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PMFPX Principal MidCap S&P 400 Index R5

  • Fund
  • PMFPX
  • Price as of: Sep 22, 2017
  • $21.83
  • + $0.07
  • + 0.32%
  • Category
  • Mid Cap Blend Equities

PMFPX - Profile

Vitals

  • YTD Return 7.3%
  • 3 Yr Annualized Return 7.6%
  • 5 Yr Annualized Return 13.5%
  • Net Assets $1.39 B
  • Holdings in Top 10 6.1%

52 WEEK LOW AND HIGH

$21.83
$19.14
$22.08

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.42%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 17.60%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Mid Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Mid-Cap Blend

Distributions

  • YTD Total Return 7.3%
  • 3 Yr Annualized Total Return 7.6%
  • 5 Yr Annualized Total Return 13.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.35%
DIVIDENDS
  • Dividend Yield 0.1%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal MidCap S&P 400 Index Fund
  • Fund Family Name Principal Funds
  • Inception Date Dec 06, 2000
  • Shares Outstanding N/A
  • Share Class Retirement
  • Currency USD
  • Domiciled Country United States
  • Manager Thomas L. Kruchten

PMFPX - Performance

Return Ranking - Trailing

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 7.3% -32.8% 17.3% 47.22% 3
1 Yr 11.8% -53.8% 31.5% 51.84% 3
3 Yr 7.6% * -16.0% 24.3% 20.19% 1
5 Yr 13.5% * -7.2% 16.7% 26.33% 2
10 Yr 8.4% * -6.0% 9.3% 12.66% 1

* Annualized


Return Ranking - Calendar

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 13.3% -16.6% 40.3% 26.58% 2
2015 -9.6% -32.9% 3.3% 42.02% 3
2014 3.4% -42.4% 20.0% 31.35% 2
2013 27.7% -4.0% 57.3% 52.13% 3
2012 12.6% -100.0% 29.4% 52.90% 3

Total Return Ranking - Trailing

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 7.3% -32.8% 17.3% 47.22% 3
1 Yr 11.8% -48.2% 36.6% 43.87% 3
3 Yr 7.6% * -10.9% 30.0% 18.59% 1
5 Yr 13.5% * -7.2% 38.7% 24.33% 2
10 Yr 8.4% * -6.0% 14.3% 11.79% 1

* Annualized


Total Return Ranking - Calendar

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 13.3% -16.6% 40.3% 28.80% 2
2015 -2.8% -23.9% 20.2% 31.27% 2
2014 10.5% -42.4% 56.1% 43.56% 3
2013 41.7% -4.5% 208.7% 59.22% 3
2012 24.6% -100.0% 304.1% 47.10% 3

NAV & Total Return History

PMFPX - Holdings

Filings data as of: Jul 31, 2017

Concentration Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Net Assets 1.39 B 1.41 M 86.8 B 9.82% 2
Number of Holdings 405 5 3295 6.13% 1
Net Assets in Top 10 86.1 M 618 K 6.01 B 18.40% 3
Weighting of Top 10 6.1% 2.9% 145.3% 34.36% 5

Top 10 Holdings

  1. S&P Mid 400 Emini Sep17 0.79%
  2. iShares Core S&P Mid-Cap ETF 0.70%
  3. Cadence Design Systems Inc 0.61%
  4. Teleflex Inc 0.55%
  5. MSCI Inc 0.59%
  6. SVB Financial Group 0.56%
  7. CDK Global Inc 0.57%
  8. Huntington Ingalls Industries Inc 0.56%
  9. Alleghany Corp 0.56%
  10. Trimble Inc 0.56%

Asset Allocation

Weighting Category Low Category High PMFPX % Rank Quintile
Stocks
99.16% 37.25% 145.08% 6.75% 2
Cash
0.85% -45.10% 62.75% 27.61% 4
Preferred Stocks
0.00% 0.00% 4.72% 3.37% 2
Other
0.00% -0.82% 8.23% 11.35% 3
Convertible Bonds
0.00% 0.00% 0.85% 2.15% 2
Bonds
0.00% -0.06% 28.29% 7.06% 3

Stock Sector Breakdown

Weighting Category Low Category High PMFPX % Rank Quintile
Technology
16.39% 1.75% 40.54% 12.58% 2
Financial Services
16.35% -0.71% 47.35% 12.27% 2
Industrials
16.06% 0.00% 38.66% 12.27% 2
Consumer Cyclical
12.32% 0.00% 32.71% 25.77% 4
Real Estate
9.15% 0.00% 13.49% 6.13% 1
Healthcare
8.05% 0.00% 47.25% 23.93% 4
Basic Materials
5.92% -0.87% 23.93% 14.72% 2
Utilities
4.97% -0.76% 13.30% 7.67% 2
Energy
4.38% -1.29% 19.93% 17.18% 3
Consumer Defense
4.17% -2.40% 18.92% 20.25% 3
Communication Services
0.60% 0.00% 20.22% 20.55% 3

Stock Geographic Breakdown

Weighting Category Low Category High PMFPX % Rank Quintile
US
98.44% 28.58% 143.45% 6.13% 1
Non US
0.72% -0.26% 41.39% 28.22% 4

PMFPX - Expenses

Operational Fees

PMFPX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.42% 0.04% 16.03% 46.63% 1
Management Fee 0.15% 0.00% 2.00% 15.95% 1
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee 0.01% 0.01% 0.45% 17.83% 1

Sales Fees

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Max Redemption Fee N/A 0.50% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Turnover 17.60% 4.00% 394.00% 24.23% 1

PMFPX - Distributions

Dividend Yield Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Dividend Yield 0.1% 0.00% 1.74% 28.33% 2

Dividend Distribution Analysis

PMFPX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Net Income Ratio 1.35% -4.40% 2.50% 9.20% 1

Capital Gain Distribution Analysis

PMFPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

PMFPX - Managers

Thomas L. Kruchten

Manager

Start Date

Mar 01, 2011

Tenure

6.51

Tenure Rank

10.4%

Thomas L. Kruchten has been with Principal Global Investors, LLC since 2005. He earned a B.A. in finance from the University of Northern Iowa. Mr. Kruchten has earned the right to use the Chartered Financial Analyst designation and is a member of the CFA Society of Iowa.


Jeffrey A. Schwarte

Manager

Start Date

Jul 29, 2016

Tenure

1.09

Tenure Rank

20.5%

Jeff is a portfolio manager for Principal Global Equities. He serves as a portfolio manager for US large-cap and mid- cap strategies. Jeff co-leads and is an active contributor to the firm's global research and development team, responsible for model development and testing, proprietary technologies, risk management analytics and systematic strategies. He joined the equities group in 2000 as an analyst, and named a portfolio manager in 2001. He has been with Principal since 1993, holding various positions with the firm such as


Tenure Analysis

Category Low

0.1

Category High

38.7

Category Average

6.65

Category Mode

2.7