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PMFPX Principal MidCap S&P 400 Index R5

  • Fund
  • PMFPX
  • Price as of: Jan 18, 2019
  • $19.23
  • + $0.26
  • + 1.37%
  • Category
  • Mid Cap Blend Equities

PMFPX - Profile

Vitals

  • YTD Return 9.3%
  • 3 Yr Annualized Return 7.1%
  • 5 Yr Annualized Return 5.5%
  • Net Assets $1.22 B
  • Holdings in Top 10 8.0%

52 WEEK LOW AND HIGH

$19.23
$16.57
$23.91

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.42%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 14.30%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Mid Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Mid-Cap Blend

Distributions

  • YTD Total Return 9.3%
  • 3 Yr Annualized Total Return 7.1%
  • 5 Yr Annualized Total Return 5.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.93%
DIVIDENDS
  • Dividend Yield 0.2%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal MidCap S&P 400 Index Fund
  • Fund Family Name Principal Funds
  • Inception Date Dec 06, 2000
  • Shares Outstanding N/A
  • Share Class Retirement
  • Currency USD
  • Domiciled Country United States
  • Manager Jeffrey A. Schwarte

PMFPX - Performance

Return Ranking - Trailing

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 9.3% -75.5% 17.0% 26.85% 2
1 Yr -11.5% -53.8% 31.5% 49.39% 3
3 Yr 7.1% * -7.3% 24.3% 22.76% 2
5 Yr 5.5% * -8.9% 13.6% 27.74% 2
10 Yr 13.2% * -2.7% 17.3% 23.14% 2

* Annualized


Return Ranking - Calendar

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2018 -20.2% -44.3% 15.5% 49.68% 3
2017 8.3% -32.9% 28.8% 34.53% 2
2016 13.3% -31.8% 40.3% 26.23% 2
2015 -9.6% -32.9% 27.4% 46.56% 3
2014 3.4% -42.4% 33.9% 38.28% 2

Total Return Ranking - Trailing

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 9.3% -100.0% 17.0% 26.85% 2
1 Yr -11.5% -48.2% 36.6% 46.63% 3
3 Yr 7.1% * -8.4% 30.0% 21.79% 2
5 Yr 5.5% * -9.4% 13.6% 26.77% 2
10 Yr 13.2% * -2.9% 17.3% 22.73% 2

* Annualized


Total Return Ranking - Calendar

Period PMFPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2018 -20.2% -44.3% 15.5% 49.68% 3
2017 8.3% -20.7% 28.9% 35.50% 2
2016 13.3% -23.9% 56.1% 28.85% 2
2015 -2.8% -23.9% 208.7% 38.03% 2
2014 10.5% -42.4% 304.1% 48.51% 3

NAV & Total Return History

PMFPX - Holdings

Filings data as of: Nov 30, 2018

Concentration Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Net Assets 1.22 B 1.41 M 87 B 10.74% 2
Number of Holdings 406 3 3303 6.13% 1
Net Assets in Top 10 108 M 618 K 6.29 B 17.48% 3
Weighting of Top 10 8.0% 2.9% 106.2% 33.74% 5

Top 10 Holdings

  1. Teleflex Inc 0.73%
  2. Domino's Pizza Inc 0.67%
  3. IDEX Corp 0.61%
  4. Trimble Inc 0.55%
  5. S&P Mid 400 Emini Dec18 2.51%
  6. Atmos Energy Corp 0.61%
  7. STERIS PLC 0.58%
  8. UGI Corp 0.58%
  9. Zebra Technologies Corp 0.56%
  10. Reinsurance Group of America Inc 0.55%

Asset Allocation

Weighting Category Low Category High PMFPX % Rank Quintile
Stocks
99.84% 25.93% 106.23% 5.52% 1
Cash
0.16% -6.23% 67.48% 33.13% 4
Preferred Stocks
0.00% 0.00% 5.81% 3.37% 2
Other
0.00% -8.48% 8.23% 6.75% 2
Convertible Bonds
0.00% 0.00% 2.17% 1.84% 2
Bonds
0.00% 0.00% 61.55% 6.75% 3

Stock Sector Breakdown

Weighting Category Low Category High PMFPX % Rank Quintile
Financial Services
16.00% 0.00% 49.16% 15.64% 2
Industrials
15.34% 0.00% 45.80% 16.87% 2
Technology
15.05% 1.29% 40.54% 24.23% 3
Consumer Cyclical
13.53% 0.00% 35.06% 22.70% 3
Healthcare
9.28% 0.00% 60.18% 22.70% 3
Real Estate
9.03% -0.01% 14.09% 7.67% 1
Basic Materials
5.27% -1.40% 21.94% 18.10% 3
Energy
5.21% -1.30% 17.74% 13.80% 2
Utilities
4.47% -0.61% 26.09% 12.58% 2
Consumer Defense
3.55% -2.01% 21.48% 23.93% 3
Communication Services
0.60% 0.00% 25.09% 20.55% 3

Stock Geographic Breakdown

Weighting Category Low Category High PMFPX % Rank Quintile
US
99.69% 16.13% 106.23% 3.68% 1
Non US
0.15% -0.23% 47.03% 31.90% 4

PMFPX - Expenses

Operational Fees

PMFPX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.42% 0.03% 16.03% 46.32% 1
Management Fee 0.15% 0.00% 2.00% 15.03% 1
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee 0.01% 0.01% 0.45% 17.83% 1

Sales Fees

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Max Redemption Fee N/A 0.50% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PMFPX Fees (% of AUM) Category Low Category High PMFPX Rank Quintile
Turnover 14.30% 2.00% 394.00% 25.77% 1

PMFPX - Distributions

Dividend Yield Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Dividend Yield 0.2% 0.00% 4.51% 23.10% 2

Dividend Distribution Analysis

PMFPX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Quarterly Annually

Dividend Payout History


Net Income Ratio Analysis

PMFPX Category Low Category High PMFPX % Rank Quintile
Net Income Ratio 0.93% -4.72% 1.82% 16.56% 2

Capital Gain Distribution Analysis

PMFPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

PMFPX - Managers

Jeffrey A. Schwarte

Manager

Start Date

Jul 29, 2016

Tenure

2.42

Tenure Rank

21.5%

Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.


Aaron J. Siebel

Manager

Start Date

Oct 15, 2018

Tenure

0.21

Tenure Rank

24.9%

Aaron J. Siebel has been with Principal® since 2005. He earned a bachelor’s degree in Finance from the University of Iowa.


Tenure Analysis

Category Low

0.0

Category High

40.0

Category Average

7.25

Category Mode

4.0