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SMEBX Invesco Small Cap Equity B

  • Fund
  • SMEBX
  • Price as of: Dec 06, 2016
  • $12.53
  • + $0.11
  • + 0.89%
  • Category
  • Small Cap Blend Equities

SMEBX - Profile

Vitals

  • YTD Return 11.6%
  • 3 Yr Annualized Return 2.3%
  • 5 Yr Annualized Return 9.7%
  • Net Assets $1.28 B
  • Holdings in Top 10 14.2%

52 WEEK LOW AND HIGH

$12.53
$9.60
$12.53

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.04%

SALES FEES

  • Front Load N/A
  • Deferred Load 5.00%

BROKERAGE FEES

  • Turnover 29.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

Closed to new investors as of 2010-11-30

STANDARD (TAXABLE)

$1,000

IRA

$250

Investment Themes

CATEGORY

Small Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 11.6%
  • 3 Yr Annualized Total Return 1.6%
  • 5 Yr Annualized Total Return 9.4%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.98%
DIVIDENDS
  • Dividend Yield N/A
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Invesco Small Cap Equity Fund
  • Fund Family Name Invesco
  • Inception Date Aug 31, 2000
  • Shares Outstanding N/A
  • Share Class B
  • Currency USD
  • Domiciled Country United States
  • Manager Juan R. Hartsfield

Fund Description

The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization issuers. The principal type of equity securities in which the fund invests is common stock. The fund's managers consider an issuer to be a small-capitalization issuer if it has a market capitalization, at the time of purchase, no larger than the largest capitalized issuer included in the Russell 2000® Index. It may also invest up to 25% of its net assets in foreign securities.

SMEBX - Performance

Return Ranking - Trailing

Period SMEBX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 11.6% -72.0% 136.8% 78.76% 4
1 Yr 3.8% -34.4% 47.5% 80.77% 5
3 Yr 2.3% * -10.2% 10.2% 85.77% 5
5 Yr 9.7% * -3.8% 18.1% 85.61% 5
10 Yr 5.3% * -3.8% 10.9% 74.29% 4

* Annualized


Return Ranking - Calendar

Period SMEBX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -13.1% -59.6% 6.9% 66.93% 4
2014 -13.4% -36.1% 14.0% 88.52% 5
2013 26.3% -8.1% 59.7% 64.46% 4
2012 7.3% -3.7% 30.8% 77.27% 5
2011 -1.2% -25.9% 10.8% 16.09% 1

Total Return Ranking - Trailing

Period SMEBX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 11.6% -72.0% 136.8% 82.68% 5
1 Yr -1.0% -34.0% 191.4% 92.47% 5
3 Yr 1.6% * -11.9% 11.0% 90.87% 5
5 Yr 9.4% * 2.2% 23.0% 89.15% 5
10 Yr 5.3% * 2.2% 12.6% 75.14% 4

* Annualized


Total Return Ranking - Calendar

Period SMEBX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -13.1% -49.6% 6.9% 90.14% 5
2014 1.0% -16.1% 15.8% 80.49% 5
2013 48.2% -0.9% 156.4% 52.96% 3
2012 19.1% -3.7% 161.3% 68.55% 4
2011 -1.8% -36.1% 16.4% 27.17% 2

NAV & Total Return History

SMEBX - Holdings

Filings data as of: Sep 30, 2016

Concentration Analysis

SMEBX Category Low Category High SMEBX % Rank Quintile
Net Assets 1.28 B 2.07 M 67.3 B 8.24% 1
Number of Holdings 103 2 3599 19.35% 4
Net Assets in Top 10 184 M 324 K 2.5 B 7.09% 1
Weighting of Top 10 14.2% 2.3% 451.3% 21.84% 3

Top 10 Holdings

  1. Graphic Packaging Holding Co 1.63%
  2. Apogee Enterprises Inc 1.33%
  3. Pinnacle Foods Inc 1.44%
  4. Sensient Technologies Corp 1.35%
  5. E*TRADE Financial Corp 1.51%
  6. Hill-Rom Holdings Inc 1.45%
  7. EnerSys 1.38%
  8. Take-Two Interactive Software Inc 1.37%
  9. Entegris Inc 1.36%
  10. Microsemi Corp 1.35%

Asset Allocation

Weighting Category Low Category High SMEBX % Rank Quintile
Stocks
99.10% 28.15% 101.14% 5.36% 1
Cash
0.90% -190.32% 51.78% 28.54% 4
Other
0.00% -1.30% 73.36% 11.11% 3
Convertible Bonds
0.00% 0.00% 0.63% 0.77% 2
Preferred Stocks
0.00% 0.00% 3.40% 2.68% 2
Bonds
0.00% 0.00% 189.27% 4.98% 2

Stock Sector Breakdown

Weighting Category Low Category High SMEBX % Rank Quintile
Industrials
17.59% 0.16% 50.02% 13.79% 2
Technology
16.95% 0.00% 63.24% 12.07% 2
Consumer Cyclical
15.32% 0.00% 36.92% 9.96% 2
Financial Services
15.08% 0.00% 29.17% 21.84% 3
Healthcare
11.93% 0.00% 24.11% 13.03% 3
Basic Materials
6.65% 0.00% 17.26% 11.49% 2
Energy
5.61% 0.00% 13.21% 4.98% 1
Consumer Defense
3.86% 0.00% 22.01% 14.37% 3
Real Estate
3.82% 0.00% 38.12% 26.82% 4
Utilities
1.33% 0.00% 22.37% 22.61% 4
Communication Services
0.96% 0.00% 6.25% 13.60% 3

Stock Geographic Breakdown

Weighting Category Low Category High SMEBX % Rank Quintile
US
98.25% 0.77% 101.16% 5.17% 1
Non US
0.85% -0.04% 95.37% 21.26% 4

SMEBX - Expenses

Operational Fees

SMEBX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 2.04% 0.05% 15.38% 12.26% 5
Management Fee 0.72% 0.01% 2.00% 6.32% 2
12b-1 Fee 1.00% 0.00% 1.00% 0.29% 5
Administrative Fee N/A 0.00% 0.40% N/A N/A

Sales Fees

SMEBX Fees (% of AUM) Category Low Category High SMEBX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load 5.00% 1.00% 5.00% 1.19% 5

Trading Fees

SMEBX Fees (% of AUM) Category Low Category High SMEBX Rank Quintile
Max Redemption Fee N/A 1.00% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMEBX Fees (% of AUM) Category Low Category High SMEBX Rank Quintile
Turnover 29.00% 2.00% 639.00% 19.00% 2

SMEBX - Distributions

Dividend Yield Analysis

SMEBX Category Low Category High SMEBX % Rank Quintile
Dividend Yield N/A 0.00% 2.78% N/A N/A

Dividend Distribution Analysis

SMEBX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

SMEBX Category Low Category High SMEBX % Rank Quintile
Net Income Ratio -0.98% -2.42% 2.26% 39.85% 5

Capital Gain Distribution Analysis

SMEBX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

SMEBX - Managers

Juan R. Hartsfield

Manager

Start Date

May 01, 2006

Tenure

10.51

Tenure Rank

5.2%

Juan Hartsfield is a portfolio manager for Invesco small-cap core and small-cap growth products, as well as the Invesco leisure products. Prior to joining Invesco in 2004, Mr. Hartsfield was a portfolio manager with JPMorgan Fleming Asset Mgmt. on various small-cap portfolios. Prior to joining JPMorgan, Mr. Hartsfield served as an associate with Booz Allen & Hamilton. Mr. Hartsfield earned a Bachelor of Science degree in petroleum engineering from The University of Texas at Austin and a Master of Business Administration degree from the University of Michigan. He is a CFA charterholder.


Juliet S. Ellis

Lead Manager

Start Date

Sep 01, 2004

Tenure

12.17

Tenure Rank

3.7%

Juliet Ellis is CIO of Invesco’s US Growth Equities team. Ms. Ellis joined Invesco in 2004. Ms. Ellis began her career in 1981 as a financial consultant with Merrill Lynch. She joined JPMorgan in 1987 as a senior equity analyst, where she served as assistant portfolio manager and director of equity research before being promoted to senior portfolio manager in 1993 and managing director in 2000. Ms. Ellis graduated from Indiana University with a Bachelor of Arts degree in economics and political science. She is a CFA charterholder.


Davis Paddock

Manager

Start Date

Apr 29, 2016

Tenure

0.51

Tenure Rank

21.9%

Davis Paddock is a Portfolio Manager for Invesco Small Cap Equity Fund. Mr. Paddock has covered the Industrials and Basic Materials sectors for the Invesco Small Cap Team since 2005. Prior to joining Invesco in 2001, he was an investment banking financial analyst for Merrill Lynch & Co. He also worked for Ocean Energy Inc. as a member of its corporate finance and investor relations department. He entered the industry in 1994. Mr. Paddock earned both his BA degree and MBA from The University of Texas at Austin. He is a CFA charterholder.


Tenure Analysis

Category Low

0.0

Category High

32.6

Category Average

5.82

Category Mode

1.9