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Trending ETFs

Name

As of 11/16/2020

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$22.13

$65.2 M

-

$0.00

1.98%

Vitals

YTD Return

4.1%

1 yr return

-4.1%

3 Yr Avg Return

-0.6%

5 Yr Avg Return

2.6%

Net Assets

$65.2 M

Holdings in Top 10

46.9%

52 WEEK LOW AND HIGH

$21.8
$15.32
$22.13

Expenses

OPERATING FEES

Expense Ratio 1.98%

SALES FEES

Front Load N/A

Deferred Load 1.00%

TRADING FEES

Turnover 62.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$1,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 11/16/2020

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$22.13

$65.2 M

-

$0.00

1.98%

HTACX - Profile

Distributions

  • YTD Total Return 4.1%
  • 3 Yr Annualized Total Return -0.6%
  • 5 Yr Annualized Total Return 2.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.09%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Highland Total Return Fund
  • Fund Family Name
    Highland Funds
  • Inception Date
    Sep 30, 1999
  • Shares Outstanding
    98576
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Jim Garrison

Fund Description


HTACX - Performance

Return Ranking - Trailing

Period HTACX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.1% -40.7% 26.7% 67.24%
1 Yr -4.1% -21.7% 26.7% 91.73%
3 Yr -0.6%* -4.7% 12.9% 97.31%
5 Yr 2.6%* -0.8% 11.3% 96.32%
10 Yr 3.8%* 0.4% 11.8% 97.73%

* Annualized

Return Ranking - Calendar

Period HTACX Return Category Return Low Category Return High Rank in Category (%)
2023 18.0% -5.8% 25.7% 10.14%
2022 -11.9% -32.7% 0.0% 54.97%
2021 1.5% -6.5% 22.4% 95.41%
2020 8.5% -43.7% 23.3% 6.90%
2019 -13.1% -32.5% 2.6% 97.49%

Total Return Ranking - Trailing

Period HTACX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.1% -40.7% 26.7% 67.24%
1 Yr -5.1% -21.7% 26.7% 90.96%
3 Yr -0.6%* -4.7% 12.9% 95.72%
5 Yr 2.6%* -0.8% 11.3% 94.72%
10 Yr 3.8%* 0.4% 11.8% 96.97%

* Annualized

Total Return Ranking - Calendar

Period HTACX Return Category Return Low Category Return High Rank in Category (%)
2023 18.0% -5.8% 25.7% 10.30%
2022 -11.9% -32.7% 0.8% 81.73%
2021 7.0% -3.7% 31.9% 88.78%
2020 9.7% -43.7% 23.3% 10.62%
2019 -1.5% -32.5% 5.6% 35.59%

NAV & Total Return History


HTACX - Holdings

Concentration Analysis

HTACX Category Low Category High HTACX % Rank
Net Assets 65.2 M 716 K 166 B 84.02%
Number of Holdings 124 2 14317 47.16%
Net Assets in Top 10 31.5 M 654 K 30 B 85.33%
Weighting of Top 10 46.92% 9.3% 100.0% 46.09%

Top 10 Holdings

  1. PICO Holdings Inc 8.19%
  2. Bollore SA 5.80%
  3. Bollore SA 5.80%
  4. Bollore SA 5.80%
  5. Bollore SA 5.80%
  6. Bollore SA 5.80%
  7. Bollore SA 5.80%
  8. Bollore SA 5.80%
  9. Bollore SA 5.80%
  10. Bollore SA 5.80%

Asset Allocation

Weighting Return Low Return High HTACX % Rank
Stocks
68.92% 0.00% 134.22% 4.63%
Bonds
16.44% -2.18% 97.64% 97.01%
Cash
8.82% -34.22% 89.35% 13.32%
Preferred Stocks
5.29% 0.00% 28.13% 1.65%
Convertible Bonds
0.39% 0.00% 26.75% 52.84%
Other
0.14% -3.55% 30.21% 31.29%

Stock Sector Breakdown

Weighting Return Low Return High HTACX % Rank
Communication Services
43.64% 0.00% 43.64% 0.15%
Financial Services
12.31% 0.00% 100.00% 76.65%
Utilities
11.89% 0.00% 100.00% 4.49%
Consumer Cyclical
10.38% 0.00% 24.29% 66.62%
Energy
6.02% 0.00% 90.89% 6.89%
Industrials
4.81% 0.00% 35.09% 95.36%
Consumer Defense
3.79% 0.00% 17.85% 92.07%
Basic Materials
3.09% 0.00% 30.87% 62.87%
Healthcare
1.93% 0.00% 36.21% 95.96%
Real Estate
1.47% 0.00% 100.00% 86.68%
Technology
0.66% 0.00% 48.90% 98.20%

Stock Geographic Breakdown

Weighting Return Low Return High HTACX % Rank
US
47.25% 0.13% 131.11% 48.95%
Non US
21.67% 0.00% 33.15% 12.43%

Bond Sector Breakdown

Weighting Return Low Return High HTACX % Rank
Corporate
44.90% 0.00% 99.06% 28.74%
Cash & Equivalents
32.29% 0.08% 100.00% 6.44%
Securitized
16.77% 0.00% 59.07% 63.77%
Government
2.87% 0.00% 99.53% 93.26%
Municipal
2.70% 0.00% 24.46% 15.27%
Derivative
0.46% 0.00% 32.58% 27.54%

Bond Geographic Breakdown

Weighting Return Low Return High HTACX % Rank
US
13.08% -6.66% 74.69% 97.01%
Non US
3.36% -7.18% 73.06% 55.39%

HTACX - Expenses

Operational Fees

HTACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.98% 0.01% 4.93% 5.48%
Management Fee 0.50% 0.00% 1.75% 56.48%
12b-1 Fee 1.00% 0.00% 1.00% 81.62%
Administrative Fee 0.20% 0.01% 0.83% 80.43%

Sales Fees

HTACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load 1.00% 1.00% 5.00% 26.88%

Trading Fees

HTACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HTACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 62.00% 0.00% 484.00% 65.44%

HTACX - Distributions

Dividend Yield Analysis

HTACX Category Low Category High HTACX % Rank
Dividend Yield 0.00% 0.00% 8.99% 15.72%

Dividend Distribution Analysis

HTACX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

HTACX Category Low Category High HTACX % Rank
Net Income Ratio 0.09% -0.99% 11.02% 98.31%

Capital Gain Distribution Analysis

HTACX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

HTACX - Fund Manager Analysis

Managers

Jim Garrison


Start Date

Tenure

Tenure Rank

Feb 01, 2015

5.75

5.8%

Jim Garrison is a portfolio manager at First Foundation Advisors. Mr. Garrison is part of the investment team. He is a member of FFA’s Investment Committee, where he assists in shaping the portfolio investment process and overall asset allocations. Mr. Garrison also provides research and recommendations of third-party equity investment opportunities. Prior to joining FFA in 1999, Mr. Garrison worked as an internal audit consultant for Arthur Andersen, LLP. Mr. Garrison earned a Bachelor of Science in Agricultural and Managerial Economics from the University of California, Davis and is a Chartered Financial Analyst.

Eric Speron


Start Date

Tenure

Tenure Rank

Feb 01, 2015

5.75

5.8%

Eric Speron is a portfolio manager at First Foundation Advisors(FFA). Mr. Speron is part of the investment team. He is a member of FFA’s Investment Committee, where he assists in shaping the portfolio investment process and overall asset allocations. Mr. Speron also provides research and recommendations of third-party equity investment opportunities. Prior to joining FFA in 2007, Mr. Speron worked at Credit Suisse First Boston and JPMorgan. Mr. Speron earned a Bachelor of Arts Degree from Georgetown University and is a Chartered Financial Analyst.

John Hakopian


Start Date

Tenure

Tenure Rank

Feb 01, 2015

5.75

5.8%

Mr. Hakopian is Portfolio Manager and President of First Foundation Advisors (“FFA”) and a Director of First Foundation Inc. and First Foundation Bank. Mr. Hakopian oversees the vision, strategy, operations and development of the investment management service for FFA. Having been with FFA since its inception in 1990, Mr. Hakopian has been closely involved in developing and delivering the firm’s investment services. He became President in 2009. Mr. Hakopian earned a Bachelor of Arts degree in economics in three years from the University of California, Irvine and an MBA in Finance from the University of Southern California.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.03 36.86 6.24 0.83