CATDX: Cavalier Growth Opportunities C

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Channels

Fixed income news, reports, video and more.

Municipal bonds news, reports, video and more.

Practice management news, reports, video and more.

Portfolio management news, reports, video and more.

Retirement news, reports, video and more.

Learn from industry thought leaders and expert market participants.

Find the latest content and information here about the 2019 Charles Schwab Impact Conference.

Advisors

Receive email updates about fund flows, news, upcoming CE accredited webcasts from industry thought leaders and more.

Content focused on helping financial advisors build successful client relationships and grow their business.

Content geared towards helping financial advisors build better client portfolios.

Get insights on the industry trends and investment news from leading fund managers and experts.

CATDX Cavalier Growth Opportunities C


Profile

CATDX - Profile

Vitals

  • YTD Return 16.5%
  • 3 Yr Annualized Return 9.3%
  • 5 Yr Annualized Return 8.2%
  • Net Assets $71.1 M
  • Holdings in Top 10 97.5%

52 WEEK LOW AND HIGH

$18.95
$12.03
$19.26

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.57%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 268.30%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification

  • Primary Caregory
  • Fund Type Open End Mutual Fund
  • Investment Style Tactical Allocation

Distributions

  • YTD Total Return 16.5%
  • 3 Yr Annualized Total Return 12.0%
  • 5 Yr Annualized Total Return 10.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.94%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Cavalier Growth Opportunities Fund
  • Fund Family Name
    Cavalier
  • Inception Date
    Sep 26, 2012
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Lee Calfo

Fund Description

The fund invests in exchange-traded funds that are registered under the Investment Company Act of 1940 and not affiliated with the fund ("portfolio funds") that invest in equity securities of issuers from a number of countries throughout the world. It may also invest in individual large cap equities.


Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.


Categories

Performance

CATDX - Performance

Return Ranking - Trailing

Period CATDX Return Category Return Low Category Return High Rank in Category (%)
YTD 16.5% -85.4% 115.1% 7.66%
1 Yr 20.9% -86.1% 100.6% 6.93%
3 Yr 9.3%* -53.4% 37.5% 7.58%
5 Yr 8.2%* -43.3% 32.0% 3.13%
10 Yr N/A* -11.6% 36.4% N/A

* Annualized

Return Ranking - Calendar

Period CATDX Return Category Return Low Category Return High Rank in Category (%)
2019 18.9% -24.2% 71.9% 15.65%
2018 -15.5% -35.0% 12.7% 57.21%
2017 26.2% -25.3% 59.5% 2.49%
2016 10.3% -15.5% 42.5% 35.33%
2015 -7.8% -65.1% 11.8% 42.58%

Total Return Ranking - Trailing

Period CATDX Return Category Return Low Category Return High Rank in Category (%)
YTD 16.5% -85.4% 115.1% 7.66%
1 Yr 20.9% -86.1% 100.6% 6.93%
3 Yr 12.0%* -53.4% 43.0% 6.16%
5 Yr 10.1%* -43.3% 35.1% 3.13%
10 Yr N/A* -6.4% 38.2% N/A

* Annualized

Total Return Ranking - Calendar

Period CATDX Return Category Return Low Category Return High Rank in Category (%)
2019 18.9% -22.9% 71.9% 16.03%
2018 -9.2% -31.5% 12.7% 40.54%
2017 26.3% -25.3% 68.6% 2.99%
2016 10.5% -15.5% 42.5% 46.74%
2015 -6.7% -65.1% 11.8% 51.61%

NAV & Total Return History


Holdings

CATDX - Holdings

Concentration Analysis

CATDX Category Low Category High CATDX % Rank
Net Assets 71.1 M 105 K 9.69 B 51.80%
Number of Holdings 11 5 1562 86.33%
Net Assets in Top 10 70.8 M -225 M 2.73 B 43.17%
Weighting of Top 10 97.49% 16.4% 238.7% 9.69%

Top 10 Holdings

  1. Communication Services Sel Sect SPDR®ETF 13.66%
  2. iShares US Medical Devices ETF 12.36%
  3. Technology Select Sector SPDR® ETF 11.79%
  4. First Trust Cloud Computing ETF 10.55%
  5. iShares Expanded Tech-Software Sect ETF 10.32%
  6. ETFMG Prime Mobile Payments ETF 9.94%
  7. Amplify Online Retail ETF 9.19%
  8. VanEck Vectors Semiconductor ETF 7.71%
  9. iShares PHLX Semiconductor ETF 7.47%
  10. iShares Edge MSCI Min Vol USA ETF 4.51%

Asset Allocation

Weighting Return Low Return High CATDX % Rank
Stocks
96.94% 81.37% 325.56% 56.47%
Cash
2.71% -225.56% 20.91% 31.29%
Bonds
0.35% -43.96% 56.94% 20.50%
Preferred Stocks
0.00% -0.29% 7.00% 46.40%
Other
0.00% -52.75% 85.39% 42.81%
Convertible Bonds
0.00% 0.00% 4.97% 46.40%

Stock Sector Breakdown

Weighting Return Low Return High CATDX % Rank
Technology
52.10% 0.00% 52.10% 0.39%
Communication Services
18.26% 0.00% 24.63% 1.57%
Healthcare
13.74% 0.00% 98.52% 49.21%
Consumer Cyclical
7.31% 0.00% 36.54% 57.48%
Financial Services
5.41% 0.00% 46.18% 56.30%
Industrials
1.41% 0.00% 46.89% 69.29%
Consumer Defense
0.98% 0.00% 72.02% 62.20%
Utilities
0.39% 0.00% 48.22% 76.38%
Real Estate
0.23% 0.00% 97.46% 58.27%
Basic Materials
0.12% 0.00% 16.01% 73.23%
Energy
0.05% 0.00% 100.00% 90.16%

Stock Geographic Breakdown

Weighting Return Low Return High CATDX % Rank
US
87.41% 80.06% 325.56% 76.26%
Non US
9.53% -5.02% 39.88% 11.15%

Bond Sector Breakdown

Weighting Return Low Return High CATDX % Rank
Cash & Equivalents
88.45% -0.91% 100.00% 66.43%
Corporate
10.98% 0.00% 100.00% 20.22%
Securitized
0.54% 0.00% 20.32% 3.61%
Municipal
0.03% 0.00% 2.61% 5.05%
Derivative
0.00% 0.00% 32.38% 42.96%
Government
0.00% 0.00% 99.56% 48.01%

Bond Geographic Breakdown

Weighting Return Low Return High CATDX % Rank
US
0.27% -43.96% 30.56% 20.50%
Non US
0.08% -4.33% 27.84% 10.07%

Expenses

CATDX - Expenses

Operational Fees

CATDX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.57% 0.37% 37.17% 31.62%
Management Fee 1.00% 0.00% 2.64% 51.08%
12b-1 Fee 1.00% 0.00% 1.00% 85.19%
Administrative Fee 0.10% 0.05% 0.45% 27.78%

Sales Fees

CATDX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load 1.00% 1.00% 5.00% 38.71%

Trading Fees

CATDX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CATDX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 268.30% 0.00% 5191.00% 91.13%

Distributions

CATDX - Distributions

Dividend Yield Analysis

CATDX Category Low Category High CATDX % Rank
Dividend Yield 0.00% 0.00% 23.00% 48.20%

Dividend Distribution Analysis

CATDX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

CATDX Category Low Category High CATDX % Rank
Net Income Ratio -0.94% -3.05% 6.50% 83.94%

Capital Gain Distribution Analysis

CATDX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

CATDX - Fund Manager Analysis

Managers

Lee Calfo


Start Date

Tenure

Tenure Rank

Sep 30, 2018

1.84

1.8%

Lee Calfo co-founded and has served as a principal of Bluestone since 2010. Prior to his time with Bluestone, Mr. Calfo serviced as Chief Investment Officer of Green Mountain Capital, L.P., and a portfolio manager for 1914 Advisors. Prior to that, he was with Cohen & Company where he served as Chief Investment Officer and portfolio manager of the firm's equity hedge fund and prior to that served as director of research. In addition, he helped develop and oversee the firms' bank & trust preferred collateral management program and served on its credit committee. Previously he worked at Miller & Jacobs Capital in the capacity of equity research analyst form the financial services-focused Acadia Research Group and Acadia Hedge Fund divisions. Prior to that he was senior analyst with Emerald Asset Management. Mr. Calfo has a B.S. in Finance from Penn State University.

Brian Shevland


Start Date

Tenure

Tenure Rank

Sep 30, 2018

1.84

1.8%

Brian began his career in 2000 focused on research and securities analysis. Prior to Bluestone, Brian founded and managed Shevland Capital, an investment management firm. He has significant experience in the analysis and trading of ETFs and equities as well as researching companies in a variety of industries and sectors. Brian graduated with a BS in Business from the Honors Scholars Program at the University of North Carolina at Wilmington, studied International Finance at University of Roehampton in London, England, and completed coursework on investment management at the Wharton School of the University of Pennsylvania. Brian holds the Series 7, 24, 63 & 65 securities licenses.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.17 31.99 5.95 10.34