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Trending ETFs

Name

As of 04/07/2022

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

-

$13.1 M

0.00%

0.75%

Vitals

YTD Return

N/A

1 yr return

N/A

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$13.1 M

Holdings in Top 10

47.2%

52 WEEK LOW AND HIGH

$7.4
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 0.75%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A


Min Investment

Standard (Taxable)

N/A

IRA

N/A


Fund Classification

Fund Type

Exchange Traded Fund


Name

As of 04/07/2022

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

-

$13.1 M

0.00%

0.75%

SUBZ - Profile

Distributions

  • YTD Total Return N/A
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio N/A
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency N/A

Fund Details

  • Legal Name
    Roundhill Streaming Services Technology ETF
  • Fund Family Name
    N/A
  • Inception Date
    N/A
  • Shares Outstanding
    N/A
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Timothy Maloney

Fund Description

The Fund is an actively-managed exchange-traded fund (“ETF”) that pursues its investment objective by investing in companies that develop, manufacture, distribute, or sell products or services related to the delivery of data or media content (audio and video) over the internet (“Streaming Companies”). Streaming Companies reflect the modern integration of traditional technology, telecommunications, media, and internet businesses through activities including:
offering video, audio, and gaming services that are communicated by a provider to an end user over the internet.
operating a website or application which primarily derives revenue from streaming multi-media such as audio, video, video games, sporting events, health and wellness, and live content involving a streamer or group of streamers broadcasting content.
providing the technology, infrastructure, and/or platform for businesses to engage in streaming over the internet (such as content delivery networks).
providing streaming analytics and market research to end users and companies engaged in streaming activities.
manufacturing equipment and peripherals such as audio equipment, keyboards, headsets, cameras, virtual reality headsets, and other devices which have applications in live streaming.
Roundhill Financial Inc. (the “Adviser”), the investment adviser to the Fund, uses qualitative and quantitative factors to identify a universe of Streaming Companies by determining a company’s thematic relevance to streaming. Based on this analysis, the Adviser selects and assigns weightings to each Streaming Company selected for the Fund with the intent to create a portfolio that reflects companies that contribute a variety of streaming-related products and services (e.g., companies that produce the equipment needed for streaming and companies that utilize such equipment).
The Fund’s portfolio is expected to consist of equity securities of U.S. and foreign issuers of any market capitalization, which may include common stocks and depositary receipts representing interests in foreign securities (from both developed and emerging market countries). The Fund may also invest in Streaming Companies that have recently made an initial public offering (“IPO”) and special purpose acquisition companies (“SPACs”) that have announced their intention to merge with or acquire a Streaming Company. The Fund may invest in small-, mid-, and large-capitalization companies.
Under normal circumstances, at least 80% of the Fund’s net assets, plus borrowings for investment purposes, will be invested in Streaming Companies that receive a majority of their revenue or profits from, or invest a majority of their assets in, operations in the communication services and/or technology sectors.
The Fund is classified as a “non-diversified” investment company under the Investment Company Act of 1940, as amended (the “1940 Act”).
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SUBZ - Performance

Return Ranking - Trailing

Period SUBZ Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -38.5% 28.4% 37.36%
1 Yr N/A -67.1% 39.2% 95.71%
3 Yr N/A* -42.4% 30.6% N/A
5 Yr N/A* -33.1% 23.3% N/A
10 Yr N/A* -16.3% 24.4% N/A

* Annualized

Return Ranking - Calendar

Period SUBZ Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -73.9% 35.7% N/A
2022 N/A -25.6% 73.1% N/A
2021 N/A -97.5% 60.0% N/A
2020 N/A -24.7% 44.9% N/A
2019 N/A -22.9% 38.5% N/A

Total Return Ranking - Trailing

Period SUBZ Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -75.9% 954.2% 24.51%
1 Yr N/A -67.1% 66.6% 95.81%
3 Yr N/A* -42.4% 30.6% N/A
5 Yr N/A* -33.1% 30.0% N/A
10 Yr N/A* -16.3% 24.4% N/A

* Annualized

Total Return Ranking - Calendar

Period SUBZ Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -73.9% 35.7% N/A
2022 N/A -25.6% 73.1% N/A
2021 N/A -97.5% 60.0% N/A
2020 N/A -24.7% 44.9% N/A
2019 N/A -22.9% 43.6% N/A

SUBZ - Holdings

Concentration Analysis

SUBZ Category Low Category High SUBZ % Rank
Net Assets 13.1 M 863 K 50.4 B 83.22%
Number of Holdings 39 1 494 100.00%
Net Assets in Top 10 8.44 M 0 30.3 B 70.57%
Weighting of Top 10 47.15% 7.6% 100.0% 0.32%

Top 10 Holdings

  1. First American Government Obligations Fund 8.25%
  2. Walt Disney Co/The 5.92%
  3. Netflix Inc 5.37%
  4. Spotify Technology SA 5.09%
  5. Roku Inc 5.03%
  6. Comcast Corp 3.80%
  7. AfreecaTV Co Ltd 3.63%
  8. ViacomCBS Inc 3.40%
  9. Discovery Inc 3.39%
  10. Tencent Music Entertainment Group 3.28%

Asset Allocation

Weighting Return Low Return High SUBZ % Rank
Stocks
99.88% 0.00% 100.53% 100.00%
Cash
8.25% -0.53% 100.00% 0.63%
Preferred Stocks
0.00% 0.00% 2.84% 68.35%
Other
0.00% -1.08% 26.87% 70.25%
Convertible Bonds
0.00% 0.00% 0.40% 67.09%
Bonds
0.00% 0.00% 4.72% 67.41%

Stock Sector Breakdown

Weighting Return Low Return High SUBZ % Rank
Utilities
0.00% 0.00% 6.27% 80.87%
Technology
0.00% 2.80% 100.00% 99.52%
Real Estate
0.00% 0.00% 15.05% 83.78%
Industrials
0.00% 0.00% 53.73% 92.01%
Healthcare
0.00% 0.00% 43.58% 90.80%
Financial Services
0.00% 0.00% 52.54% 92.01%
Energy
0.00% 0.00% 7.96% 80.15%
Communication Services
0.00% 0.00% 97.05% 0.73%
Consumer Defense
0.00% 0.00% 18.17% 83.78%
Consumer Cyclical
0.00% 0.00% 51.15% 53.75%
Basic Materials
0.00% 0.00% 36.08% 81.36%

Stock Geographic Breakdown

Weighting Return Low Return High SUBZ % Rank
US
79.85% 0.00% 100.53% 100.00%
Non US
20.03% 0.00% 99.27% 98.10%

SUBZ - Expenses

Operational Fees

SUBZ Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.75% 0.08% 2.97% 52.55%
Management Fee 0.75% 0.00% 1.95% 61.77%
12b-1 Fee N/A 0.00% 1.00% 32.00%
Administrative Fee N/A 0.02% 0.50% N/A

Sales Fees

SUBZ Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

SUBZ Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SUBZ Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 281.00% 78.43%

SUBZ - Distributions

Dividend Yield Analysis

SUBZ Category Low Category High SUBZ % Rank
Dividend Yield 0.00% 0.00% 42.10% 71.07%

Dividend Distribution Analysis

SUBZ Category Low Category High Category Mod
Dividend Distribution Frequency Annually Monthly Monthly

Net Income Ratio Analysis

SUBZ Category Low Category High SUBZ % Rank
Net Income Ratio N/A -2.30% 2.08% 47.15%

Capital Gain Distribution Analysis

SUBZ Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Distributions History

View More +

SUBZ - Fund Manager Analysis

Managers

Timothy Maloney


Start Date

Tenure

Tenure Rank

Feb 09, 2021

1.14

1.1%

William Hershey


Start Date

Tenure

Tenure Rank

Feb 09, 2021

1.14

1.1%

William N. Hershey joined Yorkville Capital Management in 2011 as an Analyst. He is currently Yorkville’s Head Trader and sits on the investment committee with trading and portfolio management responsibilities. Mr. Hershey has served as the Head Trader for Yorkville Capital Management since 2014, overseeing the trading of the firm’s SMAs, mutual funds and hedge fund. Prior to this role, Mr. Hershey was responsible for overseeing the trading sub-advisor, Index Management Solutions, and its trading of Yorkville ETF Advisors’ two ETFs, YMLP and YMLI (NYSE Arca). The two ETFs reached approximately $400 million AUM at their peak during the time of Yorkville’s involvement. William is a contributor to Yorkville’s monthly newsletter, the “MLP Beat”, and has co-authored several whitepapers on the MLP asset class. Mr. Hershey graduated from Vanderbilt University in May 2011. He received a BA in Economics with a minor in Finance. Mr. Hershey is currently a Level III candidate in the CFA program.

Andrew Serowik


Start Date

Tenure

Tenure Rank

Feb 09, 2021

1.14

1.1%

Mr. Serowik joined Exchange Traded Concepts, LLC from Goldman Sachs in May 2018. He began his career at Spear, Leeds & Kellogg, continuing with Goldman after its acquisition of SLK in September 2000. During his career of more than 18 years at the combined companies, he held various roles, including managing the global Quant ETF Strats team and One Delta ETF Strats. He designed and developed systems for portfolio risk calculation, algorithmic ETF trading, and execution monitoring, with experience across all asset classes. He graduated from the University of Michigan with a Bachelor of Business Administration degree in Finance.

Mario Stefanidis


Start Date

Tenure

Tenure Rank

Feb 09, 2021

1.14

1.1%

Gabriel Tan


Start Date

Tenure

Tenure Rank

Jul 01, 2021

0.75

0.8%

Mr. Tan joined Exchange Traded Concepts, LLC in May 2019 as an Associate Portfolio Manager and was promoted to Portfolio Manager in December 2020. He began his career at UBS and BBR Partners where he worked as a financial planning analyst and a portfolio strategist for over four years. During his time there, he developed comprehensive wealth management solutions focused on portfolio optimization, trust and estate planning, and tax planning.

Todd Alberico


Start Date

Tenure

Tenure Rank

Jul 01, 2021

0.75

0.8%

Mr. Alberico joined Exchange Traded Concepts, LLC in November 2020, having spent the past 14 years in ETF trading at Goldman Sachs, Cantor Fitzgerald, and, most recently, Virtu Financial. He spent most of that time focused on the Trading and Portfolio Risk Management of ETFs exposed to international and domestic equity. He has worked on several different strategies including lead market-making and electronic trading, to customer facing institutional business developing models for block trading as well as transitional trades. Mr. Alberico graduated from St. John’s University in NY with a Bachelor of Science degree in Finance.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 32.43 7.69 2.12