Cushing® SMID Growth Focused I
Name
As of 10/29/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-46.4%
1 yr return
40.2%
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$4.54 M
Holdings in Top 10
52.2%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.10%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
$250,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 10/29/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
CSGNX - Profile
Distributions
- YTD Total Return -46.4%
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio -1.09%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameCushing® SMID Growth Focused Fund
-
Fund Family NameCushing Funds
-
Inception DateJan 31, 2020
-
Shares Outstanding203778
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerAlan Norton
Fund Description
CSGNX - Performance
Return Ranking - Trailing
Period | CSGNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -46.4% | -80.6% | 45.1% | 99.52% |
1 Yr | 40.2% | 7.8% | 91.7% | 12.23% |
3 Yr | N/A* | 6.8% | 42.0% | N/A |
5 Yr | N/A* | 8.1% | 39.8% | N/A |
10 Yr | N/A* | 10.2% | 23.3% | N/A |
* Annualized
Return Ranking - Calendar
Period | CSGNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -69.7% | 2474.5% | N/A |
2022 | N/A | -50.2% | 44.0% | N/A |
2021 | N/A | -70.5% | 9.2% | N/A |
2020 | N/A | -21.1% | 84.9% | N/A |
2019 | N/A | -61.7% | 20.7% | N/A |
Total Return Ranking - Trailing
Period | CSGNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -46.4% | -80.6% | 45.1% | 99.52% |
1 Yr | 40.2% | 7.4% | 91.7% | 12.46% |
3 Yr | N/A* | -5.6% | 42.0% | N/A |
5 Yr | N/A* | 8.1% | 39.8% | N/A |
10 Yr | N/A* | 9.8% | 23.3% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | CSGNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -69.7% | 2474.5% | N/A |
2022 | N/A | -50.2% | 44.0% | N/A |
2021 | N/A | -51.7% | 12.2% | N/A |
2020 | N/A | -7.0% | 84.9% | N/A |
2019 | N/A | -61.7% | 20.7% | N/A |
NAV & Total Return History
CSGNX - Holdings
Concentration Analysis
CSGNX | Category Low | Category High | CSGNX % Rank | |
---|---|---|---|---|
Net Assets | 4.54 M | 1.14 M | 110 B | 97.89% |
Number of Holdings | 24 | 19 | 3625 | 98.93% |
Net Assets in Top 10 | 2.16 M | 2.5 K | 12.6 B | 94.65% |
Weighting of Top 10 | 52.19% | 2.9% | 91.6% | 5.23% |
Top 10 Holdings
- SVB Financial Group 6.30%
- Kornit Digital Ltd 5.54%
- Chart Industries Inc 5.44%
- Evoqua Water Technologies Corp 5.29%
- Alnylam Pharmaceuticals Inc 5.18%
- Intra-Cellular Therapies Inc 5.07%
- HubSpot Inc 4.98%
- Everbridge Inc 4.87%
- Rapid7 Inc 4.83%
- Aerie Pharmaceuticals Inc 4.80%
Asset Allocation
Weighting | Return Low | Return High | CSGNX % Rank | |
---|---|---|---|---|
Stocks | 99.32% | 16.18% | 100.50% | 32.87% |
Cash | 0.68% | -0.50% | 25.07% | 63.61% |
Preferred Stocks | 0.00% | 0.00% | 1.48% | 18.81% |
Other | 0.00% | -0.17% | 30.27% | 26.30% |
Convertible Bonds | 0.00% | 0.00% | 0.16% | 12.84% |
Bonds | 0.00% | 0.00% | 46.55% | 17.28% |
Stock Sector Breakdown
Weighting | Return Low | Return High | CSGNX % Rank | |
---|---|---|---|---|
Technology | 30.84% | 0.00% | 59.33% | 62.84% |
Healthcare | 29.59% | 0.00% | 37.31% | 4.59% |
Industrials | 20.41% | 0.00% | 38.40% | 9.94% |
Consumer Cyclical | 8.51% | 0.00% | 60.63% | 91.59% |
Financial Services | 6.34% | 0.00% | 38.42% | 51.07% |
Basic Materials | 4.31% | 0.00% | 25.59% | 13.91% |
Utilities | 0.00% | 0.00% | 9.82% | 35.32% |
Real Estate | 0.00% | 0.00% | 11.51% | 79.20% |
Energy | 0.00% | 0.00% | 68.96% | 55.81% |
Communication Services | 0.00% | 0.00% | 30.80% | 89.14% |
Consumer Defense | 0.00% | 0.00% | 12.72% | 83.49% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | CSGNX % Rank | |
---|---|---|---|---|
US | 99.32% | 16.04% | 100.08% | 6.42% |
Non US | 0.00% | 0.00% | 55.27% | 91.90% |
CSGNX - Expenses
Operational Fees
CSGNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.10% | 0.01% | 2.77% | 36.77% |
Management Fee | 0.80% | 0.00% | 1.50% | 71.80% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.40% | N/A |
Sales Fees
CSGNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
CSGNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.20% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
CSGNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | N/A | 0.00% | 457.00% | 18.29% |
CSGNX - Distributions
Dividend Yield Analysis
CSGNX | Category Low | Category High | CSGNX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 0.16% | 12.37% |
Dividend Distribution Analysis
CSGNX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Semi-Annually | Monthly | Semi-Annually |
Net Income Ratio Analysis
CSGNX | Category Low | Category High | CSGNX % Rank | |
---|---|---|---|---|
Net Income Ratio | -1.09% | -69.00% | 1.49% | 86.58% |
Capital Gain Distribution Analysis
CSGNX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency |
CSGNX - Fund Manager Analysis
Managers
Alan Norton
Start Date
Tenure
Tenure Rank
Jan 31, 2020
1.67
1.7%
Alan Norton is the Co-Portfolio Manager of the Cushing Small-Cap Growth Strategy. Mr. Norton’s responsibilities include portfolio management and research coverage of small and mid cap companies. Prior to joining Cushing, Mr. Norton served as a Managing Director and Portfolio Manager at Cold Creek Capital, Inc. Previously, Mr. Norton served as Vice President and Portfolio Manager at Bright Rock Capital, where he was responsible for their small and mid-cap growth strategies. Prior to Bright Rock Capital, Mr. Norton spent over 6 years as Senior Vice President and Portfolio Manager of the Small and Mid-Cap Growth strategies at John Hancock Advisers/ MFC Global US, LLC. Prior to John Hancock Advisers, Mr. Norton served as Portfolio Manager and Director of Research at Congress Asset Management where he created their Mid-Cap growth strategy in 1999. Prior to Congress Asset Management, Mr. Norton was Senior Portfolio Manager and a member of the management committee at The Colony Group. Mr. Norton began his investment career with Fidelity Investments in 1987. Mr. Norton is a member of the CFA Institute and is a member of the CFA Society Boston.
Jerry Swank
Start Date
Tenure
Tenure Rank
Jan 31, 2020
1.67
1.7%
Mr. Swank has managed the MainStay Cushing Energy Income Fund, MainStay Cushing MLP Premier Fund and the MainStay Cushing Renaissance Advantage Fund since inception. Jerry V. Swank founded Swank Capital in 2001 and its wholly owned SEC-registered investment adviser in 2003. He has over 40 years of experience in investment management and research analysis. Mr. Swank was formerly President and CEO of John S. Herold, Inc, an oil and gas research/consulting company (now part of IHS Markit). He spent 14 years with CS First Boston, where he was a Director and Southwestern Regional Sales Manager. He worked seven years as a buy-side analyst and portfolio manager. Prior to joining John S. Herold, Inc., Mr. Swank held institutional equity and fixed-income sales roles at Credit Suisse First Boston and served as an analyst and portfolio manager with Mercantile Texas Corp. Mr. Swank holds a B.A. in Economics (University of Missouri) and an M.B.A. (University of North Texas). Mr. Swank has served on the boards of John S. Herold Inc., Matador Petroleum and Advantage Acceptance Inc.
Thomas Norton
Start Date
Tenure
Tenure Rank
Jan 31, 2020
1.67
1.7%
Mr. Norton is a Portfolio Manager of Cushing (July 2019-present). Mr. Norton’s responsibilities include portfolio management and research coverage of small and mid cap companies. Prior to joining Cushing, Mr. Norton served as a Managing Director and Portfolio Manager at Cold Creek Capital, Inc. Previously, Mr. Norton served as an Investment Consultant with 1640 Investment Advisors. Prior to that, Mr. Norton served as a Vice President and Portfolio Manager for John Hancock Advisors/ MFC Global US, LLC, where he managed small and mid cap portfolios. Prior to John Hancock Advisors, Mr. Norton was Portfolio Manager and Head of the Global Technology Sector Team for Baring Asset Management, with responsibilities of portfolio management, equity research, portfolio risk analysis, and led an international team of analysts responsible for the firm’s global technology investment strategy. Mr. Norton began his career at State Street Bank, where he served as an assistant treasurer and managed a staff of portfolio analysts responsible for investment analytics on institutional investment plans. Mr. Norton is a member of the CFA Institute and CFA Society Boston and has served as a member on the CFA Society Boston Communication Committee.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.02 | 35.63 | 8.36 | 0.8 |