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Trending ETFs

Name

As of 10/29/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$7.33

$4.54 M

0.00%

1.10%

Vitals

YTD Return

-46.4%

1 yr return

40.2%

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$4.54 M

Holdings in Top 10

52.2%

52 WEEK LOW AND HIGH

$7.3
$7.33
$15.83

Expenses

OPERATING FEES

Expense Ratio 1.10%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A


Min Investment

Standard (Taxable)

$250,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 10/29/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$7.33

$4.54 M

0.00%

1.10%

CSGNX - Profile

Distributions

  • YTD Total Return -46.4%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -1.09%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Cushing® SMID Growth Focused Fund
  • Fund Family Name
    Cushing Funds
  • Inception Date
    Jan 31, 2020
  • Shares Outstanding
    203778
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Alan Norton

Fund Description


CSGNX - Performance

Return Ranking - Trailing

Period CSGNX Return Category Return Low Category Return High Rank in Category (%)
YTD -46.4% -80.6% 45.1% 99.52%
1 Yr 40.2% 7.8% 91.7% 12.23%
3 Yr N/A* 6.8% 42.0% N/A
5 Yr N/A* 8.1% 39.8% N/A
10 Yr N/A* 10.2% 23.3% N/A

* Annualized

Return Ranking - Calendar

Period CSGNX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -69.7% 2474.5% N/A
2022 N/A -50.2% 44.0% N/A
2021 N/A -70.5% 9.2% N/A
2020 N/A -21.1% 84.9% N/A
2019 N/A -61.7% 20.7% N/A

Total Return Ranking - Trailing

Period CSGNX Return Category Return Low Category Return High Rank in Category (%)
YTD -46.4% -80.6% 45.1% 99.52%
1 Yr 40.2% 7.4% 91.7% 12.46%
3 Yr N/A* -5.6% 42.0% N/A
5 Yr N/A* 8.1% 39.8% N/A
10 Yr N/A* 9.8% 23.3% N/A

* Annualized

Total Return Ranking - Calendar

Period CSGNX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -69.7% 2474.5% N/A
2022 N/A -50.2% 44.0% N/A
2021 N/A -51.7% 12.2% N/A
2020 N/A -7.0% 84.9% N/A
2019 N/A -61.7% 20.7% N/A

NAV & Total Return History


CSGNX - Holdings

Concentration Analysis

CSGNX Category Low Category High CSGNX % Rank
Net Assets 4.54 M 1.14 M 110 B 97.89%
Number of Holdings 24 19 3625 98.93%
Net Assets in Top 10 2.16 M 2.5 K 12.6 B 94.65%
Weighting of Top 10 52.19% 2.9% 91.6% 5.23%

Top 10 Holdings

  1. SVB Financial Group 6.30%
  2. Kornit Digital Ltd 5.54%
  3. Chart Industries Inc 5.44%
  4. Evoqua Water Technologies Corp 5.29%
  5. Alnylam Pharmaceuticals Inc 5.18%
  6. Intra-Cellular Therapies Inc 5.07%
  7. HubSpot Inc 4.98%
  8. Everbridge Inc 4.87%
  9. Rapid7 Inc 4.83%
  10. Aerie Pharmaceuticals Inc 4.80%

Asset Allocation

Weighting Return Low Return High CSGNX % Rank
Stocks
99.32% 16.18% 100.50% 32.87%
Cash
0.68% -0.50% 25.07% 63.61%
Preferred Stocks
0.00% 0.00% 1.48% 18.81%
Other
0.00% -0.17% 30.27% 26.30%
Convertible Bonds
0.00% 0.00% 0.16% 12.84%
Bonds
0.00% 0.00% 46.55% 17.28%

Stock Sector Breakdown

Weighting Return Low Return High CSGNX % Rank
Technology
30.84% 0.00% 59.33% 62.84%
Healthcare
29.59% 0.00% 37.31% 4.59%
Industrials
20.41% 0.00% 38.40% 9.94%
Consumer Cyclical
8.51% 0.00% 60.63% 91.59%
Financial Services
6.34% 0.00% 38.42% 51.07%
Basic Materials
4.31% 0.00% 25.59% 13.91%
Utilities
0.00% 0.00% 9.82% 35.32%
Real Estate
0.00% 0.00% 11.51% 79.20%
Energy
0.00% 0.00% 68.96% 55.81%
Communication Services
0.00% 0.00% 30.80% 89.14%
Consumer Defense
0.00% 0.00% 12.72% 83.49%

Stock Geographic Breakdown

Weighting Return Low Return High CSGNX % Rank
US
99.32% 16.04% 100.08% 6.42%
Non US
0.00% 0.00% 55.27% 91.90%

CSGNX - Expenses

Operational Fees

CSGNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.10% 0.01% 2.77% 36.77%
Management Fee 0.80% 0.00% 1.50% 71.80%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

CSGNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

CSGNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.20% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CSGNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 457.00% 18.29%

CSGNX - Distributions

Dividend Yield Analysis

CSGNX Category Low Category High CSGNX % Rank
Dividend Yield 0.00% 0.00% 0.16% 12.37%

Dividend Distribution Analysis

CSGNX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Semi-Annually Monthly Semi-Annually

Net Income Ratio Analysis

CSGNX Category Low Category High CSGNX % Rank
Net Income Ratio -1.09% -69.00% 1.49% 86.58%

Capital Gain Distribution Analysis

CSGNX Category Low Category High Capital Mode
Capital Gain Distribution Frequency

Distributions History

View More +

CSGNX - Fund Manager Analysis

Managers

Alan Norton


Start Date

Tenure

Tenure Rank

Jan 31, 2020

1.67

1.7%

Alan Norton is the Co-Portfolio Manager of the Cushing Small-Cap Growth Strategy. Mr. Norton’s responsibilities include portfolio management and research coverage of small and mid cap companies. Prior to joining Cushing, Mr. Norton served as a Managing Director and Portfolio Manager at Cold Creek Capital, Inc. Previously, Mr. Norton served as Vice President and Portfolio Manager at Bright Rock Capital, where he was responsible for their small and mid-cap growth strategies. Prior to Bright Rock Capital, Mr. Norton spent over 6 years as Senior Vice President and Portfolio Manager of the Small and Mid-Cap Growth strategies at John Hancock Advisers/ MFC Global US, LLC. Prior to John Hancock Advisers, Mr. Norton served as Portfolio Manager and Director of Research at Congress Asset Management where he created their Mid-Cap growth strategy in 1999. Prior to Congress Asset Management, Mr. Norton was Senior Portfolio Manager and a member of the management committee at The Colony Group. Mr. Norton began his investment career with Fidelity Investments in 1987. Mr. Norton is a member of the CFA Institute and is a member of the CFA Society Boston.

Jerry Swank


Start Date

Tenure

Tenure Rank

Jan 31, 2020

1.67

1.7%

Mr. Swank has managed the MainStay Cushing Energy Income Fund, MainStay Cushing MLP Premier Fund and the MainStay Cushing Renaissance Advantage Fund since inception. Jerry V. Swank founded Swank Capital in 2001 and its wholly owned SEC-registered investment adviser in 2003. He has over 40 years of experience in investment management and research analysis. Mr. Swank was formerly President and CEO of John S. Herold, Inc, an oil and gas research/consulting company (now part of IHS Markit). He spent 14 years with CS First Boston, where he was a Director and Southwestern Regional Sales Manager. He worked seven years as a buy-side analyst and portfolio manager. Prior to joining John S. Herold, Inc., Mr. Swank held institutional equity and fixed-income sales roles at Credit Suisse First Boston and served as an analyst and portfolio manager with Mercantile Texas Corp. Mr. Swank holds a B.A. in Economics (University of Missouri) and an M.B.A. (University of North Texas). Mr. Swank has served on the boards of John S. Herold Inc., Matador Petroleum and Advantage Acceptance Inc.

Thomas Norton


Start Date

Tenure

Tenure Rank

Jan 31, 2020

1.67

1.7%

Mr. Norton is a Portfolio Manager of Cushing (July 2019-present). Mr. Norton’s responsibilities include portfolio management and research coverage of small and mid cap companies. Prior to joining Cushing, Mr. Norton served as a Managing Director and Portfolio Manager at Cold Creek Capital, Inc. Previously, Mr. Norton served as an Investment Consultant with 1640 Investment Advisors. Prior to that, Mr. Norton served as a Vice President and Portfolio Manager for John Hancock Advisors/ MFC Global US, LLC, where he managed small and mid cap portfolios. Prior to John Hancock Advisors, Mr. Norton was Portfolio Manager and Head of the Global Technology Sector Team for Baring Asset Management, with responsibilities of portfolio management, equity research, portfolio risk analysis, and led an international team of analysts responsible for the firm’s global technology investment strategy. Mr. Norton began his career at State Street Bank, where he served as an assistant treasurer and managed a staff of portfolio analysts responsible for investment analytics on institutional investment plans. Mr. Norton is a member of the CFA Institute and CFA Society Boston and has served as a member on the CFA Society Boston Communication Committee.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 35.63 8.36 0.8