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ADIAX Alpine Small Cap A

  • Fund
  • ADIAX
  • Price as of: N/A
  • N/A N/A N/A
  • Category
  • Small Cap Growth Equities
  • Fund Company
  • N/A

ADIAX - Profile

Vitals

  • YTD Return N/A
  • 3 Yr Annualized Return 14.4%
  • 5 Yr Annualized Return 10.0%
  • Net Assets $14.5 M
  • Holdings in Top 10 33.5%

52 WEEK LOW AND HIGH

N/A
N/A
N/A

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.88%

SALES FEES

  • Front Load 5.50%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 84.00%

TRADING FEES

  • Max Redemption Fee 1.00%

Min Investment

Closed to new investors as of Dec 15, 2017

STANDARD (TAXABLE)

$2,500

IRA

$2,500

Investment Themes

CATEGORY

Small Cap Growth Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Growth

Distributions

  • YTD Total Return N/A
  • 3 Yr Annualized Total Return 12.2%
  • 5 Yr Annualized Total Return 8.8%
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -3.91%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Alpine Small Cap Fund
  • Fund Family Name N/A
  • Inception Date Dec 30, 2011
  • Shares Outstanding N/A
  • Share Class A
  • Currency USD
  • Domiciled Country United States
  • Manager Samuel A. Lieber

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets in the equity securities of small capitalization companies. The adviser defines small capitalization companies to be companies having a market capitalization at the time of purchase that falls within the market capitalization range of companies in the Russell 2000® Index. The fund may invest up to 30% of its net assets in the securities of foreign issuers that are publicly traded in the United States or on foreign exchanges.

ADIAX - Performance

Return Ranking - Trailing

Period ADIAX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A 4.1% 31.2% N/A
1 Yr 13.5% -48.7% 20.3% N/A
3 Yr 14.4%* -44.1% 29.3% N/A
5 Yr 10.0%* -29.6% 18.8% N/A
10 Yr 4.6%* -12.2% 19.1% N/A

* Annualized


Return Ranking - Calendar

Period ADIAX Return Category Return Low Category Return High Rank in Category (%)
2018 N/A -54.2% 21.5% N/A
2017 N/A -73.6% 37.0% N/A
2016 N/A -49.0% 25.7% N/A
2015 N/A -70.7% 14.9% N/A
2014 N/A -41.2% 17.3% N/A

Total Return Ranking - Trailing

Period ADIAX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A 4.1% 31.2% N/A
1 Yr 7.2% -48.7% 21.1% N/A
3 Yr 12.2%* -8.8% 29.3% N/A
5 Yr 8.8%* -12.5% 19.6% N/A
10 Yr 4.0%* -3.2% 30.0% N/A

* Annualized


Total Return Ranking - Calendar

Period ADIAX Return Category Return Low Category Return High Rank in Category (%)
2018 N/A -54.2% 22.2% N/A
2017 N/A -6.8% 42.0% N/A
2016 N/A -15.1% 32.0% N/A
2015 N/A -35.5% 19.3% N/A
2014 N/A -36.4% 17.3% N/A

NAV & Total Return History

ADIAX - Holdings

Concentration Analysis

ADIAX Category Low Category High ADIAX % Rank
Net Assets 14.5 M 7.34 M 26.8 B N/A
Number of Holdings 46 6 2534 N/A
Net Assets in Top 10 4.81 M 1.08 M 5.03 B N/A
Weighting of Top 10 33.54% 5.3% 100.0% N/A

Top 10 Holdings

  1. Dycom Industries Inc 4.06%

  2. National Research Corp Class B 3.99%

  3. Alarm.com Holdings Inc 3.73%

  4. SS&C Technologies Holdings Inc 3.31%

  5. LCI Industries Inc 3.19%

  6. Enterprise Financial Services Corp 3.14%

  7. Ligand Pharmaceuticals Inc 3.12%

  8. The Descartes Systems Group Inc 3.04%

  9. INC Research Holdings Inc A 3.02%

  10. Fair Isaac Corp 2.94%


Asset Allocation

Weighting Return Low Return High ADIAX % Rank
Stocks
82.45% 8.58% 113.20% N/A
Cash
17.54% -1.08% 15.80% N/A
Preferred Stocks
0.00% 0.00% 7.91% N/A
Other
0.00% -11.60% 6.71% N/A
Convertible Bonds
0.00% 0.00% 0.14% N/A
Bonds
0.00% -28.06% 80.92% N/A

Stock Sector Breakdown

Weighting Return Low Return High ADIAX % Rank
Technology
20.61% 0.87% 80.95% N/A
Healthcare
11.63% 1.14% 57.67% N/A
Consumer Cyclical
11.30% 0.00% 35.58% N/A
Financial Services
9.55% -2.38% 29.51% N/A
Basic Materials
9.28% 0.00% 18.58% N/A
Industrials
7.67% 0.87% 32.50% N/A
Consumer Defense
5.36% 0.00% 11.55% N/A
Real Estate
3.67% 0.00% 14.19% N/A
Utilities
2.12% 0.00% 5.58% N/A
Energy
1.27% 0.00% 11.50% N/A
Communication Services
0.00% 0.00% 8.20% N/A

Stock Geographic Breakdown

Weighting Return Low Return High ADIAX % Rank
US
76.47% 3.32% 100.00% N/A
Non US
5.98% 0.00% 96.31% N/A

ADIAX - Expenses

Operational Fees

ADIAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.88% 0.06% 4.84% N/A
Management Fee 1.00% 0.05% 1.59% N/A
12b-1 Fee 0.25% 0.00% 1.00% N/A
Administrative Fee N/A 0.00% 0.40% N/A

Sales Fees

ADIAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.50% 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

ADIAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 1.00% 1.00% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ADIAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 84.00% 3.00% 818.00% N/A

ADIAX - Distributions

Dividend Yield Analysis

ADIAX Category Low Category High ADIAX % Rank
Dividend Yield 0.00% 0.00% 0.02% N/A

Dividend Distribution Analysis

ADIAX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

ADIAX Category Low Category High ADIAX % Rank
Net Income Ratio -3.91% -2.81% 1.79% N/A

Capital Gain Distribution Analysis

ADIAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

ADIAX - Managers

Samuel A. Lieber

Manager

Start Date

Tenure

Tenure Rank

Jul 18, 2017

0.54

0.5%

Lieber is managing member and chief executive officer with Alpine Woods Capital Investors, LLC since. From 1985 until February 1998, he was a portfolio manager and senior real estate securities analyst with Evergreen Asset Management Corp. Prior to 1985, Lieber was associated with Whitbread-Nolan, Inc. in the investment property brokerage division. Previous to this, he worked for the urban design firm, Project for Public Spaces, as a Noyes Fellow.


Stephen A. Lieber

Manager

Start Date

Tenure

Tenure Rank

Jul 18, 2017

0.54

0.5%

Lieber is a portfolio manager and chief investment officer of Alpine Woods Capital Investors, LLC. He started his own investment firm, Lieber & Co., in 1969 and formed the Evergreen Fund, a mutual fund, in 1971. Following the purchase of Lieber & Co. by First Union Corp., Lieber continued as chairman, co-chief executive and also as portfolio manager until 1999. He is also chairman and senior portfolio manager of Saxon Woods Advisors, LLC.


Sarah Hunt

Manager

Start Date

Tenure

Tenure Rank

May 16, 2017

0.71

0.7%

Ms. Sarah Hunt joined the Adviser in 2007 after ten years at Capital Management Associates, Inc., where she was a Senior Vice President of Equity Research. She is currently an associate portfolio manager of the Dynamic Dividend Fund. Ms. Hunt earned her bachelor’s degree from Wesleyan University, and an MBA degree from Fordham University.


Tenure Analysis

Category Low

0.0

Category High

46.53

Category Average

7.7

Category Mode

2.0