Continue to site >
Trending ETFs

Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

-

$3.38 M

-

1.73%

Vitals

YTD Return

-36.0%

1 yr return

-32.3%

3 Yr Avg Return

-15.8%

5 Yr Avg Return

N/A

Net Assets

$3.38 M

Holdings in Top 10

20.4%

52 WEEK LOW AND HIGH

N/A
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.73%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 75.32%

Redemption Fee 2.00%


Min Investment

Standard (Taxable)

$10,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

-

$3.38 M

-

1.73%

OFSIX - Profile

Distributions

  • YTD Total Return -36.0%
  • 3 Yr Annualized Total Return -14.3%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.27%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    O'Shaughnessy Small Cap Value Fund
  • Fund Family Name
    O'Shaughnessy Asset Management
  • Inception Date
    Feb 26, 2016
  • Shares Outstanding
    415247
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Christopher Meredith

Fund Description


OFSIX - Performance

Return Ranking - Trailing

Period OFSIX Return Category Return Low Category Return High Rank in Category (%)
YTD -36.0% -43.5% 6.5% 98.10%
1 Yr -32.3% -43.9% 12.2% 98.54%
3 Yr -15.8%* -31.6% 2.9% 83.24%
5 Yr N/A* -26.4% 2.7% N/A
10 Yr N/A* -15.3% 8.9% N/A

* Annualized

Return Ranking - Calendar

Period OFSIX Return Category Return Low Category Return High Rank in Category (%)
2023 9.1% -21.7% 34.0% 92.02%
2022 -17.8% -48.1% 5.1% 10.94%
2021 5.5% -28.5% 26.3% 24.38%
2020 N/A -2.4% 54.4% N/A
2019 N/A -36.0% 1.1% N/A

Total Return Ranking - Trailing

Period OFSIX Return Category Return Low Category Return High Rank in Category (%)
YTD -36.0% -43.5% 6.5% 98.10%
1 Yr -32.3% -43.9% 12.2% 98.54%
3 Yr -14.3%* -25.0% 3.5% 88.56%
5 Yr N/A* -15.2% 5.0% N/A
10 Yr N/A* -7.6% 10.2% N/A

* Annualized

Total Return Ranking - Calendar

Period OFSIX Return Category Return Low Category Return High Rank in Category (%)
2023 9.1% -21.7% 34.0% 92.02%
2022 -17.8% -48.1% 5.1% 39.06%
2021 11.2% -28.5% 26.3% 19.67%
2020 N/A -0.8% 54.4% N/A
2019 N/A -36.0% 3.0% N/A

OFSIX - Holdings

Concentration Analysis

OFSIX Category Low Category High OFSIX % Rank
Net Assets 3.38 M 6.28 K 26.6 B 96.93%
Number of Holdings 120 1 1558 38.44%
Net Assets in Top 10 2.11 M 179 K 1.62 B 92.45%
Weighting of Top 10 20.41% 3.9% 100.0% 40.95%

Top 10 Holdings

  1. Ingles Markets Inc Class A 2.39%
  2. Hope Bancorp Inc 2.30%
  3. Fulton Financial Corp 2.17%
  4. CNO Financial Group Inc 2.06%
  5. Alexander & Baldwin Inc 2.01%
  6. Boston Private Financial Holdings Inc 2.01%
  7. Great Western Bancorp Inc 1.99%
  8. Benchmark Electronics Inc 1.84%
  9. Mercury General Corp 1.83%
  10. Kforce Inc 1.82%

Asset Allocation

Weighting Return Low Return High OFSIX % Rank
Stocks
97.31% 80.59% 104.79% 70.28%
Cash
2.69% -109.42% 19.38% 32.31%
Preferred Stocks
0.00% 0.00% 0.94% 86.08%
Other
0.00% -8.70% 40.31% 80.19%
Convertible Bonds
0.00% 0.00% 5.45% 84.67%
Bonds
0.00% -0.07% 58.87% 85.38%

Stock Sector Breakdown

Weighting Return Low Return High OFSIX % Rank
Financial Services
34.22% 0.00% 37.80% 3.07%
Industrials
16.55% 0.00% 43.19% 68.40%
Real Estate
13.57% 0.00% 17.84% 3.30%
Consumer Cyclical
8.33% 0.00% 51.34% 86.56%
Consumer Defense
7.31% 0.00% 15.09% 11.79%
Technology
7.17% 0.00% 35.54% 75.00%
Basic Materials
6.15% 0.00% 14.76% 24.76%
Energy
3.27% 0.00% 93.48% 55.90%
Communication Services
1.82% 0.00% 11.68% 53.30%
Healthcare
1.61% 0.00% 25.30% 92.69%
Utilities
0.00% 0.00% 14.21% 97.88%

Stock Geographic Breakdown

Weighting Return Low Return High OFSIX % Rank
US
97.31% 80.59% 104.77% 29.95%
Non US
0.00% 0.00% 13.19% 98.82%

OFSIX - Expenses

Operational Fees

OFSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.73% 0.06% 15.49% 22.55%
Management Fee 0.80% 0.05% 1.39% 57.21%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

OFSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

OFSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 0.50% 2.00% 56.25%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

OFSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 75.32% 5.00% 534.00% 63.20%

OFSIX - Distributions

Dividend Yield Analysis

OFSIX Category Low Category High OFSIX % Rank
Dividend Yield 0.00% 0.00% 27.90% 85.38%

Dividend Distribution Analysis

OFSIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Quarterly

Net Income Ratio Analysis

OFSIX Category Low Category High OFSIX % Rank
Net Income Ratio 1.27% -1.67% 2.73% 16.83%

Capital Gain Distribution Analysis

OFSIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

OFSIX - Fund Manager Analysis

Managers

Christopher Meredith


Start Date

Tenure

Tenure Rank

Feb 26, 2016

4.35

4.4%

Chris Meredith is the Director of Research and a Portfolio Manager at O’Shaughnessy Asset Management (OSAM). He is responsible for managing investment related activities at the firm: investment strategy research, portfolio management, and the firm’s trading efforts. He directs the Director of Portfolio Management and the Director of Trading on managing daily investment decisions. On the research side, Chris leads a team of analysts conducting research on new factors, improving existing stock selection and portfolio construction techniques.

Kevin O’Shaughnessy


Start Date

Tenure

Tenure Rank

Feb 26, 2016

4.35

4.4%

Kevin O’Shaughnessy is Vice President of Northern Trust Investments, Inc. He joined NTI in 1997 and is responsible for managing various fixed-income funds. Kevin was Chief Investment Officer and Lead Portfolio Manager associated with O’Shaughnessy Asset Management, LLC in an investment capacity since 2007. From 2001 to 2007, Kevin was associated in an investment management capacity with Bear Stearns Asset Management. Prior to joining Bear Stearns Asset Management, Kevin had investment management responsibilities at O’Shaughnessy Capital Management from 1987 to 1999 and at Netfolio, Inc. from 1999 to 2001.

Patrick O'Shaughnessy


Start Date

Tenure

Tenure Rank

Nov 28, 2018

1.59

1.6%

Patrick O'Shaughnessy, CFA, Principal is the Chief Executive Officer at O’Shaughnessy Asset Management (OSAM). Patrick oversees the day-to-day business of the firm, directing OSAM’s initiatives in the areas of research and portfolio management, investor education, and investor relationships. He also serves as a Portfolio Manager. Prior to his role as CEO, Patrick spent 11 years on OSAM’s Research & Portfolio Management team, working to improve the firm’s investment strategies.

Scott Bartone


Start Date

Tenure

Tenure Rank

Nov 28, 2018

1.59

1.6%

Scott Bartone, CFA Principal Director of Portfolio Management & Operations Scott Bartone is the Director of Portfolio Management & Operations and a Portfolio Manager at O’Shaughnessy Asset Management (OSAM). His responsibilities include investment strategy research, factor research, and portfolio construction. Scott is responsible for the day-to-day portfolio management activities of the firm and manages a team of traders and trade support staff focused on delivering the firm’s strategies to clients. He is also responsible for managing operational relationships with outside vendors that the firm uses. Scott is an equity owner in OSAM and a member of the firm’s Operating Committee and Executive Committee. Prior to joining OSAM, Scott worked at Bear Stearns and Co. in New York, where he was responsible for providing operational and trade support for broker staff and third-party money managers utilized by Bear Stearns’ Private Client Service team. Scott has a B.A. from the State University of New York at Albany and an M.B.A from Cornell University. He is also a CFA charterholder.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.16 35.53 7.02 1.74