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Trending ETFs

Name

As of 03/27/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.14

$110 M

0.00%

2.16%

Vitals

YTD Return

7.5%

1 yr return

23.4%

3 Yr Avg Return

7.3%

5 Yr Avg Return

11.3%

Net Assets

$110 M

Holdings in Top 10

25.3%

52 WEEK LOW AND HIGH

$25.7
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 2.16%

SALES FEES

Front Load N/A

Deferred Load 1.00%

TRADING FEES

Turnover N/A

Redemption Fee N/A


Min Investment

Standard (Taxable)

$3,000

IRA

$2,500


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 03/27/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.14

$110 M

0.00%

2.16%

NSMCX - Profile

Distributions

  • YTD Total Return 7.5%
  • 3 Yr Annualized Total Return 7.3%
  • 5 Yr Annualized Total Return 11.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.65%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Nuveen Small/Mid Cap Value Fund
  • Fund Family Name
    Nuveen Funds
  • Inception Date
    Dec 15, 2006
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Andrew Hwang

Fund Description

Under normal market conditions, the Fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in equity securities of companies with market capitalizations at the time of investment comparable to companies in the Russell 2500 Value Index. As of September 30, 2023, the market cap range for the Russell 2500 Value Index was $31 million to $20.0 billion. The Fund will not be forced to sell a stock because it has exceeded or fallen below the current market capitalization range. The Fund’s sub-adviser seeks to identify under-valued companies with a catalyst to unlock value or improve profitability. The Fund’s sub-adviser maintains a long-term investment view and a focus on securities it believes can appreciate over an extended time, regardless of interim fluctuations. The Fund’s sub-adviser will sell securities or reduce positions if it feels that the company no longer possesses favorable risk/reward characteristics, attractive valuations or catalysts. The Fund invests primarily in U.S. equity securities, but it may invest up to 35% of its net assets in non-U.S. equity securities, including up to 10% of its net assets in equity securities of companies located in emerging market countries.
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NSMCX - Performance

Return Ranking - Trailing

Period NSMCX Return Category Return Low Category Return High Rank in Category (%)
YTD 7.5% -5.1% 23.8% 4.50%
1 Yr 23.4% -12.5% 56.1% 23.42%
3 Yr 7.3%* -8.5% 41.4% 5.15%
5 Yr 11.3%* -13.7% 32.2% 12.18%
10 Yr 6.6%* -3.0% 17.2% 74.64%

* Annualized

Return Ranking - Calendar

Period NSMCX Return Category Return Low Category Return High Rank in Category (%)
2023 13.0% -49.6% 29.0% 53.86%
2022 -12.4% -59.3% 118.2% 7.03%
2021 10.7% -31.6% 39.3% 47.07%
2020 -0.1% -51.0% 39.5% 90.23%
2019 29.3% -16.9% 37.8% 2.16%

Total Return Ranking - Trailing

Period NSMCX Return Category Return Low Category Return High Rank in Category (%)
YTD 7.5% -5.1% 23.8% 4.50%
1 Yr 23.4% -12.5% 56.1% 23.42%
3 Yr 7.3%* -8.5% 41.4% 5.15%
5 Yr 11.3%* -13.7% 32.2% 12.18%
10 Yr 6.6%* -3.0% 17.2% 74.64%

* Annualized

Total Return Ranking - Calendar

Period NSMCX Return Category Return Low Category Return High Rank in Category (%)
2023 13.3% -21.7% 31.8% 76.30%
2022 -6.6% -45.2% 123.7% 4.86%
2021 32.6% 0.0% 47.7% 6.04%
2020 -0.1% -50.5% 46.9% 96.24%
2019 29.3% -12.6% 43.7% 10.59%

NAV & Total Return History


NSMCX - Holdings

Concentration Analysis

NSMCX Category Low Category High NSMCX % Rank
Net Assets 110 M 480 K 118 B 79.12%
Number of Holdings 65 2 2519 86.67%
Net Assets in Top 10 32.3 M 104 K 9.83 B 66.67%
Weighting of Top 10 25.35% -2849.0% 100.5% 24.47%

Top 10 Holdings

  1. BGC Group Inc 3.07%
  2. ADMA Biologics Inc 2.74%
  3. Fixed Income Clearing Corp (FICC) 2.65%
  4. nVent Electric PLC 2.51%
  5. Curtiss-Wright Corp 2.46%
  6. Crane Co 2.46%
  7. Rambus Inc 2.46%
  8. Materion Corp 2.40%
  9. Teradata Corp 2.31%
  10. Carlyle Group Inc/The 2.29%

Asset Allocation

Weighting Return Low Return High NSMCX % Rank
Stocks
97.04% -565235.00% 107.11% 73.86%
Other
2.73% -598.74% 82.28% 9.82%
Cash
0.23% 0.00% 565934.00% 89.82%
Preferred Stocks
0.00% 0.00% 7.53% 70.00%
Convertible Bonds
0.00% 0.00% 3.17% 69.42%
Bonds
0.00% -2.00% 74.53% 70.70%

Stock Sector Breakdown

Weighting Return Low Return High NSMCX % Rank
Financial Services
15.89% 0.00% 35.52% 43.09%
Technology
14.70% 0.00% 54.70% 42.55%
Industrials
14.44% 2.46% 37.42% 84.75%
Healthcare
13.58% 0.00% 26.53% 48.23%
Real Estate
10.98% 0.00% 29.43% 6.03%
Energy
7.62% 0.00% 37.72% 20.57%
Consumer Cyclical
6.78% 0.99% 47.79% 92.73%
Basic Materials
6.07% 0.00% 18.66% 19.33%
Utilities
5.42% 0.00% 18.58% 6.74%
Consumer Defense
4.54% 0.00% 18.87% 38.65%
Communication Services
0.00% 0.00% 14.85% 98.23%

Stock Geographic Breakdown

Weighting Return Low Return High NSMCX % Rank
US
97.04% -565235.00% 107.11% 66.67%
Non US
0.00% 0.00% 94.14% 74.74%

NSMCX - Expenses

Operational Fees

NSMCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.16% 0.01% 38.45% 6.17%
Management Fee 0.76% 0.00% 1.50% 62.68%
12b-1 Fee 1.00% 0.00% 1.00% 95.06%
Administrative Fee N/A 0.01% 0.45% N/A

Sales Fees

NSMCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load 1.00% 1.00% 5.00% 70.59%

Trading Fees

NSMCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NSMCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 1.00% 314.00% 58.87%

NSMCX - Distributions

Dividend Yield Analysis

NSMCX Category Low Category High NSMCX % Rank
Dividend Yield 0.00% 0.00% 42.10% 94.39%

Dividend Distribution Analysis

NSMCX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annually Annual Annual

Net Income Ratio Analysis

NSMCX Category Low Category High NSMCX % Rank
Net Income Ratio -0.65% -2.40% 2.49% 90.60%

Capital Gain Distribution Analysis

NSMCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Quarterly Annually

Distributions History

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NSMCX - Fund Manager Analysis

Managers

Andrew Hwang


Start Date

Tenure

Tenure Rank

Feb 01, 2016

6.33

6.3%

Andrew C. Hwang, CFA, is a Managing Director, Portfolio Manager and Equity Analyst who joined NWQ in 1998.

Thomas Lavia


Start Date

Tenure

Tenure Rank

Jul 17, 2019

2.87

2.9%

Prior to joining NWQ in 2011, Tom spent four years at Relational Investors, LLC, where he was a Managing Director responsible for coverage of the technology industry. Tom was also a Partner and Analyst at Harlingwood Capital Management and spent two years at JMP Securities, LLC as a Vice-President and three years at Robertson Stephens, Inc., where he held roles in investment banking and equity research. Tom received his B.A. in Economics from the University of California, Berkeley. He became a Chartered Financial Analyst in 2004 and is a member of the CFA Institute and the CFA Society of Los Angeles.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 49.61 7.05 2.58