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Name

As of 02/23/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Principal SmallCap Value Fund II

PSVAX | Fund

$12.74

$1.11 B

0.32%

$0.04

-

Vitals

YTD Return

14.2%

1 yr return

10.6%

3 Yr Avg Return

2.7%

5 Yr Avg Return

9.5%

Net Assets

$1.11 B

Holdings in Top 10

14.4%

52 WEEK LOW AND HIGH

$12.7
$6.07
$12.74

Expenses

OPERATING FEES

Expense Ratio N/A

SALES FEES

Front Load 5.50%

Deferred Load N/A

TRADING FEES

Turnover 92.20%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$1,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 02/23/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Principal SmallCap Value Fund II

PSVAX | Fund

$12.74

$1.11 B

0.32%

$0.04

-

PSVAX - Profile

Distributions

  • YTD Total Return 14.2%
  • 3 Yr Annualized Total Return 0.8%
  • 5 Yr Annualized Total Return 8.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.45%
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal SmallCap Value Fund II
  • Fund Family Name
    Principal Funds
  • Inception Date
    Jun 03, 2014
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    James Fennessey

Fund Description

Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small market capitalizations at the time of purchase. For this Fund, companies with small market capitalizations are those with market capitalizations of one or both of the following: $3.5 billion or less, or within the range of companies composing the Russell 2000® Value Index (as of December 31, 2021, this range was between approximately $33.7 million and $14.0 billion). The Fund invests in value equity securities, an investment strategy that emphasizes buying equity securities that appear to be undervalued. The Fund also invests in real estate investment trusts (“REITs”).The Fund is primarily actively managed by the sub-advisors. In addition, Principal Global Investors, LLC may invest up to 30% of the Fund’s assets using an index sampling strategy designed to match the performance of the Russell 2000®Value Index.
Read More

PSVAX - Performance

Return Ranking - Trailing

Period PSVAX Return Category Return Low Category Return High Rank in Category (%)
YTD 14.2% -7.6% 36.2% 52.24%
1 Yr 10.6% -18.7% 64.7% 57.04%
3 Yr 2.7%* -4.8% 14.8% 47.45%
5 Yr 9.5%* 0.1% 22.2% 58.42%
10 Yr 8.4%* 3.3% 13.2% 45.61%

* Annualized

Return Ranking - Calendar

Period PSVAX Return Category Return Low Category Return High Rank in Category (%)
2023 2.9% -49.4% 364.1% 44.52%
2022 21.9% -21.7% 34.0% 30.02%
2021 -31.9% -57.2% -0.5% 86.30%
2020 0.4% -64.9% 24.5% 58.87%
2019 18.1% -3.9% 68.2% 67.61%

Total Return Ranking - Trailing

Period PSVAX Return Category Return Low Category Return High Rank in Category (%)
YTD 14.2% -7.6% 36.2% 50.82%
1 Yr 4.5% -21.2% 64.7% 77.41%
3 Yr 0.8%* -5.9% 14.8% 71.95%
5 Yr 8.3%* 0.1% 22.2% 72.95%
10 Yr 7.8%* 3.3% 13.2% 58.24%

* Annualized

Total Return Ranking - Calendar

Period PSVAX Return Category Return Low Category Return High Rank in Category (%)
2023 2.9% -49.4% 364.1% 44.52%
2022 21.9% -21.7% 34.0% 30.02%
2021 -31.9% -48.1% -0.5% 91.99%
2020 0.4% -28.5% 24.5% 81.72%
2019 18.1% -3.9% 70.7% 81.13%

NAV & Total Return History

PSVAX - Holdings

Concentration Analysis

PSVAX Category Low Category High PSVAX % Rank
Net Assets 1.11 B 1.46 M 37.8 B 28.60%
Number of Holdings 1591 1 1591 2.09%
Net Assets in Top 10 159 M 204 K 1.81 B 29.07%
Weighting of Top 10 14.38% 4.0% 100.0% 66.90%

Top 10 Holdings

  1. Principal Government Money Market Instl 3.10%
  2. Insight Enterprises Inc 1.68%
  3. LPL Financial Holdings Inc 1.58%
  4. Cabot Microelectronics Corp 1.38%
  5. Builders FirstSource Inc 1.32%
  6. Element Solutions Inc 1.29%
  7. Old Republic International Corp 1.22%
  8. First American Financial Corp 1.19%
  9. Univar Solutions Inc 1.18%
  10. Pra Health Sciences Inc 1.16%

Asset Allocation

Weighting Return Low Return High PSVAX % Rank
Stocks 		96.97% 46.04% 101.25% 76.98%
Cash 		3.03% -37.03% 37.47% 21.16%
Preferred Stocks 		0.00% 0.00% 13.55% 83.49%
Other 		0.00% -0.01% 51.55% 82.56%
Convertible Bonds 		0.00% 0.00% 1.83% 82.79%
Bonds 		0.00% 0.00% 34.95% 83.72%

Stock Sector Breakdown

Weighting Return Low Return High PSVAX % Rank
Industrials 		22.10% 2.99% 38.91% 20.42%
Financial Services 		21.99% 0.00% 41.91% 77.46%
Consumer Cyclical 		13.50% 1.14% 45.71% 59.86%
Technology 		12.76% 0.00% 34.20% 18.08%
Basic Materials 		7.18% 0.00% 77.97% 30.99%
Energy 		5.67% 0.00% 37.23% 17.84%
Real Estate 		4.58% 0.00% 23.46% 73.00%
Healthcare 		4.25% 0.00% 22.34% 57.51%
Consumer Defense 		3.20% 0.00% 15.31% 70.19%
Communication Services 		2.39% 0.00% 22.27% 43.90%
Utilities 		2.36% 0.00% 11.41% 54.46%

Stock Geographic Breakdown

Weighting Return Low Return High PSVAX % Rank
US 		93.60% 18.85% 100.26% 71.86%
Non US 		3.37% 0.00% 73.13% 27.67%

PSVAX - Expenses

Operational Fees

PSVAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio N/A 0.05% 49.72% 35.07%
Management Fee 0.94% 0.00% 1.48% 86.01%
12b-1 Fee 0.25% 0.00% 1.00% 58.09%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

PSVAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.50% 3.50% 5.75% 61.40%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

PSVAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PSVAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 92.20% 3.00% 468.00% 80.95%

PSVAX - Distributions

Dividend Yield Analysis

PSVAX Category Low Category High PSVAX % Rank
Dividend Yield 0.32% 0.00% 3.12% 83.95%

Dividend Distribution Analysis

PSVAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

PSVAX Category Low Category High PSVAX % Rank
Net Income Ratio 0.45% -2.48% 4.15% 70.35%

Capital Gain Distribution Analysis

PSVAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

PSVAX - Fund Manager Analysis

Managers

James Fennessey

Start Date

Tenure

Tenure Rank

Jun 02, 2009

11.67

11.7%

Mr. Fennessey, CFA, Vice President of Principal Management Corporation. Mr. Fennessey joined the Principal Financial Group in 2000. He is the Head of the Manager Research Team that is responsible for analyzing, interpreting and coordinating investment performance data and evaluation of the investment managers under the due diligence program that monitors investment managers used by the Principal Funds and is a member of the Principal Funds Investment Committee. Fennessey earned a B.S. in Business Administration, with an emphasis in Finance, and a minor in Economics from Truman State University. He has earned the right to use the Chartered Financial Analyst designation.

Randy Welch

Start Date

Tenure

Tenure Rank

Jun 02, 2009

11.67

11.7%

Mr. Welch is a Vice President of Principal Management Corporation. Mr. Welch joined the Principal Financial Group in 1989 and oversees the functions of the Investment Services group, which includes investment manager research, investment consulting, performance analysis, and investment communication. He is also responsible for the due diligence program that monitors investment managers used by the Principal Funds. Mr. Welch is an affiliate member of the Chartered Financial Analysts (CFA) Institute. Mr. Welch earned a B.A. in Business/ Finance from Grand View College and an M.B.A. from Drake University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 36.12 7.17 2.25

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