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Introduction to Hedge Fund Strategies

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SWSSX Schwab Small Cap Index

  • Fund
  • SWSSX
  • Price as of: Aug 18, 2017
  • $28.35
  • - $0.02
  • - 0.07%
  • Category
  • Small Cap Blend Equities

SWSSX - Profile

Vitals

  • YTD Return 0.9%
  • 3 Yr Annualized Return 0.8%
  • 5 Yr Annualized Return 6.0%
  • Net Assets $3.13 B
  • Holdings in Top 10 3.8%

52 WEEK LOW AND HIGH

$28.35
$24.87
$30.25

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.20%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 17.00%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Small Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 0.9%
  • 3 Yr Annualized Total Return 5.5%
  • 5 Yr Annualized Total Return 13.4%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.60%
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Schwab Small Cap Index Fund®
  • Fund Family Name Schwab Funds
  • Inception Date May 19, 1997
  • Shares Outstanding N/A
  • Share Class Other
  • Currency USD
  • Domiciled Country United States
  • Manager Ferian Juwono

Fund Description

The fund normally invests at least 80% of its net assets in stocks that are included in the Russell 2000® Index. It generally gives the same weight to a given stock as the index does. The fund may invest in derivatives, principally futures contracts, and lend its securities to minimize the gap in performance that naturally exists between any index fund and its corresponding index. It may concentrate its investments in an industry or group of industries to the extent that its comparative index is also so concentrated.

SWSSX - Performance

Return Ranking - Trailing

Period SWSSX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 0.9% -72.0% 21.6% 30.69% 2
1 Yr 7.0% -42.9% 113.0% 55.19% 3
3 Yr 0.8% * -32.7% 18.2% 53.72% 3
5 Yr 6.0% * -17.8% 16.0% 60.29% 4
10 Yr 1.7% * -12.2% 10.3% 71.78% 4

* Annualized


Return Ranking - Calendar

Period SWSSX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 16.6% -49.6% 134.4% 45.80% 3
2015 -10.6% -59.6% 7.5% 55.58% 3
2014 -2.2% -36.1% 39.3% 38.14% 3
2013 30.7% -8.1% 59.7% 48.27% 3
2012 11.0% -11.0% 30.8% 54.01% 3

Total Return Ranking - Trailing

Period SWSSX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 0.9% -72.0% 21.6% 30.74% 2
1 Yr 7.0% -42.9% 191.4% 55.41% 3
3 Yr 5.5% * -18.9% 30.9% 40.29% 3
5 Yr 13.4% * 0.5% 38.7% 32.11% 2
10 Yr 9.2% * -0.4% 36.2% 16.32% 1

* Annualized


Total Return Ranking - Calendar

Period SWSSX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 16.6% -49.6% 134.4% 50.80% 3
2015 -4.8% -37.6% 7.5% 46.47% 3
2014 5.2% -16.1% 60.1% 47.54% 3
2013 50.6% -0.9% 156.4% 43.78% 3
2012 24.0% -12.9% 161.3% 43.28% 3

NAV & Total Return History

SWSSX - Holdings

Filings data as of: Mar 31, 2017

Concentration Analysis

SWSSX Category Low Category High SWSSX % Rank Quintile
Net Assets 3.13 B 2.07 M 76.9 B 3.07% 1
Number of Holdings 1941 1 3717 2.87% 1
Net Assets in Top 10 120 M 0 3.15 B 12.26% 2
Weighting of Top 10 3.8% 0.0% 180.9% 35.82% 5

Top 10 Holdings

  1. Russell 2000 Mini Jun17 Ifus 20170616 0.98%
  2. Microsemi Corp 0.30%
  3. Advanced Micro Devices Inc 0.56%
  4. Olin Corp 0.28%
  5. The Chemours Co 0.36%
  6. Take-Two Interactive Software Inc 0.29%
  7. LogMeIn Inc 0.26%
  8. New Residential Investment Corp 0.26%
  9. Coherent Inc 0.25%
  10. Exelixis Inc 0.25%

Asset Allocation

Weighting Category Low Category High SWSSX % Rank Quintile
Stocks
98.09% 0.00% 102.21% 12.07% 2
Cash
1.89% -40.35% 100.00% 22.41% 3
Other
0.02% -4.22% 7.43% 10.15% 2
Preferred Stocks
0.00% 0.00% 6.66% 2.30% 2
Convertible Bonds
0.00% 0.00% 0.63% 1.15% 1
Bonds
0.00% -0.15% 41.97% 5.56% 2

Stock Sector Breakdown

Weighting Category Low Category High SWSSX % Rank Quintile
Financial Services
17.93% 0.00% 33.97% 13.98% 2
Technology
16.75% 0.00% 44.41% 13.98% 2
Industrials
13.29% 0.13% 48.00% 28.16% 4
Healthcare
11.90% 0.00% 21.51% 11.69% 2
Consumer Cyclical
11.58% 0.00% 38.86% 25.86% 4
Real Estate
8.67% 0.00% 38.38% 6.70% 1
Basic Materials
6.14% 0.00% 23.23% 15.90% 3
Utilities
3.53% 0.00% 22.37% 6.32% 2
Consumer Defense
3.45% 0.00% 22.01% 20.69% 4
Energy
2.84% 0.00% 19.43% 17.62% 3
Communication Services
1.03% 0.00% 10.59% 11.69% 2

Stock Geographic Breakdown

Weighting Category Low Category High SWSSX % Rank Quintile
US
97.19% 0.00% 102.21% 9.58% 2
Non US
0.90% 0.00% 91.30% 22.80% 3

SWSSX - Expenses

Operational Fees

SWSSX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.20% 0.04% 10.03% 40.61% 1
Management Fee 0.05% 0.00% 1.50% 12.07% 1
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee N/A 0.00% 0.40% N/A N/A

Sales Fees

SWSSX Fees (% of AUM) Category Low Category High SWSSX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

SWSSX Fees (% of AUM) Category Low Category High SWSSX Rank Quintile
Max Redemption Fee 2.00% 1.00% 2.00% 0.93% 4

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SWSSX Fees (% of AUM) Category Low Category High SWSSX Rank Quintile
Turnover 17.00% 4.00% 778.00% 21.31% 1

SWSSX - Distributions

Dividend Yield Analysis

SWSSX Category Low Category High SWSSX % Rank Quintile
Dividend Yield 0.3% 0.00% 2.78% 6.95% 1

Dividend Distribution Analysis

SWSSX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

SWSSX Category Low Category High SWSSX % Rank Quintile
Net Income Ratio 1.60% -2.42% 2.83% 3.07% 1

Capital Gain Distribution Analysis

SWSSX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

SWSSX - Managers

Ferian Juwono

Manager

Start Date

Feb 28, 2013

Tenure

4.34

Tenure Rank

10.6%

Ferian Juwono, CFA, Managing Director and Senior Portfolio Manager, is responsible for the day-to-day co-management of the funds. Prior to joining CSIM in 2010, Mr. Juwono worked at BlackRock (formerly Barclays Global Investors), where he spent more than three years as a portfolio manager, managing equity index funds for institutional clients, and nearly two years as a senior business analyst. Prior to that, Mr. Juwono worked for more than four years as a senior financial analyst with Union Bank of California.


Christopher Bliss

Manager

Start Date

Apr 26, 2017

Tenure

0.18

Tenure Rank

18.0%

Bliss has been a senior portfolio manager for BGI since 2005 and a portfolio manager for BGI from 2004 to 2005. Bliss holds the Chartered Financial Analyst designation.


Sabya Sinha

Manager

Start Date

Apr 26, 2017

Tenure

0.18

Tenure Rank

18.0%

Prior to joining CSIM in 2015, Mr. Sinha spent a year at F-Squared Investments on the product development and analytics team. Prior to F-Squared, he worked at IndexIQ Advisors as a senior index portfolio manager for three years and for Bank of America’s Columbia Management subsidiary as a portfolio manager for three years.


Tenure Analysis

Category Low

0.0

Category High

25.9

Category Average

5.75

Category Mode

2.5