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HCAYX Hartford Capital Appreciation Y

  • Fund
  • HCAYX
  • Price as of: May 21, 2019
  • $42.48 + $0.31 + 0.74%
  • Category
  • Large Cap Blend Equities

HCAYX - Profile

Vitals

  • YTD Return 18.5%
  • 3 Yr Annualized Return 3.9%
  • 5 Yr Annualized Return -3.9%
  • Net Assets $7.21 B
  • Holdings in Top 10 14.7%

52 WEEK LOW AND HIGH

$42.48
$33.94
$48.27

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.71%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 108.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$250,000

IRA

N/A

Investment Themes

CATEGORY

Large Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 18.5%
  • 3 Yr Annualized Total Return 13.9%
  • 5 Yr Annualized Total Return 7.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.74%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name The Hartford Capital Appreciation Fund
  • Fund Family Name Hartford Mutual Funds
  • Inception Date Jul 22, 1996
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Gregg R. Thomas

Fund Description

The fund normally invests at least 65% of its net assets in common stocks. It may invest in securities of any market capitalization, but the advisor tends to focus on medium and large companies. The fund may invest up to 25% of its net assets in securities of foreign issuers and non-dollar securities, including companies that conduct their principal business activities in emerging markets or whose securities are traded principally on exchanges in emerging markets.

HCAYX - Performance

Return Ranking - Trailing

Period HCAYX Return Category Return Low Category Return High Rank in Category (%)
YTD 18.5% -14.1% 31.7% 5.35%
1 Yr -7.1% -61.3% 33.4% 59.25%
3 Yr 3.9%* -31.9% 21.1% 53.01%
5 Yr -3.9%* -23.5% 12.0% 85.36%
10 Yr 4.9%* -6.2% 19.0% 76.85%

* Annualized


Return Ranking - Calendar

Period HCAYX Return Category Return Low Category Return High Rank in Category (%)
2018 -17.7% -67.0% 16.7% 64.64%
2017 7.6% -32.8% 34.8% 73.27%
2016 3.8% -28.0% 20.8% 68.54%
2015 -6.5% -46.9% 5.7% 52.00%
2014 -18.1% -31.3% 53.8% 98.04%

Total Return Ranking - Trailing

Period HCAYX Return Category Return Low Category Return High Rank in Category (%)
YTD 18.5% -14.1% 31.7% 5.35%
1 Yr 7.4% -61.3% 34.2% 7.58%
3 Yr 13.9%* -29.3% 21.6% 4.90%
5 Yr 7.3%* -19.4% 13.9% 37.39%
10 Yr 11.8%* -4.0% 23.7% 43.03%

* Annualized


Total Return Ranking - Calendar

Period HCAYX Return Category Return Low Category Return High Rank in Category (%)
2018 -4.8% -67.0% 17.4% 11.85%
2017 21.8% -22.1% 34.8% 17.89%
2016 4.5% -14.7% 21.8% 85.09%
2015 -5.8% -40.3% 7.0% 76.16%
2014 7.3% -24.8% 56.3% 64.31%

NAV & Total Return History

HCAYX - Holdings

Concentration Analysis

HCAYX Category Low Category High HCAYX % Rank
Net Assets 7.21 B 1.88 M 804 B 11.04%
Number of Holdings 223 7 3615 32.03%
Net Assets in Top 10 1.05 B -57.2 M 135 B 20.48%
Weighting of Top 10 14.74% 2.4% 936.4% 94.98%

Top 10 Holdings

  1. Amazon.com Inc 1.97%

  2. Medtronic PLC 1.66%

  3. Nike Inc B 1.63%

  4. American Tower Corp 1.62%

  5. Walmart Inc 1.55%

  6. Johnson & Johnson 1.42%

  7. American Express Co 1.33%

  8. Linde PLC 1.25%

  9. Danaher Corp 1.18%

  10. Facebook Inc A 1.14%


Asset Allocation

Weighting Return Low Return High HCAYX % Rank
Stocks
95.53% -6.79% 687.17% 73.69%
Cash
1.64% -187.97% 80.44% 47.89%
Other
1.59% -4.04% 22.06% 4.82%
Preferred Stocks
1.24% -0.37% 6.87% 2.41%
Convertible Bonds
0.00% 0.00% 6.54% 67.87%
Bonds
0.00% -595.81% 186.14% 70.48%

Stock Sector Breakdown

Weighting Return Low Return High HCAYX % Rank
Technology
18.52% -67.56% 52.42% 62.58%
Healthcare
15.20% 0.00% 47.60% 21.63%
Consumer Cyclical
14.93% -0.92% 33.07% 13.58%
Financial Services
11.54% 0.00% 187.22% 82.60%
Industrials
10.94% 0.00% 77.42% 30.99%
Consumer Defense
7.55% 0.00% 64.11% 41.55%
Communication Services
4.23% -0.65% 14.58% 20.52%
Real Estate
4.02% -1.87% 13.40% 13.48%
Basic Materials
3.43% 0.00% 90.41% 28.97%
Utilities
2.11% -1.30% 19.90% 55.13%
Energy
1.19% -1.65% 306.37% 88.33%

Stock Geographic Breakdown

Weighting Return Low Return High HCAYX % Rank
US
84.71% -6.79% 223.50% 72.49%
Non US
10.82% 0.00% 463.67% 24.00%

HCAYX - Expenses

Operational Fees

HCAYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.71% 0.00% 153.75% 72.83%
Management Fee 0.66% 0.00% 1.50% 67.87%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

HCAYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 1.00% 5.75% N/A
Deferred Load N/A 0.95% 5.00% N/A

Trading Fees

HCAYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.15% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HCAYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 108.00% 0.00% 836.00% 84.34%

HCAYX - Distributions

Dividend Yield Analysis

HCAYX Category Low Category High HCAYX % Rank
Dividend Yield 0.01% 0.00% 0.10% 64.16%

Dividend Distribution Analysis

HCAYX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Quarterly

Dividend Payout History


Net Income Ratio Analysis

HCAYX Category Low Category High HCAYX % Rank
Net Income Ratio 0.74% -1.49% 3.64% 62.12%

Capital Gain Distribution Analysis

HCAYX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Semi-Annually

HCAYX - Managers

Gregg R. Thomas

Manager

Start Date

Tenure

Tenure Rank

Mar 01, 2013

6.17

6.2%

Mr. Thomas joined Wellington Management in 2002, where he currently serves as Senior Managing Director and Associate Director, Investment Strategy and Risk. As associate director of Investment Strategy and Risk, Gregg conducts original research on portfolio and risk-management topics, leads various Wellington Management internal investment oversight processes, and analyzes key trends and investment risks across the equity, fixed income, asset allocation, and hedge fund product suites. In addition, he is a portfolio manager on certain multi-manager solutions offered by the firm, including Global Equities, International Equities, Hedged Equities, Japan Equities, and US Alpha strategies. Gregg is a member of a number of Wellington Management’s committees and oversight groups, including the Risk Management Committee, Fixed Income Risk Advisory Council, Equity Risk Advisory Council, Multi Asset Strategy Review Group, Equity Review Group II, New Product Working Group, and Philosophy and Process Panel, and represents Wellington Management as a member of the Buy Side Risk Managers Forum. Previously, Gregg was an equity portfolio specialist and analyst at Wellington Management (2002 – 2006). Prior to rejoining the firm in 2002, he worked as a quantitative business analyst at Zurich Scudder Investments (2001), as a business analyst and data analyst in Wellington Management’s Information Services Group (1997 – 2001), and in various financial markets-related positions at IDD Information Services (1993 – 1997). Gregg received his BS in finance, with high distinction, from the University of Rhode Island (1992). He holds the Chartered Financial Analyst designation.


Thomas S. Simon

Manager

Start Date

Tenure

Tenure Rank

Dec 31, 2016

2.33

2.3%

Mr. Simon is Managing Director and Director, Equity Risk Management, Investment Strategy and Risk of Wellington Management Company LLP. Mr. Simon joined the firm in 2009 and has been an investment professional since 2001.


Tenure Analysis

Category Low

0.0

Category High

83.5

Category Average

6.99

Category Mode

3.62