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Trending ETFs

Name

As of 01/13/2022

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$16.67

$58 M

1.45%

$0.24

1.00%

Vitals

YTD Return

-1.5%

1 yr return

27.1%

3 Yr Avg Return

17.1%

5 Yr Avg Return

12.0%

Net Assets

$58 M

Holdings in Top 10

23.7%

52 WEEK LOW AND HIGH

$16.7
$14.39
$18.11

Expenses

OPERATING FEES

Expense Ratio 1.00%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 70.47%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$2,500

IRA

$2,500


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 01/13/2022

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$16.67

$58 M

1.45%

$0.24

1.00%

AADGX - Profile

Distributions

  • YTD Total Return -1.5%
  • 3 Yr Annualized Total Return 17.1%
  • 5 Yr Annualized Total Return 12.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.85%
DIVIDENDS
  • Dividend Yield 1.5%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Aasgard Small & Mid-Cap Fund
  • Fund Family Name
    Aasgard
  • Inception Date
    Apr 01, 2016
  • Shares Outstanding
    3424231
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    James Walsh

Fund Description

Under normal market conditions, the Fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in dividend-paying common stocksof small- and medium-sized companies. The Fund invests primarily in the common stocks of domesticsmall- and medium-sized companies with market capitalizations under $15 billion that the Advisor believes have strong growth potential and attractive dividend and yield opportunities. The Fund may also invest up to 15% of its net assets in real estate investment trusts (“REITs”).
The Advisor employs a proprietary ranking system to evaluate the universe of U.S. small- and medium-sized capitalization companies that are traded on U.S. exchanges. Companies are ranked within their sectors according to their relative dividend yield, dividend growth, dividend consistency, valuation, free-cash flow, and payout ratio. Each stock considered for purchase must have (i) a current yield of at least 1.00% and (ii) issuer’s five year projected dividend growth rate of at least 5%. Holdings are reviewed for sale if they have fallen more than 10% since their purchase and may be replaced with stocks the Advisor believes have a higher potential for gain. This often has the additional benefit of realizing taxable losses that can be used to offset future realized gains. The Fund’s strategy strives to reduce volatility by limiting individual positions sizes to 5% of the Fund’s total assets and by limiting single industry exposure to less than 20% of the Fund’s total assets.
Target prices are developed for each security, but the Advisor does not have a strict sell discipline. The Advisor believes that in times of extreme market volatility, a strict sell discipline would require wholesale liquidations resulting in extremely large cash positions. Under most circumstances, the Advisor will not hold cash positions in excess of 15% of the Fund’s net assets in order to maintain participation in growth opportunities in the overall market but will consider cash positions in excess of this threshold under certain market or economic conditions.
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AADGX - Performance

Return Ranking - Trailing

Period AADGX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.5% -10.4% 28.3% 15.77%
1 Yr 27.1% -7.7% 62.0% 25.48%
3 Yr 17.1%* -2.2% 34.8% 91.58%
5 Yr 12.0%* 2.7% 19.1% 69.25%
10 Yr N/A* 5.5% 18.6% N/A

* Annualized

Return Ranking - Calendar

Period AADGX Return Category Return Low Category Return High Rank in Category (%)
2023 18.5% -69.6% 32.4% 27.90%
2022 3.8% -17.7% 2510.2% 81.19%
2021 18.2% -24.4% 37.5% 76.42%
2020 -8.1% -77.7% 7.9% 5.38%
2019 11.3% -62.4% 26.9% 34.71%

Total Return Ranking - Trailing

Period AADGX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.5% -8.8% 28.3% 29.57%
1 Yr 27.1% -8.8% 102.7% 27.15%
3 Yr 17.1%* -4.4% 34.8% 84.38%
5 Yr 12.0%* 2.7% 21.1% 66.32%
10 Yr N/A* 5.5% 18.6% N/A

* Annualized

Total Return Ranking - Calendar

Period AADGX Return Category Return Low Category Return High Rank in Category (%)
2023 18.5% -70.0% 30.9% 26.42%
2022 3.8% -17.7% 2510.2% 81.19%
2021 18.2% -24.4% 37.5% 76.42%
2020 -7.5% -44.3% 7.9% 9.35%
2019 15.5% -62.4% 26.9% 39.17%

NAV & Total Return History


AADGX - Holdings

Concentration Analysis

AADGX Category Low Category High AADGX % Rank
Net Assets 58 M 296 K 169 B 81.19%
Number of Holdings 52 1 2125 71.62%
Net Assets in Top 10 18.1 M 1.64 K 11.7 B 67.69%
Weighting of Top 10 23.66% 1.9% 100.0% 41.36%

Top 10 Holdings

  1. Maxim Integrated Products Inc 2.63%
  2. Cimarex Energy Co 2.62%
  3. Microchip Technology Inc 2.59%
  4. Monolithic Power Systems Inc 2.59%
  5. Kansas City Southern 2.51%
  6. ResMed Inc 2.50%
  7. Regions Financial Corp 2.47%
  8. Zions Bancorp NA 2.46%
  9. Nasdaq Inc 2.44%
  10. FactSet Research Systems Inc 2.39%

Asset Allocation

Weighting Return Low Return High AADGX % Rank
Stocks
98.95% 54.12% 104.99% 53.71%
Cash
1.05% -5.06% 43.41% 45.20%
Preferred Stocks
0.00% 0.00% 13.42% 91.70%
Other
0.00% -0.15% 4.27% 90.83%
Convertible Bonds
0.00% 0.00% 2.82% 91.70%
Bonds
0.00% 0.00% 24.44% 91.92%

Stock Sector Breakdown

Weighting Return Low Return High AADGX % Rank
Industrials
23.08% 0.00% 44.26% 9.83%
Financial Services
21.00% 0.00% 43.65% 7.21%
Consumer Cyclical
13.26% 0.00% 65.88% 61.35%
Technology
12.55% 0.00% 41.92% 82.31%
Real Estate
8.32% 0.00% 18.92% 40.83%
Healthcare
8.04% 0.00% 46.76% 80.79%
Energy
4.90% 0.00% 52.26% 16.59%
Consumer Defense
3.59% 0.00% 36.74% 65.28%
Basic Materials
3.18% 0.00% 26.18% 82.75%
Utilities
2.08% 0.00% 18.74% 67.47%
Communication Services
0.00% 0.00% 32.16% 98.69%

Stock Geographic Breakdown

Weighting Return Low Return High AADGX % Rank
US
97.01% 43.94% 100.57% 50.87%
Non US
1.94% 0.00% 34.09% 45.85%

AADGX - Expenses

Operational Fees

AADGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.00% 0.03% 8.45% 37.36%
Management Fee 0.85% 0.00% 1.69% 88.33%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.35% N/A

Sales Fees

AADGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

AADGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

AADGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 70.47% 0.00% 321.00% 80.16%

AADGX - Distributions

Dividend Yield Analysis

AADGX Category Low Category High AADGX % Rank
Dividend Yield 1.45% 0.00% 1.26% 91.52%

Dividend Distribution Analysis

AADGX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Semi-Annually Monthly Quarterly

Net Income Ratio Analysis

AADGX Category Low Category High AADGX % Rank
Net Income Ratio 0.85% -1.64% 2.91% 31.64%

Capital Gain Distribution Analysis

AADGX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually

Distributions History

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AADGX - Fund Manager Analysis

Managers

James Walsh


Start Date

Tenure

Tenure Rank

Apr 01, 2016

5.75

5.8%

James holds a Bachelors of Arts from California State University, San Marcos, and a Masters of Business Administration from the University of California, Irvine. In addition to his degrees, James also earned the Chartered Financial Analyst® (CFA®) designation in 2009 and is aa member of the CFA Society of Seattle.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.13 38.03 6.54 5.37