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PMFPX Principal MidCap S&P 400 Index R5

  • Fund
  • PMFPX
  • Price as of: Dec 11, 2017
  • $23.38
  • - $0.03
  • - 0.13%
  • Category
  • Mid Cap Blend Equities

PMFPX - Profile

Vitals

  • YTD Return 14.9%
  • 3 Yr Annualized Return 10.9%
  • 5 Yr Annualized Return 14.9%
  • Net Assets $1.46 B
  • Holdings in Top 10 6.3%

52 WEEK LOW AND HIGH

$23.38
$20.35
$23.51

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.42%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 17.60%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Mid Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Mid-Cap Blend

Distributions

  • YTD Total Return 14.9%
  • 3 Yr Annualized Total Return 10.9%
  • 5 Yr Annualized Total Return 14.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.35%
DIVIDENDS
  • Dividend Yield 0.1%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal MidCap S&P 400 Index Fund
  • Fund Family Name Principal Funds
  • Inception Date Dec 06, 2000
  • Shares Outstanding N/A
  • Share Class Retirement
  • Currency USD
  • Domiciled Country United States
  • Manager Thomas L. Kruchten

PMFPX - Performance

Return Ranking - Trailing

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 14.9% -32.8% 25.2% 25.31% 2
1 Yr 18.0% -53.8% 31.5% 34.36% 2
3 Yr 10.9% * -3.4% 24.3% 13.78% 1
5 Yr 14.9% * -5.6% 18.8% 23.67% 2
10 Yr 9.4% * -6.0% 11.4% 10.78% 1

* Annualized


Return Ranking - Calendar

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 13.3% -16.6% 40.3% 26.58% 2
2015 -9.6% -32.9% 3.3% 42.02% 3
2014 3.4% -42.4% 20.0% 31.35% 2
2013 27.7% -4.0% 57.3% 52.13% 3
2012 12.6% -100.0% 29.4% 52.90% 3

Total Return Ranking - Trailing

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 14.9% -32.8% 25.2% 25.31% 2
1 Yr 18.0% -48.2% 36.6% 30.06% 2
3 Yr 10.9% * -3.5% 30.0% 11.86% 1
5 Yr 14.9% * -6.1% 18.8% 22.33% 2
10 Yr 9.4% * -6.3% 11.4% 9.91% 1

* Annualized


Total Return Ranking - Calendar

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 13.3% -16.6% 40.3% 28.80% 2
2015 -2.8% -23.9% 20.2% 31.27% 2
2014 10.5% -42.4% 56.1% 43.56% 3
2013 41.7% -4.5% 208.7% 59.22% 3
2012 24.6% -100.0% 304.1% 47.10% 3

NAV & Total Return History

PMFPX - Holdings

Filings data as of: Oct 31, 2017

Concentration Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Net Assets 1.46 B 1.41 M 93.7 B 9.82% 2
Number of Holdings 405 5 3295 6.13% 1
Net Assets in Top 10 91.4 M 618 K 6.44 B 18.10% 3
Weighting of Top 10 6.3% 2.9% 140.1% 33.74% 5

Top 10 Holdings

  1. iShares Core S&P Mid-Cap ETF 0.67%
  2. Teleflex Inc 0.61%
  3. MSCI Inc 0.61%
  4. Huntington Ingalls Industries Inc 0.61%
  5. Trimble Inc 0.60%
  6. Take-Two Interactive Software Inc 0.68%
  7. NVR Inc 0.66%
  8. SVB Financial Group 0.67%
  9. Cognex Corp 0.61%
  10. The Chemours Co 0.60%

Asset Allocation

Weighting Category Low Category High PMFPX % Rank Quintile
Stocks
99.98% 37.25% 139.96% 1.53% 1
Cash
0.02% -39.96% 62.75% 34.97% 5
Preferred Stocks
0.00% 0.00% 5.16% 4.60% 3
Other
0.00% -11.93% 8.23% 8.28% 3
Convertible Bonds
0.00% 0.00% 0.85% 1.84% 2
Bonds
0.00% -0.45% 37.84% 7.98% 3

Stock Sector Breakdown

Weighting Category Low Category High PMFPX % Rank Quintile
Industrials
17.07% 0.00% 40.05% 10.12% 2
Financial Services
17.02% 0.00% 48.32% 11.35% 2
Technology
16.12% 1.05% 40.54% 13.19% 2
Consumer Cyclical
12.91% 0.00% 32.58% 22.09% 3
Real Estate
9.06% 0.00% 12.78% 5.83% 1
Healthcare
7.36% 0.00% 50.67% 24.23% 4
Basic Materials
6.16% -0.73% 23.14% 12.88% 2
Utilities
5.02% -0.70% 13.30% 6.75% 1
Energy
4.57% -1.21% 17.65% 15.34% 3
Consumer Defense
4.13% -2.18% 21.04% 21.17% 3
Communication Services
0.55% 0.00% 18.86% 20.25% 3

Stock Geographic Breakdown

Weighting Category Low Category High PMFPX % Rank Quintile
US
99.23% 29.04% 138.43% 3.07% 1
Non US
0.75% 0.00% 42.59% 26.38% 4

PMFPX - Expenses

Operational Fees

PMFPX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.42% 0.04% 16.03% 46.01% 1
Management Fee 0.15% 0.00% 2.00% 15.95% 1
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee 0.01% 0.01% 0.45% 17.20% 1

Sales Fees

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Max Redemption Fee N/A 0.50% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Turnover 17.60% 4.00% 394.00% 24.85% 1

PMFPX - Distributions

Dividend Yield Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Dividend Yield 0.1% 0.00% 1.74% 28.33% 2

Dividend Distribution Analysis

PMFPX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Net Income Ratio 1.35% -4.40% 2.50% 9.20% 1

Capital Gain Distribution Analysis

PMFPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

PMFPX - Managers

Thomas L. Kruchten

Manager

Start Date

Mar 01, 2011

Tenure

6.76

Tenure Rank

9.9%

Thomas L. Kruchten has been with Principal Global Investors, LLC since 2005. He earned a B.A. in finance from the University of Northern Iowa. Mr. Kruchten has earned the right to use the Chartered Financial Analyst designation and is a member of the CFA Society of Iowa.


Jeffrey A. Schwarte

Manager

Start Date

Jul 29, 2016

Tenure

1.34

Tenure Rank

20.3%

Jeffrey A. Schwarte has been with PGI since 1993. He earned a bachelor’s degree in Accounting from the University of Northern Iowa. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the Chartered Financial Analyst designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.


Tenure Analysis

Category Low

0.0

Category High

38.9

Category Average

6.86

Category Mode

2.9