Rockefeller Equity Allocation Instl
Name
As of 08/26/2022Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-42.9%
1 yr return
-12.8%
3 Yr Avg Return
6.5%
5 Yr Avg Return
5.2%
Net Assets
$41.7 M
Holdings in Top 10
23.7%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.23%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 40.55%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 08/26/2022Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
ROCKX - Profile
Distributions
- YTD Total Return -42.9%
- 3 Yr Annualized Total Return 6.5%
- 5 Yr Annualized Total Return 5.2%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.60%
- Dividend Yield 3.9%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameRockefeller Equity Allocation Fund
-
Fund Family NameRockefeller & Co.
-
Inception DateFeb 04, 2015
-
Shares Outstanding3885247
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerDavid Harris
Fund Description
ROCKX - Performance
Return Ranking - Trailing
Period | ROCKX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -42.9% | -35.6% | 29.2% | 48.77% |
1 Yr | -12.8% | 17.3% | 252.4% | 64.32% |
3 Yr | 6.5%* | -3.5% | 34.6% | 72.26% |
5 Yr | 5.2%* | 0.1% | 32.7% | 68.19% |
10 Yr | N/A* | -6.9% | 18.3% | N/A |
* Annualized
Return Ranking - Calendar
Period | ROCKX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | -7.1% | -24.3% | 957.1% | 67.26% |
2022 | 7.9% | -38.3% | 47.1% | 75.60% |
2021 | 16.0% | -54.2% | 0.6% | 53.03% |
2020 | -15.2% | -76.0% | 54.1% | 28.26% |
2019 | 22.3% | -26.1% | 47.8% | 32.06% |
Total Return Ranking - Trailing
Period | ROCKX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -42.9% | -35.6% | 29.2% | 49.66% |
1 Yr | -12.8% | 11.4% | 252.4% | 60.45% |
3 Yr | 6.5%* | -3.5% | 34.6% | 70.07% |
5 Yr | 5.2%* | 0.1% | 32.7% | 65.91% |
10 Yr | N/A* | -6.9% | 18.3% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | ROCKX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | -7.1% | -24.3% | 957.1% | 67.26% |
2022 | 7.9% | -33.1% | 47.1% | 75.85% |
2021 | 16.0% | -44.4% | 1.8% | 66.76% |
2020 | -15.2% | -6.5% | 54.1% | 49.49% |
2019 | 22.3% | -14.4% | 47.8% | 51.36% |
NAV & Total Return History
ROCKX - Holdings
Concentration Analysis
ROCKX | Category Low | Category High | ROCKX % Rank | |
---|---|---|---|---|
Net Assets | 41.7 M | 199 K | 133 B | 74.67% |
Number of Holdings | 137 | 1 | 9075 | 26.43% |
Net Assets in Top 10 | 10.9 M | -18 M | 37.6 B | 76.98% |
Weighting of Top 10 | 23.68% | 9.1% | 100.0% | 69.34% |
Top 10 Holdings
- Microsoft Corp 3.93%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
- Samsung Electronics Co Ltd 3.39%
Asset Allocation
Weighting | Return Low | Return High | ROCKX % Rank | |
---|---|---|---|---|
Stocks | 98.49% | 61.84% | 125.47% | 59.36% |
Cash | 1.51% | -174.70% | 23.12% | 37.00% |
Preferred Stocks | 0.00% | -0.01% | 5.28% | 94.38% |
Other | 0.00% | -13.98% | 19.14% | 94.16% |
Convertible Bonds | 0.00% | 0.00% | 4.46% | 94.38% |
Bonds | 0.00% | -1.50% | 161.67% | 94.71% |
Stock Sector Breakdown
Weighting | Return Low | Return High | ROCKX % Rank | |
---|---|---|---|---|
Financial Services | 24.42% | 0.00% | 38.42% | 8.04% |
Technology | 23.62% | 0.00% | 49.87% | 43.39% |
Industrials | 15.32% | 0.00% | 44.06% | 13.33% |
Healthcare | 14.73% | 0.00% | 35.42% | 53.08% |
Communication Services | 8.24% | 0.00% | 57.66% | 72.36% |
Consumer Cyclical | 5.07% | 0.00% | 40.94% | 77.20% |
Basic Materials | 3.76% | 0.00% | 38.60% | 20.04% |
Real Estate | 2.52% | 0.00% | 39.48% | 11.23% |
Utilities | 1.55% | 0.00% | 29.12% | 40.20% |
Consumer Defense | 0.77% | 0.00% | 73.28% | 96.81% |
Energy | 0.00% | 0.00% | 21.15% | 99.01% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | ROCKX % Rank | |
---|---|---|---|---|
US | 50.26% | 0.13% | 103.82% | 84.25% |
Non US | 48.23% | 0.58% | 99.46% | 12.11% |
ROCKX - Expenses
Operational Fees
ROCKX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.23% | 0.01% | 44.27% | 48.80% |
Management Fee | 0.85% | 0.00% | 1.82% | 87.42% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.76% | 55.36% |
Sales Fees
ROCKX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
ROCKX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
ROCKX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 40.55% | 0.00% | 395.00% | 82.34% |
ROCKX - Distributions
Dividend Yield Analysis
ROCKX | Category Low | Category High | ROCKX % Rank | |
---|---|---|---|---|
Dividend Yield | 3.93% | 0.00% | 3.26% | 94.09% |
Dividend Distribution Analysis
ROCKX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annually | Annually | Annually |
Net Income Ratio Analysis
ROCKX | Category Low | Category High | ROCKX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.60% | -4.27% | 12.65% | 53.41% |
Capital Gain Distribution Analysis
ROCKX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Jun 28, 2022 | $0.069 | OrdinaryDividend |
Mar 29, 2022 | $0.002 | OrdinaryDividend |
Sep 21, 2021 | $0.003 | OrdinaryDividend |
Jun 22, 2021 | $0.053 | OrdinaryDividend |
Mar 23, 2021 | $0.015 | OrdinaryDividend |
Mar 24, 2020 | $0.004 | OrdinaryDividend |
Sep 23, 2019 | $0.010 | OrdinaryDividend |
Jun 24, 2019 | $0.081 | OrdinaryDividend |
Mar 26, 2019 | $0.003 | OrdinaryDividend |
Sep 24, 2018 | $0.004 | OrdinaryDividend |
Jun 25, 2018 | $0.040 | OrdinaryDividend |
Mar 26, 2018 | $0.018 | OrdinaryDividend |
Sep 25, 2017 | $0.016 | OrdinaryDividend |
Jun 26, 2017 | $0.046 | OrdinaryDividend |
Mar 24, 2017 | $0.006 | OrdinaryDividend |
Dec 22, 2016 | $0.030 | OrdinaryDividend |
Sep 23, 2016 | $0.003 | OrdinaryDividend |
Jun 24, 2016 | $0.038 | OrdinaryDividend |
Mar 24, 2016 | $0.022 | OrdinaryDividend |
Dec 23, 2015 | $0.022 | OrdinaryDividend |
Sep 25, 2015 | $0.011 | OrdinaryDividend |
Jun 25, 2015 | $0.018 | OrdinaryDividend |
Mar 25, 2015 | $0.005 | OrdinaryDividend |
ROCKX - Fund Manager Analysis
Managers
David Harris
Start Date
Tenure
Tenure Rank
Feb 04, 2015
7.32
7.3%
David Harris, CFA, is Chairman of Rockefeller Asset Management and a member of the Executive Team. He was previously Chief Investment Officer from 2005 through 2021, and prior to his CIO role he was the firm’s Director of Equity Management, where he led the global equity portfolio and the equity analyst team. Before joining Rockefeller, Mr. Harris worked at Stein Roe & Farnham, where he was a portfolio manager for non-U.S. and emerging market equity funds.
Michael Seo
Start Date
Tenure
Tenure Rank
Dec 09, 2020
1.47
1.5%
Michael Seo, CFA, is Managing Director and Portfolio Manager of Global Equity strategies for Rockefeller Asset Management. Mr. Seo first joined the firm in March 1999 as a Performance Analyst and subsequently assumed the role of Equity Analyst covering the global industrials sector and the role of Director of Equity Research. Mr. Seo received a B.S. in Finance and Information Systems from the Stern School of Business at New York University and is a Chartered Financial Analyst® charterholder.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.01 | 35.82 | 6.24 | 1.25 |