GENFX: Gotham Enhanced 500 Institutional

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GENFX Gotham Enhanced 500 Institutional


Profile

GENFX - Profile

Vitals

  • YTD Return -26.1%
  • 3 Yr Annualized Return -6.8%
  • 5 Yr Annualized Return -1.5%
  • Net Assets $9.09 M
  • Holdings in Top 10 33.1%

52 WEEK LOW AND HIGH

$9.26
$7.61
$12.76

Expenses

OPERATING RELATED FEES

  • Expense Ratio 3.96%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 244.00%

TRADING FEES

  • Max Redemption Fee 1.00%

Min Investment

  • Standard (Taxable) $250,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -26.1%
  • 3 Yr Annualized Total Return -0.5%
  • 5 Yr Annualized Total Return 2.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.64%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Gotham Enhanced 500 Fund
  • Fund Family Name
    Gotham
  • Inception Date
    Dec 31, 2014
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Joel Greenblatt

Fund Description

The fund seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities. It seeks a total return greater than that of the S&P 500® Index over a full market cycle, which is a period that includes both a bull (rising) market and a bear (falling) market cycle. The fund invests primarily in U.S. companies listed in the S&P 500® Index, but may invest in other large capitalization companies, generally selected from the largest 500 - 700 U.S. companies based on market capitalization.


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Categories

Performance

GENFX - Performance

Return Ranking - Trailing

Period GENFX Return Category Return Low Category Return High Rank in Category (%)
YTD -26.1% -38.3% 281.7% 94.92%
1 Yr -21.7% -73.2% 285.4% 88.14%
3 Yr -6.8%* -33.7% 55.6% 73.29%
5 Yr -1.5%* -29.3% 29.3% 53.99%
10 Yr N/A* -11.5% 16.0% N/A

* Annualized

Return Ranking - Calendar

Period GENFX Return Category Return Low Category Return High Rank in Category (%)
2019 15.6% -72.6% 39.5% 83.00%
2018 -15.3% -67.0% 10.0% 56.68%
2017 18.4% -32.8% 302.5% 19.70%
2016 13.9% -18.6% 19.7% 3.65%
2015 N/A -82.5% 7.8% N/A

Total Return Ranking - Trailing

Period GENFX Return Category Return Low Category Return High Rank in Category (%)
YTD -26.1% -38.3% 281.7% 94.92%
1 Yr -21.7% -73.2% 285.4% 88.14%
3 Yr -0.5%* -33.7% 55.6% 54.34%
5 Yr 2.6%* -19.1% 29.3% 44.94%
10 Yr N/A* -7.2% 16.0% N/A

* Annualized

Total Return Ranking - Calendar

Period GENFX Return Category Return Low Category Return High Rank in Category (%)
2019 15.6% -72.6% 39.5% 83.00%
2018 -2.9% -67.0% 10.0% 5.54%
2017 25.7% -22.1% 302.5% 2.56%
2016 14.2% -16.4% 26.8% 8.62%
2015 N/A -26.4% 106.5% N/A

NAV & Total Return History


Holdings

GENFX - Holdings

Concentration Analysis

GENFX Category Low Category High GENFX % Rank
Net Assets 9.09 M 139 K 737 B 97.06%
Number of Holdings 501 1 3555 19.82%
Net Assets in Top 10 9.24 M 48.8 K 166 B 92.50%
Weighting of Top 10 33.13% 2.2% 100.0% 31.35%

Top 10 Holdings

  1. International Business Machines Corp 4.19%
  2. The Home Depot Inc 4.11%
  3. AT&T Inc 3.89%
  4. Lockheed Martin Corp 3.52%
  5. Celgene Corp 3.23%
  6. Apple Inc 3.11%
  7. Accenture PLC Class A 3.07%
  8. Merck & Co Inc 2.99%
  9. CVS Health Corp 2.96%
  10. Applied Materials Inc 2.08%

Asset Allocation

Weighting Return Low Return High GENFX % Rank
Stocks
95.26% 80.67% 167.47% 94.54%
Cash
4.74% -86.70% 18.80% 4.65%
Preferred Stocks
0.00% -17.98% 18.97% 50.57%
Other
0.00% -10.10% 24.57% 50.24%
Convertible Bonds
0.00% 0.00% 10.65% 48.45%
Bonds
0.00% 0.00% 59.24% 51.96%

Stock Sector Breakdown

Weighting Return Low Return High GENFX % Rank
Technology
19.54% 0.00% 42.83% 58.48%
Industrials
17.55% 0.00% 29.82% 5.35%
Healthcare
14.94% 0.00% 28.95% 34.18%
Consumer Cyclical
12.48% 0.00% 34.98% 19.60%
Consumer Defense
12.33% 0.00% 27.39% 9.31%
Financial Services
8.93% 0.00% 49.17% 96.13%
Communication Services
7.71% 0.00% 25.09% 74.46%
Energy
3.65% -1.47% 15.92% 45.06%
Real Estate
1.55% 0.00% 62.52% 73.89%
Utilities
0.68% 0.00% 19.36% 78.58%
Basic Materials
0.64% -0.14% 18.34% 89.79%

Stock Geographic Breakdown

Weighting Return Low Return High GENFX % Rank
US
95.13% 80.11% 157.79% 63.38%
Non US
0.13% 0.00% 20.17% 91.92%

Expenses

GENFX - Expenses

Operational Fees

GENFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 3.96% 0.01% 49.73% 2.35%
Management Fee 1.35% 0.00% 2.00% 99.43%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

GENFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 1.50% 5.75% N/A
Deferred Load N/A 0.95% 5.00% N/A

Trading Fees

GENFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 1.00% 0.25% 2.00% 68.82%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

GENFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 244.00% 0.00% 412.00% 97.98%

Distributions

GENFX - Distributions

Dividend Yield Analysis

GENFX Category Low Category High GENFX % Rank
Dividend Yield 0.00% 0.00% 19.74% 50.82%

Dividend Distribution Analysis

GENFX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

GENFX Category Low Category High GENFX % Rank
Net Income Ratio 0.64% -3.93% 3.34% 77.81%

Capital Gain Distribution Analysis

GENFX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

GENFX - Fund Manager Analysis

Managers

Joel Greenblatt


Start Date

Tenure

Tenure Rank

Dec 31, 2014

5.25

5.3%

Mr. Greenblatt serves as Managing Principal and Co-Chief Investment Officer of Gotham Asset Management, the successor to Gotham Capital, an investment firm he founded in 1985. Since 1996, he has been a professor on the adjunct faculty of Columbia Business School where he teaches "Value and Special Situation Investing." Mr. Greenblatt serves on the Investment Board for the University of Pennsylvania, and is a director of Pzena Investment Management, Inc., a global investment management firm. Mr. Greenblatt is the author of You Can Be A Stock Market Genius (Simon & Schuster, 1997), The Little Book that Beats the Market (Wiley, 2005), The Little Book that Still Beats the Market (Wiley, 2010), and The Big Secret for the Small Investor (Random House, 2011). He was the Chairman of the Board (1994-1995) and a board member (1994-2000) of Alliant Techsystems, a NYSE-listed aerospace and defense contractor. He holds a BS (1979), summa cum laude, and an MBA (1980) from the Wharton School of the University of Pennsylvania.

Robert Goldstein


Start Date

Tenure

Tenure Rank

Dec 31, 2014

5.25

5.3%

Mr. Goldstein serves as Managing Principal and Co-Chief Investment Officer of Gotham Asset Management, the successor to Gotham Capital, which he joined in 1989. Mr. Goldstein also founded and served as Managing Partner (1989-1997) of Metropolis Partners, a value and special situation investment partnership managing capital on behalf of institutions and wealthy individuals. Mr. Goldstein briefly served on the Executive Committee of the Board of Directors of Old Guard Group, Inc., a publicly-traded insurance company, prior to its being acquired by the Westfield Companies in 2000. He holds a BA (1988), magna cum laude, from Tufts University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 41.27 6.14 0.25