Nuveen NWQ Small/Mid-Cap Value R3
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
28.6%
1 yr return
63.6%
3 Yr Avg Return
8.6%
5 Yr Avg Return
11.7%
Net Assets
$45.9 M
Holdings in Top 10
26.7%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 2.10%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 58.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
NWQRX - Profile
Distributions
- YTD Total Return 28.6%
- 3 Yr Annualized Total Return 8.6%
- 5 Yr Annualized Total Return 11.7%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.32%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameNuveen NWQ Small/Mid Cap Value Fund
-
Fund Family NameNuveen
-
Inception DateSep 29, 2009
-
Shares OutstandingN/A
-
Share ClassRetirement
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerAndrew Hwang
Fund Description
NWQRX - Performance
Return Ranking - Trailing
| Period | NWQRX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 28.6% | -70.0% | 47.2% | 7.38% |
| 1 Yr | 63.6% | -8.8% | 145.2% | 49.70% |
| 3 Yr | 8.6%* | -16.0% | 21.8% | 87.44% |
| 5 Yr | 11.7%* | -3.5% | 23.6% | 84.89% |
| 10 Yr | 8.8%* | 2.6% | 14.4% | 93.33% |
* Annualized
Return Ranking - Calendar
| Period | NWQRX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 0.4% | -51.0% | 110.8% | 85.40% |
| 2022 | 29.7% | -54.6% | 350.1% | 2.24% |
| 2021 | -44.3% | -67.3% | 3.3% | 98.34% |
| 2020 | 4.3% | -62.9% | 36.3% | 55.98% |
| 2019 | 19.9% | -3.5% | 34.1% | 32.30% |
Total Return Ranking - Trailing
| Period | NWQRX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 28.6% | -69.8% | 47.2% | 7.53% |
| 1 Yr | 63.6% | -8.8% | 145.2% | 45.20% |
| 3 Yr | 8.6%* | -17.0% | 21.8% | 84.47% |
| 5 Yr | 11.7%* | -3.9% | 23.6% | 83.39% |
| 10 Yr | 8.8%* | 2.6% | 14.4% | 92.91% |
* Annualized
Total Return Ranking - Calendar
| Period | NWQRX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 0.4% | -51.0% | 110.8% | 85.40% |
| 2022 | 29.7% | -54.6% | 350.1% | 2.24% |
| 2021 | -19.4% | -67.1% | 3.3% | 62.29% |
| 2020 | 9.8% | -17.6% | 52.6% | 59.60% |
| 2019 | 19.9% | -3.5% | 34.1% | 52.26% |
NAV & Total Return History
NWQRX - Holdings
Concentration Analysis
| NWQRX | Category Low | Category High | NWQRX % Rank | |
|---|---|---|---|---|
| Net Assets | 45.9 M | 215 K | 135 B | 89.47% |
| Number of Holdings | 58 | 2 | 2552 | 88.58% |
| Net Assets in Top 10 | 11.9 M | 123 K | 4.7 B | 85.91% |
| Weighting of Top 10 | 26.68% | 2.3% | 96.6% | 17.98% |
Top 10 Holdings
- Ameris Bancorp 3.01%
- Western Alliance Bancorp 2.94%
- American Eagle Outfitters Inc 2.94%
- Teradata Corp 2.83%
- nVent Electric PLC 2.82%
- Axis Capital Holdings Ltd 2.75%
- TripAdvisor Inc 2.72%
- Steven Madden Ltd 2.72%
- BMC Stock Holdings Inc 2.57%
- Parsons Corp 2.50%
Asset Allocation
| Weighting | Return Low | Return High | NWQRX % Rank | |
|---|---|---|---|---|
| Stocks | 94.99% | 1.87% | 101.41% | 90.36% |
| Cash | 5.01% | -78.72% | 59.08% | 7.12% |
| Preferred Stocks | 0.00% | 0.00% | 13.07% | 95.10% |
| Other | 0.00% | -8.00% | 13.28% | 93.03% |
| Convertible Bonds | 0.00% | 0.00% | 9.20% | 95.10% |
| Bonds | 0.00% | 0.00% | 75.94% | 95.55% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | NWQRX % Rank | |
|---|---|---|---|---|
| Financial Services | 20.62% | 0.00% | 39.70% | 15.72% |
| Consumer Cyclical | 17.24% | 1.83% | 40.21% | 10.78% |
| Industrials | 16.46% | 3.23% | 44.41% | 72.90% |
| Technology | 13.46% | 0.00% | 43.26% | 54.19% |
| Healthcare | 7.70% | 0.00% | 28.08% | 77.69% |
| Basic Materials | 6.08% | 0.00% | 17.86% | 20.36% |
| Real Estate | 5.76% | 0.00% | 17.03% | 54.34% |
| Energy | 5.76% | 0.00% | 10.80% | 4.34% |
| Consumer Defense | 3.02% | 0.00% | 11.53% | 74.10% |
| Utilities | 2.28% | 0.00% | 23.46% | 39.67% |
| Communication Services | 1.62% | 0.00% | 17.13% | 74.40% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | NWQRX % Rank | |
|---|---|---|---|---|
| US | 92.17% | 1.87% | 100.11% | 82.94% |
| Non US | 2.82% | 0.00% | 32.64% | 27.30% |
NWQRX - Expenses
Operational Fees
| NWQRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 2.10% | 0.01% | 10.94% | 9.20% |
| Management Fee | 0.76% | 0.00% | 4.05% | 60.57% |
| 12b-1 Fee | 0.50% | 0.00% | 1.00% | 78.85% |
| Administrative Fee | N/A | 0.01% | 0.47% | N/A |
Sales Fees
| NWQRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 2.50% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
| NWQRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| NWQRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 58.00% | 0.00% | 398.00% | 55.09% |
NWQRX - Distributions
Dividend Yield Analysis
| NWQRX | Category Low | Category High | NWQRX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 23.27% | 95.40% |
Dividend Distribution Analysis
| NWQRX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Monthly | Annually |
Net Income Ratio Analysis
| NWQRX | Category Low | Category High | NWQRX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 0.32% | -4.17% | 2.56% | 54.00% |
Capital Gain Distribution Analysis
| NWQRX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
NWQRX - Fund Manager Analysis
Managers
Andrew Hwang
Start Date
Tenure
Tenure Rank
Feb 01, 2016
5.33
5.3%
Andrew C. Hwang, CFA, is a Managing Director, Portfolio Manager and Equity Analyst who joined NWQ in 1998.
Thomas Lavia
Start Date
Tenure
Tenure Rank
Jul 17, 2019
1.87
1.9%
Prior to joining NWQ in 2011, Tom spent four years at Relational Investors, LLC, where he was a Managing Director responsible for coverage of the technology industry. Tom was also a Partner and Analyst at Harlingwood Capital Management and spent two years at JMP Securities, LLC as a Vice-President and three years at Robertson Stephens, Inc., where he held roles in investment banking and equity research. Tom received his B.A. in Economics from the University of California, Berkeley. He became a Chartered Financial Analyst in 2004 and is a member of the CFA Institute and the CFA Society of Los Angeles.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.03 | 48.61 | 6.62 | 1.58 |