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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD

Exp Ratio

Watchlist

$36.74

$774 M

1.94%

$0.71

0.10%

Vitals

YTD Return

6.3%

1 yr return

-6.4%

3 Yr Avg Return

10.6%

5 Yr Avg Return

N/A

Net Assets

$774 M

Holdings in Top 10

34.7%

52 WEEK LOW AND HIGH

$36.6
$32.08
$41.88

Expenses

OPERATING FEES

Expense Ratio 0.10%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 13.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

N/A

IRA

N/A


Fund Classification

Fund Type

Exchange Traded Fund


Name

Price

Aum/Mkt Cap

YIELD

Exp Ratio

Watchlist

$36.74

$774 M

1.94%

$0.71

0.10%

SNPE - Profile

Distributions

  • YTD Total Return 6.3%
  • 3 Yr Annualized Total Return 10.6%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 1.41%
DIVIDENDS
  • Dividend Yield 1.9%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Xtrackers S&P 500 ESG ETF
  • Fund Family Name
    Xtrackers
  • Inception Date
    Jun 25, 2019
  • Shares Outstanding
    20750001
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Shlomo Bassous

Fund Description

The fund, using a “passive” or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the Underlying Index, which is a broad-based, market capitalization weighted index that provides exposure to companies with high environmental, social and governance (“ESG”) performance relative to their sector peers, while maintaining similar overall industry group weights as the S&P 500 Index. The Underlying Index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (“GICS Industry Group”) within the S&P 500 Index, using an ESG score as the defining characteristic. Under normal circumstances, the Underlying Index is rebalanced annually, effective after the close of the last business day of April. The fund rebalances its portfolio in accordance with the Underlying Index, and, therefore, any changes to the Underlying Index’s rebalance schedule will result in corresponding changes to the fund’s rebalance schedule.All constituents of the S&P 500 Index are eligible for selection by the Underlying Index, with the exception of companies that:■ Engage in the production of tobacco, have tobacco sales accounting for greater than 10% of their revenue, derive more than 10% of their revenue from tobacco-related products and services, or hold more than a 25% stake in a company involved in these activities.■ Engage in the business of controversial weapons (cluster weapons, landmines (anti-personnel mines), biological or chemical weapons, depleted uranium weapons, white phosphorous weapons, nuclear weapons), or hold more than a 25% stake in a company involved in these activities.■ Extract or generate electricity from thermal coal accounting for greater than 5% of their revenue.■ Fall within the bottom 5% of the United Nations Global Compact (“UNGC”) score ranking. UNGC scores are provided by Arabesque, a global asset management firm, which implements quantitative models and data to analyze news reports and other publicly available information to rate a company based on the normative principles of the United Nations Global Compact – human rights, labor rights, the environment, and anti-corruption.■ Fall within the lowest 25% of ESG scores from each GICS Industry Group. ESG scores are assigned by SAM, an international investment company focusing on sustainability investments. SAM uses a Corporate Sustainability Assessment (“CSA”), a rules-based questionnaire, to comply and analyze information relating to companies’ use of ESG factors. SAM also assigns companies to industries defined by SAM and the assessment is largely specific to each industry. SAM uses the Global Industry Classification Standard (GICS®) as its starting point for determining industry classification.After excluding such companies, the Underlying Index selects from the remaining companies in the S&P 500 Index as follows:1. For each GICS Industry Group, companies are selected in decreasing order of ESG Score, until 65% of the Universe float-adjusted market capitalization (“FMC”) is reached.2. For each GICS Industry Group, existing companies ranked between 65% and 85% are selected to get as close as possible to the target 75% of FMC.3. If the combined FMC of selected companies is not above the 75% FMC target, companies not already selected from the Eligible Universe may be added in decreasing order of ESG Score to get as close as possible to the 75% FMC target. This process will stop when the addition of the next eligible company would result in the total FMC of the relevant GICS Industry Group moving further away from the 75% FMC target.The fund uses a full replication indexing strategy to seek to track the Underlying Index. As such, the fund invests directly in the component securities of the Underlying Index in substantially the same weightings in which they are represented in the Underlying Index. If it is not possible for the fund to acquire component securities due to limited availability or regulatory restrictions, the fund may use a representative sampling indexing strategy to seek to track the Underlying Index instead of a full replication indexing strategy. “Representative sampling” is an indexing strategy that involves investing in a representative sample of securities that collectively has an investment profile similar to the Underlying Index. The securities selected are expected to have, in the aggregate, investment characteristics (based on factors such as market capitalization and industry weightings), fundamental characteristics (such as return variability and yield), and liquidity measures similar to those of the Underlying Index. The fund may or may not hold all of the securities in the Underlying Index when using a representative sampling indexing strategy. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the Underlying Index. To the extent that the fund tracks the Underlying Index, the fund’s investment in certain sectors may change over time.As of October 31, 2021, the Underlying Index consisted of 312 securities, with an average market capitalization of approximately $100.52 billion and a minimum market capitalization of approximately $3.96 billion. The fund will concentrate its investments (i.e., hold 25% or more of its total assets) in a particular industry or group of industries to the extent that its Underlying Index is concentrated. As of October 31, 2021, a significant percentage of the Underlying Index was comprised of issuers in the information technology (30.7%) and consumer discretionary (14.7%) sectors. The information technology sector includes companies engaged in developing software and providing data processing and outsourced services, along with manufacturing and distributing communications equipment, computers and other electronic equipment and instruments. The consumer discretionary sector includes durable goods, apparel, entertainment and leisure, and automobiles.While the fund is currently classified as “non-diversified”under the Investment Company Act of 1940, it may operate as or become classified as “diversified” over time. The fund could again become non-diversified solely as a result of a change in relative market capitalization or index weighting of one or more constituents of the index that the fund is designed to track. Shareholder approval will not be sought when the fund crosses from diversified to non-diversified status under such circumstances.Xtrackers ETFs are not sponsored, endorsed, sold or promoted by S&P Dow Jones Indices LLC, Dow Jones Trademark Holdings LLC, Standard & Poor’s Financial Services LLC, their respective affiliates or SAM, and none of such parties make any representation regarding the advisability of investing in such ETFs, nor do they have any liability for any errors, omissions, or interruptions of the S&P 500 ESG Index.Securities lending. The fund may lend its portfolio securities to brokers, dealers and other financial institutions desiring to borrow securities to complete transactions and for other purposes. In connection with such loans, the fund receives liquid collateral equal to at least 102% of the value of the portfolio securities being lent. This collateral is marked to market on a daily basis. The fund may lend its portfolio securities in an amount up to 33 1/3% of its total assets.
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SNPE - Performance

Return Ranking - Trailing

Period SNPE Return Category Return Low Category Return High Rank in Category (%)
YTD 6.3% -51.8% 22.1% 33.36%
1 Yr -6.4% -61.4% 46.9% 17.17%
3 Yr 10.6%* -27.6% 188.5% 4.63%
5 Yr N/A* -29.2% 92.2% N/A
10 Yr N/A* -16.5% 37.5% N/A

* Annualized

Return Ranking - Calendar

Period SNPE Return Category Return Low Category Return High Rank in Category (%)
2022 -17.7% -69.4% 53.7% 21.79%
2021 14.6% -94.0% 152.6% 2.82%
2020 6.2% -13.9% 183.6% 12.53%
2019 N/A -18.2% 8.9% N/A
2018 N/A -80.2% 35.2% N/A

Total Return Ranking - Trailing

Period SNPE Return Category Return Low Category Return High Rank in Category (%)
YTD 6.3% -97.2% 22.1% 33.36%
1 Yr -6.4% -61.4% 67.6% 18.51%
3 Yr 10.6%* -27.6% 188.5% 6.17%
5 Yr N/A* -28.1% 92.2% N/A
10 Yr N/A* -11.8% 37.5% N/A

* Annualized

Total Return Ranking - Calendar

Period SNPE Return Category Return Low Category Return High Rank in Category (%)
2022 -17.7% -69.4% 53.7% 21.79%
2021 14.6% -94.0% 152.6% 2.82%
2020 6.2% -13.9% 183.6% 12.53%
2019 N/A -12.8% 8.9% N/A
2018 N/A -60.0% 35.2% N/A

SNPE - Holdings

Concentration Analysis

SNPE Category Low Category High SNPE % Rank
Net Assets 774 M 38 K 1.21 T 52.35%
Number of Holdings 313 1 4154 25.51%
Net Assets in Top 10 269 M 1.74 K 270 B 51.42%
Weighting of Top 10 34.71% 1.8% 100.0% 36.51%

Top 10 Holdings

  1. Apple Inc 9.10%
  2. Microsoft Corp 8.04%
  3. Amazon.com Inc 4.15%
  4. Facebook Inc A 3.05%
  5. Alphabet Inc Class A 2.70%
  6. Tesla Inc 2.63%
  7. Alphabet Inc Class C 2.50%
  8. UnitedHealth Group Inc 1.84%
  9. NVIDIA Corp 1.84%
  10. Exxon Mobil Corp 1.60%

Asset Allocation

Weighting Return Low Return High SNPE % Rank
Stocks
99.91% 0.00% 130.24% 15.63%
Cash
0.09% -102.29% 100.00% 83.02%
Preferred Stocks
0.00% 0.00% 2.23% 79.63%
Other
0.00% -13.91% 134.98% 79.77%
Convertible Bonds
0.00% 0.00% 5.54% 78.55%
Bonds
0.00% -0.04% 95.81% 78.62%

Stock Sector Breakdown

Weighting Return Low Return High SNPE % Rank
Technology
27.45% 0.00% 48.94% 12.96%
Healthcare
15.43% 0.00% 60.70% 29.63%
Financial Services
13.76% 0.00% 55.59% 42.87%
Communication Services
9.12% 0.00% 27.94% 32.03%
Consumer Cyclical
8.92% 0.00% 50.47% 76.27%
Consumer Defense
6.96% 0.00% 49.14% 43.42%
Industrials
6.21% 0.00% 29.90% 93.07%
Energy
5.08% 0.00% 41.64% 22.63%
Real Estate
2.79% 0.00% 37.52% 46.30%
Basic Materials
2.58% 0.00% 26.10% 48.08%
Utilities
1.70% 0.00% 25.44% 71.74%

Stock Geographic Breakdown

Weighting Return Low Return High SNPE % Rank
US
98.65% 0.00% 127.77% 21.18%
Non US
1.26% 0.00% 33.69% 56.63%

SNPE - Expenses

Operational Fees

SNPE Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.10% 0.01% 3.53% 94.35%
Management Fee 0.11% 0.00% 2.00% 10.87%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

SNPE Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

SNPE Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.25% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SNPE Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 13.00% 0.00% 496.00% 27.90%

SNPE - Distributions

Dividend Yield Analysis

SNPE Category Low Category High SNPE % Rank
Dividend Yield 1.94% 0.00% 14.76% 6.69%

Dividend Distribution Analysis

SNPE Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Quarterly Quarterly

Net Income Ratio Analysis

SNPE Category Low Category High SNPE % Rank
Net Income Ratio 1.41% -54.00% 6.06% 8.52%

Capital Gain Distribution Analysis

SNPE Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Semi-Annually Annually

Distributions History

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SNPE - Fund Manager Analysis

Managers

Shlomo Bassous


Start Date

Tenure

Tenure Rank

Jun 25, 2019

2.93

2.9%

Mr. Bassous is a Vice President with Deutsche Asset Management and has served as a Portfolio Manager in the DWS Group GmbH & Co. KGaA in 2017 with 13 years of industry experience. . Prior to joining Deutsche Bank, Mr. Bassous served as Portfolio Manager at Northern Trust Asset Management where he managed equity portfolios across a variety of global benchmarks. While at Northern Trust, he spent several years in Chicago, London and Hong Kong where he managed portfolios on behalf of institutional clients in North America, Europe, the Middle East and Asia. Before joining Northern Trust in 2007, he worked at The Bank of New York Mellon and Morgan Stanley in a variety of roles supporting equity trading and portfolio management. Mr. Bassous received a BS in Finance from Yeshiva University in 2004.

Bryan Richards


Start Date

Tenure

Tenure Rank

Jun 25, 2019

2.93

2.9%

■ Joined DWS Group GmbH & Co. KGaA in 2011 with 11 years of industry experience. ■ Head of Passive Portfolio Management, Americas: New York. Bryan Richards is a Director with Deutsche Asset and Wealth Management and has served as a Portfolio Manager in the Passive Asset Management business since 2011. Mr. Richards began his career as an equity analyst at Fairhaven Capital LLC in Boston supporting two Portfolio Managers in a long-short equity strategy. Mr. Richards joined XShares Advisors, an ETF issuer, as a Vice President in 2007, providing analysis on index and fund construction as well as fund operations and performance before being promoted to Director of Fund Operations in 2009. Mr. Richards holds a BS Degree in Finance from Boston College and is a CFA Charterholder.

Patrick Dwyer


Start Date

Tenure

Tenure Rank

Jun 25, 2019

2.93

2.9%

Joined DWS Group GmbH & Co KGaA in 2016 with 16 years of industry experience. Mr. Dwyer is a Director with Deutsche Asset Management and has served as a Portfolio Manager in the Passive Asset Management business since 2016. Prior to his current role, Mr. Dwyer was the head of Northern Trust’s International Equity Index ETF and Overlay portfolio management team in Chicago, managing portfolios for North American based clients.Patrick Dwyer is a Vice President at The Northern Trust Company, Chicago. He is a Senior Portfolio Manager and Trader in the Quantitative Management Group of Northern Trust Global Investments and is responsible for the management of international index portfolios. His time at Northern Trust included working in New York, Chicago, and in Hong Kong building a portfolio management desk. Mr. Dwyer has a broad range of experience managing developed, emerging, and frontier index mandates, and currency and future overlay portfolios.Before his current role, Patrick was a portfolio manager in the domestic index portfolio team. Prior to joining Northern Trust in 2003, Mr. Dwyer participated in the Deutsche Asset Management graduate training program. He rotated through the domestic fixed income and US structured equity fund management groups. Mr. Dwyer received a BS in Finance from Rutgers University in 2001.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 39.02 7.12 2.42