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Name

As of 11/05/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Adaptive Tactical Rotation Fund

CTROX | Fund

$14.42

$27.4 M

0.88%

$0.13

1.44%

Vitals

YTD Return

17.4%

1 yr return

34.2%

3 Yr Avg Return

7.7%

5 Yr Avg Return

8.4%

Net Assets

$27.4 M

Holdings in Top 10

97.1%

52 WEEK LOW AND HIGH

$14.4
$11.64
$14.42

Expenses

OPERATING FEES

Expense Ratio 1.44%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A

Min Investment

Standard (Taxable)

$1,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 11/05/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Adaptive Tactical Rotation Fund

CTROX | Fund

$14.42

$27.4 M

0.88%

$0.13

1.44%

CTROX - Profile

Distributions

  • YTD Total Return 17.4%
  • 3 Yr Annualized Total Return 7.7%
  • 5 Yr Annualized Total Return 8.4%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.06%
DIVIDENDS
  • Dividend Yield 0.9%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Adaptive Tactical Rotation Fund
  • Fund Family Name
    Cavalier
  • Inception Date
    Sep 20, 2012
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Scott Wetherington

Fund Description

CTROX - Performance

Return Ranking - Trailing

Period CTROX Return Category Return Low Category Return High Rank in Category (%)
YTD 17.4% -15.8% 40.2% 15.64%
1 Yr 34.2% 1.0% 76.0% 15.94%
3 Yr 7.7%* 0.6% 33.9% 77.69%
5 Yr 8.4%* 1.7% 30.5% 43.72%
10 Yr N/A* -0.5% 13.2% N/A

* Annualized

Return Ranking - Calendar

Period CTROX Return Category Return Low Category Return High Rank in Category (%)
2023 -0.2% -17.2% 52.8% 81.08%
2022 10.8% -11.4% 27.3% 44.84%
2021 -20.0% -29.6% 1.6% 91.42%
2020 16.2% -11.6% 29.4% 7.27%
2019 6.3% -14.9% 16.0% 29.70%

Total Return Ranking - Trailing

Period CTROX Return Category Return Low Category Return High Rank in Category (%)
YTD 17.4% -15.8% 40.2% 15.64%
1 Yr 34.2% 1.0% 76.0% 14.49%
3 Yr 7.7%* -0.6% 33.9% 72.91%
5 Yr 8.4%* 1.7% 30.5% 40.69%
10 Yr N/A* -0.5% 13.2% N/A

* Annualized

Total Return Ranking - Calendar

Period CTROX Return Category Return Low Category Return High Rank in Category (%)
2023 -0.2% -17.2% 52.8% 81.08%
2022 10.8% -11.4% 27.3% 44.84%
2021 -8.8% -29.6% 1.6% 57.51%
2020 16.9% -5.4% 29.4% 14.55%
2019 6.3% -14.9% 19.7% 42.08%

NAV & Total Return History

CTROX - Holdings

Concentration Analysis

CTROX Category Low Category High CTROX % Rank
Net Assets 27.4 M 2.02 M 17.2 B 88.97%
Number of Holdings 13 2 3392 81.14%
Net Assets in Top 10 21.3 M -70.9 M 11.2 B 82.21%
Weighting of Top 10 97.06% 16.9% 100.0% 17.74%

Top 10 Holdings

  1. SPDR® S&P 500 ETF Trust 60.26%
  2. SPDR® Portfolio S&P 500 Growth ETF 28.16%
  3. Fidelity® Inv MM Fds Government I 1.61%
  4. Abbott Laboratories 1.03%
  5. Zoetis Inc Class A 1.02%
  6. Visa Inc Class A 1.01%
  7. Salesforce.com Inc 1.00%
  8. Amazon.com Inc 0.99%
  9. Facebook Inc Class A 0.99%
  10. Accenture PLC Class A 0.99%

Asset Allocation

Weighting Return Low Return High CTROX % Rank
Stocks 		98.20% -1.83% 199.91% 10.32%
Cash 		1.79% -359.91% 73.53% 65.84%
Preferred Stocks 		0.00% 0.00% 12.18% 65.48%
Other 		0.00% -28.86% 67.29% 79.36%
Convertible Bonds 		0.00% 0.00% 6.27% 75.44%
Bonds 		0.00% 0.00% 375.28% 88.61%

Stock Sector Breakdown

Weighting Return Low Return High CTROX % Rank
Technology 		29.92% 0.00% 54.08% 9.64%
Healthcare 		13.65% 0.00% 29.63% 26.91%
Communication Services 		13.35% 0.00% 24.60% 11.24%
Consumer Cyclical 		12.97% 0.00% 28.80% 22.49%
Financial Services 		11.57% 0.00% 96.81% 73.09%
Industrials 		6.70% 0.00% 26.04% 87.15%
Consumer Defense 		4.87% 0.00% 22.56% 62.65%
Real Estate 		1.88% 0.00% 72.00% 74.70%
Basic Materials 		1.76% 0.00% 46.77% 80.72%
Energy 		1.70% 0.00% 70.75% 77.51%
Utilities 		1.64% 0.00% 91.67% 73.90%

Stock Geographic Breakdown

Weighting Return Low Return High CTROX % Rank
US 		97.45% -1.16% 198.00% 6.05%
Non US 		0.75% -2.78% 64.60% 83.99%

CTROX - Expenses

Operational Fees

CTROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.44% 0.38% 3.80% 48.38%
Management Fee 1.00% 0.00% 1.50% 80.29%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.10% 0.05% 0.70% 50.77%

Sales Fees

CTROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% 84.48%

Trading Fees

CTROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CTROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 465.00% 96.40%

CTROX - Distributions

Dividend Yield Analysis

CTROX Category Low Category High CTROX % Rank
Dividend Yield 0.88% 0.00% 0.56% 52.31%

Dividend Distribution Analysis

CTROX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

CTROX Category Low Category High CTROX % Rank
Net Income Ratio 0.06% -73.00% 9.24% 59.14%

Capital Gain Distribution Analysis

CTROX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

View More +

CTROX - Fund Manager Analysis

Managers

Scott Wetherington

Start Date

Tenure

Tenure Rank

Jan 13, 2020

1.8

1.8%

Scott is an accomplished member of the Cavalier team with 25 years of experience in portfolio management, research and investment strategies. Scott serves as Chief Investment Officer and is responsible for leading the research and investment strategies for Cavalier’s Mutual Funds. He also serves as Portfolio Manager for Cavalier’s Tactical Economic SMA, Cavalier Tactical Economic Fund, Cavalier Hedged High Income Fund and the NE Index Fund. Prior to Cavalier, Scott served as Senior Portfolio Manager and Chief Investment Strategist for Linder Capital Advisors. Scott is a frequent speaker at conferences on Portfolio Management and has been honored as a guest speaker at Georgia Institute of Technology. Scott earned his Bachelor of Business Administration at James Madison University. He resides in Georgia with his family. Scott also holds the Chartered Financial Analyst designation (CFA) and is a member of the Atlanta Society of Finance and Investment Professionals.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.03 33.25 5.78 12.42

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