COAGX: Caldwell & Orkin - Gator Capital Long/Short Fund - MutualFunds.com

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Caldwell & Orkin - Gator Capital L/S Fd

COAGX - Snapshot

Vitals

  • YTD Return 2.2%
  • 3 Yr Annualized Return -2.2%
  • 5 Yr Annualized Return -3.9%
  • Net Assets $14.3 M
  • Holdings in Top 10 30.4%

52 WEEK LOW AND HIGH

$22.24
$11.49
$22.24

Expenses

OPERATING RELATED FEES

  • Expense Ratio 4.08%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 87.00%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

  • Standard (Taxable) $5,000
  • IRA $5,000

Fund Classification

  • Primary Theme
  • Fund Type Open End Mutual Fund
  • Investment Style Long-Short Equity

Compare COAGX to Popular Long-Short Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$16.60

-0.24%

$3.78 B

-

$0.00

12.77%

1.78%

$25.26

-0.47%

$1.94 B

0.68%

$0.17

-3.92%

1.86%

$8.12

-0.25%

$1.16 B

10.74%

$0.87

-19.20%

1.28%

$14.00

-0.36%

$1.11 B

0.00%

$0.00

6.54%

1.66%

$13.99

-0.29%

$899.40 M

1.50%

$0.21

-11.90%

2.21%

COAGX - Profile

Distributions

  • YTD Total Return 2.2%
  • 3 Yr Annualized Total Return -2.2%
  • 5 Yr Annualized Total Return -3.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -1.00%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Caldwell & Orkin - Gator Capital Long/Short Fund
  • Fund Family Name
    Caldwell & Orkin
  • Inception Date
    Aug 24, 1992
  • Shares Outstanding
    N/A
  • Share Class
    No Load
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Derek Pilecki

Fund Description

The fund's principal investment strategy involves active asset allocation among long, short and cash positions in an effort to mitigate market risk (the risk of broad market declines), while employing fundamental and technical analysis in an effort to mitigate stock selection risk. It typically invests between 30% and 100% of its net assets in common stocks and ETFs, and between 0% and 30% in cash, money market investments or fixed income securities. It may invest in companies of any size.


COAGX - Performance

Return Ranking - Trailing

Period COAGX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.2% -35.4% 76.4% 50.72%
1 Yr -6.8% -24.2% 81.3% 71.15%
3 Yr -2.2%* -13.3% 17.9% 76.53%
5 Yr -3.9%* -5.7% 14.2% 97.44%
10 Yr 0.9%* -0.8% 9.6% 93.44%

* Annualized

Return Ranking - Calendar

Period COAGX Return Category Return Low Category Return High Rank in Category (%)
2019 24.2% -12.2% 37.8% 6.03%
2018 -15.5% -41.4% 12.7% 89.42%
2017 0.9% -67.1% 21.9% 83.04%
2016 -10.2% -17.3% 25.3% 94.63%
2015 -0.6% -26.2% 11.6% 35.90%

Total Return Ranking - Trailing

Period COAGX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.2% -35.4% 74.9% 50.72%
1 Yr -6.8% -28.1% 81.3% 68.75%
3 Yr -2.2%* -14.4% 17.9% 74.49%
5 Yr -3.9%* -6.2% 14.2% 97.44%
10 Yr 0.9%* -0.8% 9.6% 93.44%

* Annualized

Total Return Ranking - Calendar

Period COAGX Return Category Return Low Category Return High Rank in Category (%)
2019 24.2% -12.2% 37.8% 6.03%
2018 -15.5% -23.0% 12.7% 91.01%
2017 0.9% -3.6% 25.0% 90.64%
2016 -10.2% -15.5% 25.3% 95.97%
2015 5.1% -26.2% 11.6% 11.11%

NAV & Total Return History


COAGX - Holdings

Concentration Analysis

COAGX Category Low Category High COAGX % Rank
Net Assets 14.3 M 0 3.78 B 84.91%
Number of Holdings 86 3 2577 51.43%
Net Assets in Top 10 3.52 M -166 M 685 M 80.48%
Weighting of Top 10 30.37% 1.5% 100.0% 75.86%

Top 10 Holdings

  1. Realogy Holdings Corp 4.21%
  2. PennyMac Financial Services Inc Class A 4.14%
  3. BBX Capital Corp Class A 4.00%
  4. Charles Schwab Corp 3.88%
  5. Bluegreen Vacations Holding Corp Class A 3.58%
  6. OneMain Holdings Inc 3.31%
  7. Goldman Sachs Group Inc 3.07%
  8. Direxion Daily Regional Bnks Bull 3X ETF 2.90%
  9. Rocket Companies Inc Ordinary Shares Class A 2.85%
  10. First BanCorp 2.85%

Asset Allocation

Weighting Return Low Return High COAGX % Rank
Stocks
73.71% -12.61% 278.47% 29.25%
Cash
24.46% -178.47% 112.61% 59.05%
Preferred Stocks
1.83% 0.00% 3.47% 1.90%
Other
0.00% -12.25% 131.29% 53.33%
Convertible Bonds
0.00% 0.00% 5.58% 41.43%
Bonds
0.00% -9.38% 152.17% 56.60%

Stock Sector Breakdown

Weighting Return Low Return High COAGX % Rank
Financial Services
74.33% 0.00% 74.33% 0.51%
Real Estate
8.46% 0.00% 19.67% 3.03%
Consumer Cyclical
7.67% 0.00% 81.27% 77.27%
Technology
4.55% 0.00% 45.04% 92.93%
Communication Services
2.42% 0.00% 24.74% 91.41%
Industrials
1.31% 0.00% 35.96% 93.43%
Basic Materials
1.26% 0.00% 17.61% 73.23%
Utilities
0.00% 0.00% 27.45% 81.31%
Healthcare
0.00% 0.00% 98.20% 98.99%
Energy
0.00% 0.00% 12.38% 84.34%
Consumer Defense
0.00% 0.00% 58.77% 95.96%

Stock Geographic Breakdown

Weighting Return Low Return High COAGX % Rank
US
57.56% -31.19% 278.47% 49.05%
Non US
16.15% -2.12% 62.34% 23.33%

COAGX - Expenses

Operational Fees

COAGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 4.08% 0.40% 12.79% 7.69%
Management Fee 1.00% 0.00% 2.25% 36.15%
12b-1 Fee N/A 0.00% 1.00% 6.96%
Administrative Fee 1.47% 0.03% 1.47% 100.00%

Sales Fees

COAGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

COAGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 0.50% 2.00% 5.88%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

COAGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 87.00% 0.00% 470.00% 36.36%

COAGX - Distributions

Dividend Yield Analysis

COAGX Category Low Category High COAGX % Rank
Dividend Yield 0.00% 0.00% 21.26% 43.19%

Dividend Distribution Analysis

COAGX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

COAGX Category Low Category High COAGX % Rank
Net Income Ratio -1.00% -2.65% 3.99% 85.58%

Capital Gain Distribution Analysis

COAGX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

COAGX - Fund Manager Analysis

Managers

Derek Pilecki


Start Date

Tenure

Tenure Rank

Nov 01, 2017

3.0

3.0%

Mr. Pilecki , CFA, founded Gator Capital Management, LLC in 2008. At Gator, Mr. Pilecki is the Chief Investment Officer and is the portfolio manager. Mr. Pilecki also manages a private investment partnership and various separately managed accounts. From 2002 through 2008, Mr. Pilecki was a member of the Goldman Sachs Asset Management (“GSAM”) Growth Equity Team. While at GSAM, Mr. Pilecki was the co-Chair of the Investment Committee for the Growth Team and was a Portfolio Manager. He was also a member of the portfolio management team responsible for the Goldman Sachs Capital Growth Fund, and provided primary coverage of the Financials sector for the Growth Team. Prior to GSAM, Mr. Pilecki was an Analyst at Clover Capital Management in Rochester, NY and Burridge Growth Partners in Chicago, IL and covered the Financials sector at both firms. Before entering graduate school, Mr. Pilecki worked at Fannie Mae providing interest rate risk analysis for the company’s mortgage investment portfolio. Mr. Pilecki holds an MBA with honors in Finance and Accounting from the University of Chicago and a BA in Economics from Duke University. Mr. Pilecki holds the Chartered Financial Analyst® designation and is a member of the CFA Tampa Bay Society.

Christopher Pilecki


Start Date

Tenure

Tenure Rank

May 31, 2018

2.42

2.4%

Christopher Pilecki, CFA®. Mr. Christopher Pilecki joined Gator Capital Management as a Trader and Quantitative Analyst in 2014. From 2008 through 2014, Mr. Christopher Pilecki was a Trader at Chesapeake Capital Corporation where he focused on trading equity index, fixed income, foreign currency (FX) and commodity futures contracts on global exchanges. While at Chesapeake, Mr. Christopher Pilecki also was involved in trading system research. Mr. Christopher Pilecki was an analyst at Atlantic Capital Management in Richmond, VA from 2003 to 2008. At Atlantic, Mr. Christopher Pilecki followed small and mid-cap companies in the technology and energy sectors. He also worked at Shockoe Capital, a long/short equity hedge fund, and in the sell side research department of Wachovia Securities prior to joining Atlantic Capital. Mr. Christopher Pilecki holds an MBA with a concentration in Finance from Johns Hopkins University and a BS in Civil Engineering from the University of Virginia. He holds the Chartered Financial Analyst® designation.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.09 21.97 5.7 6.35