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SBUPX Principal SAM Flexible Income B

  • Fund
  • SBUPX
  • Price as of: Feb 23, 2015
  • $12.58
  • + $0.02
  • + 0.16%
  • Category
  • Diversified Portfolio

SBUPX - Profile

Vitals

  • YTD Return 1.3%
  • 3 Yr Annualized Return N/A
  • 5 Yr Annualized Return N/A
  • Net Assets $2.11 B
  • Holdings in Top 10 92.9%

52 WEEK LOW AND HIGH

$12.58
N/A
N/A

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.54%

SALES FEES

  • Front Load N/A
  • Deferred Load 5.00%

BROKERAGE FEES

  • Turnover 2.20%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

Closed to new investors as of 2010-03-01

STANDARD (TAXABLE)

$1,000

IRA

$1,000

Investment Themes

CATEGORY

Diversified Portfolio
  • Fund Type Open End Mutual Fund
  • Investment Style Conservative Allocation

Distributions

  • YTD Total Return 1.3%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.77%
DIVIDENDS
  • Dividend Yield 0.2%
  • Dividend Distribution Frequency Monthly

Fund Details

  • Legal Name Principal SAM Flexible Income Fund
  • Fund Family Name Principal Funds
  • Inception Date Jul 25, 1996
  • Shares Outstanding N/A
  • Share Class B
  • Currency USD
  • Domiciled Country United States
  • Manager Todd A. Jablonski

SBUPX - Performance

Return Ranking - Trailing

Period SBUPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 1.3% -65.8% 22.5% 70.41% 4
1 Yr 5.2% -30.1% 18.0% 10.38% 1
3 Yr N/A * -14.0% 12.6% N/A N/A
5 Yr N/A * -13.4% 12.2% N/A N/A
10 Yr N/A * -5.6% 9.0% N/A N/A

* Annualized


Return Ranking - Calendar

Period SBUPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 N/A -61.2% 48.7% N/A N/A
2014 N/A -11.0% 4.5% N/A N/A
2013 N/A -11.5% 25.9% N/A N/A
2012 N/A 5.1% 15.7% N/A N/A
2011 N/A -7.3% 5.7% N/A N/A

Total Return Ranking - Trailing

Period SBUPX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 1.3% -65.8% 22.5% 71.27% 4
1 Yr 0.2% -30.1% 17.0% 50.41% 3
3 Yr N/A * -15.0% 12.6% N/A N/A
5 Yr N/A * -13.7% 12.2% N/A N/A
10 Yr N/A * -5.6% 9.0% N/A N/A

* Annualized


Total Return Ranking - Calendar

Period SBUPX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 N/A -61.2% 48.7% N/A N/A
2014 N/A -11.0% 9.6% N/A N/A
2013 N/A -4.1% 29.6% N/A N/A
2012 N/A 7.8% 20.7% N/A N/A
2011 N/A -3.5% 11.7% N/A N/A

NAV & Total Return History

SBUPX - Holdings

Filings data as of: Jan 31, 2015

Concentration Analysis

SBUPX Category Low Category High SBUPX % Rank Quintile
Net Assets 2.11 B 81.4 K 102 B 4.43% 2
Number of Holdings 18 1 12089 14.32% 4
Net Assets in Top 10 1.97 B -654 M 19.5 B 2.65% 1
Weighting of Top 10 92.9% 0.0% 246.1% 4.62% 1

Top 10 Holdings

  1. Principal Income Instl 30.78%
  2. Principal Government & High Qual Bd Inst 10.52%
  3. Principal Short-Term Income Inst 9.48%
  4. Principal Equity Income Inst 9.81%
  5. Principal LargeCap Value Inst 4.85%
  6. Principal High Yield Inst 8.14%
  7. Principal Global Div Inc Instl 6.52%
  8. Principal Small-MidCap Dividend Inc Inst 4.50%
  9. Principal Large Cap Growth Inst 3.95%
  10. Principal Inflation Protection Inst 4.35%

Asset Allocation

Weighting Category Low Category High SBUPX % Rank Quintile
Bonds
64.98% -0.39% 98.35% 2.10% 1
Stocks
27.66% -3.90% 139.24% 24.17% 4
Cash
4.57% -80.76% 100.06% 19.91% 4
Preferred Stocks
1.82% -0.04% 36.35% 3.84% 1
Other
0.59% -9.98% 131.62% 15.10% 4
Convertible Bonds
0.38% 0.00% 33.12% 5.22% 1

Stock Sector Breakdown

Weighting Category Low Category High SBUPX % Rank Quintile
Financial Services
5.38% -5.44% 81.82% 16.43% 4
Healthcare
3.41% -0.78% 26.13% 18.57% 4
Technology
3.30% -11.24% 86.30% 19.82% 4
Industrials
2.92% -4.76% 59.46% 19.13% 4
Real Estate
2.87% -2.11% 51.75% 9.33% 2
Energy
2.76% -3.72% 31.87% 13.05% 3
Consumer Cyclical
2.54% -6.71% 67.05% 19.92% 4
Utilities
1.60% -6.48% 56.47% 8.87% 3
Consumer Defense
1.40% -6.80% 33.05% 18.66% 5
Basic Materials
0.88% -3.08% 25.70% 14.48% 4
Communication Services
0.60% -2.19% 32.13% 14.39% 5

Stock Geographic Breakdown

Weighting Category Low Category High SBUPX % Rank Quintile
US
23.07% -123.16% 136.63% 22.06% 4
Non US
4.59% -2.43% 163.55% 20.37% 4

Bond Sector Breakdown

Weighting Category Low Category High SBUPX % Rank Quintile
Corporate
32.84% 0.00% 93.84% 4.12% 1
Securitized
23.00% -0.01% 42.26% 1.65% 1
Government
11.14% -160.96% 76.37% 11.58% 2
Cash & Equivalents
5.54% -80.82% 157.26% 17.94% 3
Municipal
0.00% 0.00% 137.36% 7.60% 4
Derivative
-0.91% -84.53% 22.60% 5.54% 5

Bond Geographic Breakdown

Weighting Category Low Category High SBUPX % Rank Quintile
US
58.09% -31.85% 93.68% 1.51% 1
Non US
6.89% -57.44% 70.46% 9.52% 2

SBUPX - Expenses

Operational Fees

SBUPX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.54% 0.00% 165.34% 12.04% 4
Management Fee 0.32% 0.00% 2.55% 4.26% 3
12b-1 Fee 1.00% 0.00% 1.00% 0.06% 4
Administrative Fee N/A 0.00% 0.83% N/A N/A

Sales Fees

SBUPX Fees (% of AUM) Category Low Category High SBUPX Rank Quintile
Front Load N/A 0.14% 5.75% N/A N/A
Deferred Load 5.00% 0.75% 5.50% 0.42% 4

Trading Fees

SBUPX Fees (% of AUM) Category Low Category High SBUPX Rank Quintile
Max Redemption Fee N/A 0.11% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SBUPX Fees (% of AUM) Category Low Category High SBUPX Rank Quintile
Turnover 2.20% 0.00% 5473.00% 14.95% 1

SBUPX - Distributions

Dividend Yield Analysis

SBUPX Category Low Category High SBUPX % Rank Quintile
Dividend Yield 0.2% 0.00% 11.33% 37.04% 3

Dividend Distribution Analysis

SBUPX Category Low Category High Category Mode
Dividend Distribution Frequency Monthly Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

SBUPX Category Low Category High SBUPX % Rank Quintile
Net Income Ratio 1.77% -2.96% 9.94% 11.36% 2

Capital Gain Distribution Analysis

SBUPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

SBUPX - Managers

Todd A. Jablonski

Manager

Start Date

Jan 01, 2010

Tenure

5.08

Tenure Rank

3.5%

Todd Jablonski is the Head of Asset Allocation and Portfolio Manager at Edge Asset Management, Inc., which he joined in 2010. Previously, he was quantitative equities portfolio manager of at UBS Global Asset Management and Credit Suisse. He holds a BA in Economics from the University of Virginia and an MBA from New York University's Stern School of Business. He is a CFA charter holder and a member of the CFA Society of Seattle.


Charlie D. Averill

Manager

Start Date

Jan 01, 2010

Tenure

5.08

Tenure Rank

3.5%

Mr. Averill is a portfolio manager with Edge Asset Management, Inc., his employer since 1990. Before becoming a portfolio manager in 2010, he was a senior quantitative analyst. He earned a bachelors degree in economics from Reed College and a masters degree in economics from Princeton University. Mr. Averill has earned the right to use the Chartered Financial Analyst designation.


Jill R. Cuniff

Manager

Start Date

Jan 01, 2010

Tenure

5.08

Tenure Rank

3.5%

Ms. Cuniff, President of Edge, will also become a portfolio manager on January 1, 2010. Jill R. Cuniff is President of Edge Asset Management, Inc. She also became a portfolio manager of the firm in 2010. Previously, she was President, Managing Director, and Chief Investment Officer of Morley Financial, which she joined in 1988. She had overall responsibility for the firm and was the chair of the firm’s Investment & Strategy Committee. She has twenty years of experience in finance and investments including portfolio management, trading, asset/liability analysis, banking and cash management. She is a past board member of the Stable Value Investment Association.


Tenure Analysis

Category Low

0.0

Category High

35.6

Category Average

5.33

Category Mode

1.6