Name
As of 03/27/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
0.0%
1 yr return
17.2%
3 Yr Avg Return
5.1%
5 Yr Avg Return
9.8%
Net Assets
$823 M
Holdings in Top 10
5.7%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.14%
SALES FEES
Front Load 5.25%
Deferred Load N/A
TRADING FEES
Turnover 42.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$2,500
IRA
$1,000
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 03/27/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
HWVAX - Profile
Distributions
- YTD Total Return 0.0%
- 3 Yr Annualized Total Return 5.1%
- 5 Yr Annualized Total Return 9.8%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.96%
- Dividend Yield 1.5%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameHotchkis & Wiley Small Cap Diversified Value Fund
-
Fund Family NameHotchkis & Wiley
-
Inception DateJun 30, 2014
-
Shares Outstanding456807
-
Share ClassA
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerJudd Peters
Fund Description
HWVAX - Performance
Return Ranking - Trailing
Period | HWVAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 0.0% | -11.0% | 11.8% | 97.14% |
1 Yr | 17.2% | -0.8% | 43.6% | 79.07% |
3 Yr | 5.1%* | -12.8% | 69.3% | 47.22% |
5 Yr | 9.8%* | -3.6% | 49.5% | 47.51% |
10 Yr | N/A* | -3.4% | 26.6% | N/A |
* Annualized
Return Ranking - Calendar
Period | HWVAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 6.3% | -18.4% | 33.6% | 77.41% |
2022 | -14.4% | -36.7% | 212.9% | 37.14% |
2021 | 26.9% | -62.0% | 147.6% | 29.26% |
2020 | 0.2% | -24.8% | 31.3% | 62.97% |
2019 | 20.7% | -30.1% | 34.0% | 36.30% |
Total Return Ranking - Trailing
Period | HWVAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 0.0% | -11.0% | 11.8% | 97.14% |
1 Yr | 17.2% | -0.8% | 43.6% | 79.07% |
3 Yr | 5.1%* | -12.8% | 69.3% | 47.22% |
5 Yr | 9.8%* | -3.6% | 49.5% | 47.51% |
10 Yr | N/A* | -3.4% | 26.6% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | HWVAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 16.0% | -15.5% | 35.4% | 48.90% |
2022 | -6.6% | -36.7% | 250.0% | 20.58% |
2021 | 34.9% | -3.2% | 157.9% | 26.04% |
2020 | 1.0% | -13.5% | 33.4% | 68.16% |
2019 | 21.4% | -17.4% | 34.3% | 56.79% |
NAV & Total Return History
HWVAX - Holdings
Concentration Analysis
HWVAX | Category Low | Category High | HWVAX % Rank | |
---|---|---|---|---|
Net Assets | 823 M | 2.53 M | 46.3 B | 37.17% |
Number of Holdings | 360 | 10 | 1583 | 18.26% |
Net Assets in Top 10 | 45.3 M | 217 K | 2.97 B | 62.83% |
Weighting of Top 10 | 5.65% | 0.3% | 88.4% | 98.69% |
Top 10 Holdings
- Citigroup, Inc. 1.16%
- Invesco Government Agency Portfolio 0.72%
- Marcus Millichap Inc 0.49%
- Rush Enterprises Inc 0.48%
- SLM Corp 0.47%
- Stewart Information Services Corp 0.47%
- Pebblebrook Hotel Trust 0.47%
- Minerals Technologies Inc 0.46%
- RE/MAX Holdings Inc 0.46%
- Hope Bancorp Inc 0.46%
Asset Allocation
Weighting | Return Low | Return High | HWVAX % Rank | |
---|---|---|---|---|
Stocks | 98.55% | 0.99% | 105.89% | 45.87% |
Cash | 1.88% | 0.00% | 99.01% | 46.74% |
Preferred Stocks | 0.00% | 0.00% | 2.62% | 48.91% |
Other | 0.00% | -1.78% | 40.01% | 61.09% |
Convertible Bonds | 0.00% | 0.00% | 2.63% | 46.70% |
Bonds | 0.00% | 0.00% | 73.18% | 47.83% |
Stock Sector Breakdown
Weighting | Return Low | Return High | HWVAX % Rank | |
---|---|---|---|---|
Financial Services | 30.64% | 0.00% | 35.71% | 6.67% |
Industrials | 18.89% | 0.65% | 48.61% | 38.22% |
Consumer Cyclical | 15.80% | 0.00% | 51.62% | 23.11% |
Energy | 11.39% | 0.00% | 29.42% | 16.44% |
Technology | 6.94% | 0.00% | 34.03% | 77.78% |
Basic Materials | 5.35% | 0.00% | 67.30% | 44.67% |
Utilities | 3.82% | 0.00% | 13.86% | 30.44% |
Real Estate | 2.77% | 0.00% | 44.41% | 83.33% |
Healthcare | 2.46% | 0.00% | 25.76% | 88.44% |
Consumer Defense | 1.34% | 0.00% | 13.22% | 90.67% |
Communication Services | 0.60% | 0.00% | 24.90% | 87.56% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | HWVAX % Rank | |
---|---|---|---|---|
US | 98.55% | 0.96% | 105.89% | 35.00% |
Non US | 0.00% | 0.00% | 67.90% | 61.96% |
HWVAX - Expenses
Operational Fees
HWVAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.14% | 0.05% | 37.04% | 56.96% |
Management Fee | 0.65% | 0.00% | 1.50% | 20.26% |
12b-1 Fee | 0.25% | 0.00% | 1.00% | 46.27% |
Administrative Fee | N/A | 0.01% | 0.35% | N/A |
Sales Fees
HWVAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | 5.25% | 2.50% | 5.75% | 74.19% |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
HWVAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
HWVAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 42.00% | 7.00% | 252.00% | 30.67% |
HWVAX - Distributions
Dividend Yield Analysis
HWVAX | Category Low | Category High | HWVAX % Rank | |
---|---|---|---|---|
Dividend Yield | 1.47% | 0.00% | 14.21% | 8.26% |
Dividend Distribution Analysis
HWVAX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | Quarterly | Annual |
Net Income Ratio Analysis
HWVAX | Category Low | Category High | HWVAX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.96% | -1.43% | 4.13% | 18.67% |
Capital Gain Distribution Analysis
HWVAX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 07, 2023 | $1.046 | OrdinaryDividend |
Dec 08, 2022 | $1.075 | OrdinaryDividend |
Dec 10, 2020 | $0.087 | OrdinaryDividend |
Dec 12, 2019 | $0.061 | OrdinaryDividend |
Dec 13, 2018 | $0.059 | OrdinaryDividend |
Dec 14, 2017 | $0.031 | OrdinaryDividend |
Dec 09, 2016 | $0.066 | OrdinaryDividend |
HWVAX - Fund Manager Analysis
Managers
Judd Peters
Start Date
Tenure
Tenure Rank
Jun 30, 2014
7.92
7.9%
In his role as portfolio manager, Mr. Peters plays an integral part in the investment research review and decision-making process as well as coordinates the day-to-day management of Large Cap Fundamental Value, Large Cap Diversified Value, Small Cap Diversified Value and Global Value portfolios. He also provides expertise and insight into the capital goods, energy and technology sectors. Prior to joining the firm, Mr. Peters was an analyst in the corporate finance department of an investment banking firm. Mr. Peters, a CFA charterholder, received his BA in Mathematics and a BS in Biochemistry from University of California, San Diego.
Ryan Thomes
Start Date
Tenure
Tenure Rank
Jun 30, 2014
7.92
7.9%
Mr. Thomes coordinates the day-to-day management of the Small Cap Diversified Value portfolio. He also provides broad analytical support, creates general market and investment strategy commentaries, and acts as a liaison between the investment and client service teams. Prior to joining the firm, Mr. Thomes was a global equity senior research associate for Jeffrey Slocum and Associates, Inc., an institutional investment consultant based in Minneapolis. At Slocum, he was responsible for directing wide-ranging equity research projects as well as conducting equity investment manager due diligence. Mr. Thomes began his investment career as a research analyst at Berthel Schutter LLC, a consulting firm where he conducted equity and fixed income investment manager due diligence. Mr. Thomes, a CFA charterholder, received his BS in Entrepreneurial Management and Finance from the University of Minnesota.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 37.45 | 8.17 | 3.58 |