operational Fees

PICAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.60% 0.11% 5.76% 29.81%
Management Fee 1.04% 0.08% 1.05% 96.19%
12b-1 Fee 0.25% 0.00% 1.00% 40.91%
Administrative Fee N/A 0.01% 0.25% N/A

Sales Fees

PICAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.50% 3.50% 5.75% 86.67%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

PICAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 2.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PICAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 44.10% 6.00% 149.00% 51.43%

PICAX - Distributions

Dividend Yield Analysis

PICAX Category Low Category High PICAX % Rank
Dividend Yield 0.80% 0.00% 0.89% 66.67%

Dividend Distribution Analysis

PICAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Net Income Ratio Analysis

PICAX Category Low Category High PICAX % Rank
Net Income Ratio 0.39% -0.96% 3.16% 75.96%

Capital Gain Distribution Analysis

PICAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

PICAX - Fund Manager Analysis

Managers

Brian Pattinson

Start Date

Tenure

Tenure Rank

Jun 11, 2014

6.65

6.7%

Brian is a portfolio manager at Principal Global Equities. Brian leads the global small-cap team which encompasses international small-cap and U.S. small-cap strategies. He serves as the lead portfolio manager for the firm's international portfolios while providing oversight to the U.S. small-cap team. Brian also leads the global small-cap team’s research and development efforts. He joined the firm in 1994 and became a portfolio manager in 2001. Brian received an MBA and a bachelor’s degree in finance from the University of Iowa. Brian has earned the right to use the Chartered Financial Analyst designation. He is a member of the CFA Society of Iowa and the CFA Institute.

Tiffany Lavastida

Start Date

Tenure

Tenure Rank

Jun 11, 2014

6.65

6.7%

Tiffany N. Lavastida, CFA, joined Principal Global Equities in 1997, is a portfolio manager for the firm. She is a portfolio manager for the firm's international small-cap equity strategies as well as the European small-cap strategy. She is also active in company research, focusing on the energy and financials sectors. Tiffany Previously she was a sales assistant at Midamerica Securities Management. She received an MBA with a finance concentration and a bachelor's degree in finance from the University of Iowa. Tiffany has earned the right to use the Chartered Financial Analyst designation and is a member of the CFA Institute.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 25.27 8.06 17.1

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