FTSIX: Fuller & Thaler Behvrl S-M Cor Eq Instl

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Channels

Fixed income news, reports, video and more.

Municipal bonds news, reports, video and more.

Practice management news, reports, video and more.

Portfolio management news, reports, video and more.

Retirement news, reports, video and more.

Learn from industry thought leaders and expert market participants.

Deepen your understanding of Responsible Investing and learn how it can potentially help you build a more successful practice.

Advisors

Receive email updates about fund flows, news, upcoming CE accredited webcasts from industry thought leaders and more.

Content focused on helping financial advisors build successful client relationships and grow their business.

Content geared towards helping financial advisors build better client portfolios.

Get insights on the industry trends and investment news from leading fund managers and experts.

FTSIX Fuller & Thaler Behvrl S-M Cor Eq Instl


Profile

FTSIX - Profile

Vitals

  • YTD Return -9.6%
  • 3 Yr Annualized Return N/A
  • 5 Yr Annualized Return N/A
  • Net Assets $2.95 M
  • Holdings in Top 10 30.6%

52 WEEK LOW AND HIGH

$23.02
$14.99
$25.90

Expenses

OPERATING RELATED FEES

  • Expense Ratio 6.27%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 25.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $100,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -9.6%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 0.73%
DIVIDENDS
  • Dividend Yield 2.4%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Fuller & Thaler Behavioral Small-Mid Core Equity Fund
  • Fund Family Name
    Fuller & Thaler
  • Inception Date
    Dec 26, 2018
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Raife Giovinazzo

Fund Description

Under normal circumstances, the fund seeks to achieve its objective by investing at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of small to medium capitalization companies based in the U.S. ("80% Policy"). It may invest a portion of its assets in real estate investment trusts ("REITs"), Business Development Companies (BDCs), and Exchange Traded Funds (ETFs) whose investment characteristics are consistent with the fund's principal investment strategy.


Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.


Categories

Performance

FTSIX - Performance

Return Ranking - Trailing

Period FTSIX Return Category Return Low Category Return High Rank in Category (%)
YTD -9.6% -42.4% 1943.3% 45.83%
1 Yr -4.5% -62.9% 1969.4% 28.45%
3 Yr N/A* -29.8% 179.8% N/A
5 Yr N/A* -21.9% 94.0% N/A
10 Yr N/A* -10.0% 11.9% N/A

* Annualized

Return Ranking - Calendar

Period FTSIX Return Category Return Low Category Return High Rank in Category (%)
2019 24.0% -23.6% 40.9% 43.93%
2018 N/A -44.3% -1.3% N/A
2017 N/A -13.5% 18.9% N/A
2016 N/A -16.4% 23.6% N/A
2015 N/A -40.7% 2.9% N/A

Total Return Ranking - Trailing

Period FTSIX Return Category Return Low Category Return High Rank in Category (%)
YTD -9.6% -42.4% 1943.3% 45.83%
1 Yr -4.5% -62.9% 1969.4% 28.45%
3 Yr N/A* -29.8% 179.8% N/A
5 Yr N/A* -21.9% 94.0% N/A
10 Yr N/A* -9.1% 11.9% N/A

* Annualized

Total Return Ranking - Calendar

Period FTSIX Return Category Return Low Category Return High Rank in Category (%)
2019 24.0% -23.6% 40.9% 43.93%
2018 N/A -44.3% 0.1% N/A
2017 N/A -8.7% 24.9% N/A
2016 N/A -4.7% 26.2% N/A
2015 N/A -40.3% 3.9% N/A

NAV & Total Return History


Holdings

FTSIX - Holdings

Concentration Analysis

FTSIX Category Low Category High FTSIX % Rank
Net Assets 2.95 M 118 K 116 B 96.15%
Number of Holdings 57 1 3252 75.27%
Net Assets in Top 10 886 K 59.1 K 9.84 B 96.15%
Weighting of Top 10 30.57% 3.9% 100.0% 25.55%

Top 10 Holdings

  1. Generac Holdings Inc 4.32%
  2. Meridian Bioscience Inc 4.15%
  3. Cabot Microelectronics Corp 3.36%
  4. Gaming and Leisure Properties Inc 3.17%
  5. Entegris Inc 3.00%
  6. Synnex Corp 2.54%
  7. STORE Capital Corp 2.54%
  8. Quidel Corp 2.54%
  9. Kansas City Southern 2.52%
  10. Lancaster Colony Corp 2.44%

Asset Allocation

Weighting Return Low Return High FTSIX % Rank
Stocks
99.25% 86.14% 100.11% 40.66%
Cash
0.75% -4.60% 13.86% 58.24%
Preferred Stocks
0.00% 0.00% 2.78% 41.76%
Other
0.00% -1.03% 3.76% 41.48%
Convertible Bonds
0.00% 0.00% 2.28% 40.38%
Bonds
0.00% 0.00% 5.39% 47.53%

Stock Sector Breakdown

Weighting Return Low Return High FTSIX % Rank
Industrials
18.59% 0.00% 50.75% 21.70%
Financial Services
17.50% 0.58% 42.16% 13.19%
Technology
16.29% 1.56% 33.17% 56.59%
Healthcare
15.52% 2.58% 22.42% 21.15%
Consumer Cyclical
10.06% 0.00% 42.57% 83.79%
Real Estate
7.68% 0.00% 30.44% 53.02%
Basic Materials
5.63% 0.00% 10.92% 12.64%
Communication Services
3.01% 0.00% 32.28% 52.75%
Consumer Defense
2.45% 0.00% 14.06% 84.07%
Utilities
1.82% 0.00% 16.65% 82.69%
Energy
1.44% 0.00% 15.09% 69.78%

Stock Geographic Breakdown

Weighting Return Low Return High FTSIX % Rank
US
96.24% 81.06% 99.99% 42.86%
Non US
3.01% 0.00% 17.00% 42.58%

Expenses

FTSIX - Expenses

Operational Fees

FTSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 6.27% 0.02% 19.45% 2.87%
Management Fee 0.80% 0.00% 1.50% 80.94%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.20% 0.01% 0.40% 83.76%

Sales Fees

FTSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

FTSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

FTSIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 25.00% 2.00% 962.00% 28.93%

Distributions

FTSIX - Distributions

Dividend Yield Analysis

FTSIX Category Low Category High FTSIX % Rank
Dividend Yield 2.39% 0.00% 5.57% 0.83%

Dividend Distribution Analysis

FTSIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

FTSIX Category Low Category High FTSIX % Rank
Net Income Ratio 0.73% -6.46% 2.17% 39.61%

Capital Gain Distribution Analysis

FTSIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Semi-Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

FTSIX - Fund Manager Analysis

Managers

Raife Giovinazzo


Start Date

Tenure

Tenure Rank

Dec 19, 2018

1.7

1.7%

Dr. Giovinazzo is responsible for managing the Behavioral Small-Cap Equity Strategy at Fuller & Thaler and for researching strategies using market insights and behavioral finance in order to enhance the investment processes at the firm. Prior to joining Fuller & Thaler, Dr. Giovinazzo was a co-portfolio manager and a research analyst with Blackrock's Active Equity group. His over 15 years of investment industry experience also includes investment and consulting work with Wellington Management, Marsh & McLennan, and Mercer Management Consulting. Dr. Giovinazzo received his BA in sociology from Princeton where he wrote his senior thesis under Dr. Daniel Kahneman (Nobel Laureate). He received his MBA in analytic finance, economics, and statistics, as well as a PhD in finance under Dr. Richard Thaler at the University of Chicago. He is a CFA charterholder and a member of the CFA Society of San Francisco. Mr. Giovinazzo is an owner of the firm.

Raymond Lin


Start Date

Tenure

Tenure Rank

Dec 19, 2018

1.7

1.7%

Mr. Lin is responsible for managing Fuller & Thaler’s Behavioral Long-Term Unconstrained Equity, Equity Market Neutral, and Small-Midcap strategies. He has been with the firm since 2006 and has over 26 years of investment experience. Prior to joining the firm, he was a portfolio manager for a long-short equity fund at Tricera Capital. He was previously a principal and portfolio manager at Sit Investment Associates and an options trader at JP Morgan. While at Fuller & Thaler, he has been instrumental in developing and implementing additional risk management methodologies to improve the portfolio construction and monitoring process. He holds the Chartered Financial Analyst designation and is a member of the CFA Society of San Francisco. Mr. Lin received a BS in Computer Science from the University of Michigan and an MBA and MA from the University of California, Berkeley. Mr. Lin is an owner of the firm and a member of the Board of Directors.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 26.09 6.03 4.04