O‘Shaughnessy Small Cap Value I
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-36.0%
1 yr return
-32.3%
3 Yr Avg Return
-15.8%
5 Yr Avg Return
N/A
Net Assets
$3.38 M
Holdings in Top 10
20.4%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.73%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 75.32%
Redemption Fee 2.00%
Min Investment
Standard (Taxable)
$10,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
OFSIX - Profile
Distributions
- YTD Total Return -36.0%
- 3 Yr Annualized Total Return -14.3%
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 1.27%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameO'Shaughnessy Small Cap Value Fund
-
Fund Family NameO'Shaughnessy Asset Management
-
Inception DateFeb 26, 2016
-
Shares Outstanding415247
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerChristopher Meredith
Fund Description
OFSIX - Performance
Return Ranking - Trailing
Period | OFSIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -36.0% | -43.5% | 6.5% | 98.10% |
1 Yr | -32.3% | -43.9% | 12.2% | 98.54% |
3 Yr | -15.8%* | -31.6% | 2.9% | 83.24% |
5 Yr | N/A* | -26.4% | 2.7% | N/A |
10 Yr | N/A* | -15.3% | 8.9% | N/A |
* Annualized
Return Ranking - Calendar
Period | OFSIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 9.1% | -21.7% | 34.0% | 92.02% |
2022 | -17.8% | -48.1% | 5.1% | 10.94% |
2021 | 5.5% | -28.5% | 26.3% | 24.38% |
2020 | N/A | -2.4% | 54.4% | N/A |
2019 | N/A | -36.0% | 1.1% | N/A |
Total Return Ranking - Trailing
Period | OFSIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -36.0% | -43.5% | 6.5% | 98.10% |
1 Yr | -32.3% | -43.9% | 12.2% | 98.54% |
3 Yr | -14.3%* | -25.0% | 3.5% | 88.56% |
5 Yr | N/A* | -15.2% | 5.0% | N/A |
10 Yr | N/A* | -7.6% | 10.2% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | OFSIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 9.1% | -21.7% | 34.0% | 92.02% |
2022 | -17.8% | -48.1% | 5.1% | 39.06% |
2021 | 11.2% | -28.5% | 26.3% | 19.67% |
2020 | N/A | -0.8% | 54.4% | N/A |
2019 | N/A | -36.0% | 3.0% | N/A |
OFSIX - Holdings
Concentration Analysis
OFSIX | Category Low | Category High | OFSIX % Rank | |
---|---|---|---|---|
Net Assets | 3.38 M | 6.28 K | 26.6 B | 96.93% |
Number of Holdings | 120 | 1 | 1558 | 38.44% |
Net Assets in Top 10 | 2.11 M | 179 K | 1.62 B | 92.45% |
Weighting of Top 10 | 20.41% | 3.9% | 100.0% | 40.95% |
Top 10 Holdings
- Ingles Markets Inc Class A 2.39%
- Hope Bancorp Inc 2.30%
- Fulton Financial Corp 2.17%
- CNO Financial Group Inc 2.06%
- Alexander & Baldwin Inc 2.01%
- Boston Private Financial Holdings Inc 2.01%
- Great Western Bancorp Inc 1.99%
- Benchmark Electronics Inc 1.84%
- Mercury General Corp 1.83%
- Kforce Inc 1.82%
Asset Allocation
Weighting | Return Low | Return High | OFSIX % Rank | |
---|---|---|---|---|
Stocks | 97.31% | 80.59% | 104.79% | 70.28% |
Cash | 2.69% | -109.42% | 19.38% | 32.31% |
Preferred Stocks | 0.00% | 0.00% | 0.94% | 86.08% |
Other | 0.00% | -8.70% | 40.31% | 80.19% |
Convertible Bonds | 0.00% | 0.00% | 5.45% | 84.67% |
Bonds | 0.00% | -0.07% | 58.87% | 85.38% |
Stock Sector Breakdown
Weighting | Return Low | Return High | OFSIX % Rank | |
---|---|---|---|---|
Financial Services | 34.22% | 0.00% | 37.80% | 3.07% |
Industrials | 16.55% | 0.00% | 43.19% | 68.40% |
Real Estate | 13.57% | 0.00% | 17.84% | 3.30% |
Consumer Cyclical | 8.33% | 0.00% | 51.34% | 86.56% |
Consumer Defense | 7.31% | 0.00% | 15.09% | 11.79% |
Technology | 7.17% | 0.00% | 35.54% | 75.00% |
Basic Materials | 6.15% | 0.00% | 14.76% | 24.76% |
Energy | 3.27% | 0.00% | 93.48% | 55.90% |
Communication Services | 1.82% | 0.00% | 11.68% | 53.30% |
Healthcare | 1.61% | 0.00% | 25.30% | 92.69% |
Utilities | 0.00% | 0.00% | 14.21% | 97.88% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | OFSIX % Rank | |
---|---|---|---|---|
US | 97.31% | 80.59% | 104.77% | 29.95% |
Non US | 0.00% | 0.00% | 13.19% | 98.82% |
OFSIX - Expenses
Operational Fees
OFSIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.73% | 0.06% | 15.49% | 22.55% |
Management Fee | 0.80% | 0.05% | 1.39% | 57.21% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.47% | N/A |
Sales Fees
OFSIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
OFSIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | 2.00% | 0.50% | 2.00% | 56.25% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
OFSIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 75.32% | 5.00% | 534.00% | 63.20% |
OFSIX - Distributions
Dividend Yield Analysis
OFSIX | Category Low | Category High | OFSIX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 27.90% | 85.38% |
Dividend Distribution Analysis
OFSIX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Monthly | Quarterly |
Net Income Ratio Analysis
OFSIX | Category Low | Category High | OFSIX % Rank | |
---|---|---|---|---|
Net Income Ratio | 1.27% | -1.67% | 2.73% | 16.83% |
Capital Gain Distribution Analysis
OFSIX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 11, 2018 | $0.064 | |
Dec 12, 2017 | $0.102 | |
Dec 30, 2016 | $0.013 | |
Dec 16, 2016 | $0.132 |
OFSIX - Fund Manager Analysis
Managers
Christopher Meredith
Start Date
Tenure
Tenure Rank
Feb 26, 2016
4.35
4.4%
Chris Meredith is the Director of Research and a Portfolio Manager at O’Shaughnessy Asset Management (OSAM). He is responsible for managing investment related activities at the firm: investment strategy research, portfolio management, and the firm’s trading efforts. He directs the Director of Portfolio Management and the Director of Trading on managing daily investment decisions. On the research side, Chris leads a team of analysts conducting research on new factors, improving existing stock selection and portfolio construction techniques.
Kevin O’Shaughnessy
Start Date
Tenure
Tenure Rank
Feb 26, 2016
4.35
4.4%
Kevin O’Shaughnessy is Vice President of Northern Trust Investments, Inc. He joined NTI in 1997 and is responsible for managing various fixed-income funds. Kevin was Chief Investment Officer and Lead Portfolio Manager associated with O’Shaughnessy Asset Management, LLC in an investment capacity since 2007. From 2001 to 2007, Kevin was associated in an investment management capacity with Bear Stearns Asset Management. Prior to joining Bear Stearns Asset Management, Kevin had investment management responsibilities at O’Shaughnessy Capital Management from 1987 to 1999 and at Netfolio, Inc. from 1999 to 2001.
Patrick O'Shaughnessy
Start Date
Tenure
Tenure Rank
Nov 28, 2018
1.59
1.6%
Patrick O'Shaughnessy, CFA, Principal is the Chief Executive Officer at O’Shaughnessy Asset Management (OSAM). Patrick oversees the day-to-day business of the firm, directing OSAM’s initiatives in the areas of research and portfolio management, investor education, and investor relationships. He also serves as a Portfolio Manager. Prior to his role as CEO, Patrick spent 11 years on OSAM’s Research & Portfolio Management team, working to improve the firm’s investment strategies.
Scott Bartone
Start Date
Tenure
Tenure Rank
Nov 28, 2018
1.59
1.6%
Scott Bartone, CFA Principal Director of Portfolio Management & Operations Scott Bartone is the Director of Portfolio Management & Operations and a Portfolio Manager at O’Shaughnessy Asset Management (OSAM). His responsibilities include investment strategy research, factor research, and portfolio construction. Scott is responsible for the day-to-day portfolio management activities of the firm and manages a team of traders and trade support staff focused on delivering the firm’s strategies to clients. He is also responsible for managing operational relationships with outside vendors that the firm uses. Scott is an equity owner in OSAM and a member of the firm’s Operating Committee and Executive Committee. Prior to joining OSAM, Scott worked at Bear Stearns and Co. in New York, where he was responsible for providing operational and trade support for broker staff and third-party money managers utilized by Bear Stearns’ Private Client Service team. Scott has a B.A. from the State University of New York at Albany and an M.B.A from Cornell University. He is also a CFA charterholder.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.16 | 35.53 | 7.02 | 1.74 |