HDSMX: Hodges Small-Mid Cap Retail

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HDSMX Hodges Small-Mid Cap Retail

  • Fund
  • HDSMX
  • Price as of: Oct 18, 2019
  • $12.07 - $0.01 - 0.08%

HDSMX - Profile

Vitals

  • YTD Return 20.0%
  • 3 Yr Annualized Return 2.1%
  • 5 Yr Annualized Return 3.3%
  • Net Assets $11.2 M
  • Holdings in Top 10 43.2%

52 WEEK LOW AND HIGH

$12.07
$9.32
$12.81

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.92%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 76.00%

TRADING FEES

  • Max Redemption Fee 1.00%

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$1,000

Fund Classification

PRIMARY CATEGORY

  • Fund Type Open End Mutual Fund
  • Investment Style Mid-Cap Blend

Distributions

  • YTD Total Return 20.0%
  • 3 Yr Annualized Total Return 5.0%
  • 5 Yr Annualized Total Return 5.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.59%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Hodges Small-Mid Cap Fund
  • Fund Family Name Hodges
  • Inception Date Dec 26, 2013
  • Shares Outstanding 941668
  • Share Class Adv
  • Currency USD
  • Domiciled Country United States
  • Manager Eric J. Marshall

Fund Description

The fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small and mid-sized ("small-mid") capitalization companies. The adviser defines small-mid capitalization companies as those whose market capitalizations, at the time of purchase, are consistent with the market capitalizations of companies in the Russell 2500® Index.

HDSMX - Performance

Return Ranking - Trailing

Period HDSMX Return Category Return Low Category Return High Rank in Category (%)
YTD 20.0% -22.3% 31.1% 35.36%
1 Yr -5.0% -30.7% 21.1% 58.14%
3 Yr 2.1%* -14.7% 16.4% 51.18%
5 Yr 3.3%* -12.2% 11.5% 36.55%
10 Yr N/A* -4.3% 14.1% N/A

* Annualized


Return Ranking - Calendar

Period HDSMX Return Category Return Low Category Return High Rank in Category (%)
2018 -24.4% -44.3% -1.3% 76.19%
2017 5.5% -13.5% 18.9% 61.46%
2016 21.6% -16.4% 23.6% 1.16%
2015 -2.4% -30.9% -0.7% 5.93%
2014 5.9% -19.0% 16.3% 18.58%

Total Return Ranking - Trailing

Period HDSMX Return Category Return Low Category Return High Rank in Category (%)
YTD 20.0% -22.3% 31.1% 35.36%
1 Yr -0.4% -30.7% 21.1% 48.84%
3 Yr 5.0%* -8.3% 15.5% 65.32%
5 Yr 5.5%* -6.6% 13.0% 48.59%
10 Yr N/A* -0.1% 13.5% N/A

* Annualized


Total Return Ranking - Calendar

Period HDSMX Return Category Return Low Category Return High Rank in Category (%)
2018 -20.7% -44.3% 0.1% 70.24%
2017 9.2% -8.7% 23.0% 80.73%
2016 21.6% -4.7% 26.2% 2.32%
2015 -0.2% -24.2% 3.9% 6.78%
2014 5.9% -19.0% 17.8% 57.08%

NAV & Total Return History

HDSMX - Holdings

Concentration Analysis

HDSMX Category Low Category High HDSMX % Rank
Net Assets 11.2 M 596 K 105 B 94.60%
Number of Holdings 31 24 3304 98.01%
Net Assets in Top 10 5.58 M 161 K 7.36 B 91.48%
Weighting of Top 10 43.16% 2.8% 55.4% 9.09%

Top 10 Holdings

  1. WPX Energy Inc Class A 5.16%

  2. Live Nation Entertainment Inc 5.13%

  3. Goosehead Insurance Inc Class A 4.81%

  4. Tandem Diabetes Care Inc 4.49%

  5. Eagle Materials Inc 4.30%

  6. Kansas City Southern 4.24%

  7. Fortinet Inc 4.16%

  8. Five Below Inc 3.71%

  9. D.R. Horton Inc 3.67%

  10. Triumph Bancorp Inc 3.48%


Asset Allocation

Weighting Return Low Return High HDSMX % Rank
Stocks
99.59% 89.32% 100.19% 21.59%
Cash
0.41% -4.07% 10.68% 75.57%
Preferred Stocks
0.00% 0.00% 1.39% 96.59%
Other
0.00% -0.01% 2.32% 96.31%
Convertible Bonds
0.00% 0.00% 0.34% 96.59%
Bonds
0.00% 0.00% 5.39% 96.59%

Stock Sector Breakdown

Weighting Return Low Return High HDSMX % Rank
Consumer Cyclical
38.74% 2.87% 38.74% 0.28%
Financial Services
14.39% 0.95% 48.39% 65.91%
Technology
11.87% 4.41% 29.90% 84.09%
Industrials
10.26% 2.62% 45.75% 88.64%
Healthcare
8.85% 0.00% 22.42% 57.67%
Basic Materials
7.75% -1.12% 14.69% 7.39%
Energy
7.71% 0.00% 16.03% 6.25%
Utilities
0.00% -2.87% 15.87% 99.15%
Real Estate
0.00% -0.26% 16.31% 99.43%
Communication Services
0.00% 0.00% 23.25% 98.58%
Consumer Defense
0.00% 0.00% 12.34% 100.00%

Stock Geographic Breakdown

Weighting Return Low Return High HDSMX % Rank
US
99.59% 81.44% 100.12% 9.94%
Non US
0.00% -0.96% 13.40% 98.01%

HDSMX - Expenses

Operational Fees

HDSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.92% 0.00% 27.23% 11.01%
Management Fee 0.85% 0.00% 2.00% 89.49%
12b-1 Fee 0.25% 0.00% 1.00% 61.17%
Administrative Fee N/A 0.00% 0.41% N/A

Sales Fees

HDSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

HDSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 1.00% 0.50% 2.00% 82.05%

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HDSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 76.00% 0.00% 962.00% 79.02%

HDSMX - Distributions

Dividend Yield Analysis

HDSMX Category Low Category High HDSMX % Rank
Dividend Yield 0.00% 0.00% 2.87% 98.30%

Dividend Distribution Analysis

HDSMX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History


Net Income Ratio Analysis

HDSMX Category Low Category High HDSMX % Rank
Net Income Ratio -0.59% -4.66% 3.73% 93.62%

Capital Gain Distribution Analysis

HDSMX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

HDSMX - Managers

Eric J. Marshall

Manager

Start Date

Tenure

Tenure Rank

Dec 26, 2013

5.76

5.8%

Eric J. Marshall, CFA, joined Hodges in 1997 and currently serves as President and Director of Research. Eric manages a number of investment portfolios and has many years experience in researching small cap stocks. He serves on the Board of Directors of Hodges Capital Holdings, Inc. Eric has a BA in finance from West Texas A&M and is a CFA Charterholder.


Gary M. Bradshaw

Manager

Start Date

Tenure

Tenure Rank

Dec 26, 2013

5.76

5.8%

Gary M. Bradshaw has been a portfolio manager with Hodges Capital Management since 2001, serves as Senior Vice President. He serves on the Board of Directors of Hodges Capital Holdings, Inc. Gary earned his MBA from East Texas State University and his BS from Virginia Tech.


Craig D. Hodges

Manager

Start Date

Tenure

Tenure Rank

Dec 26, 2013

5.76

5.8%

Craig D. Hodges has been a portfolio manager with Hodges since 1999, where he has managed individual and institutional investment portfolios, and is Chief Investment Officer and Chief Executive Officer of the firms. He entered the securities business in 1986 after graduating from Baylor University with a degree in finance.


Tenure Analysis

Category Low

0.0

Category High

32.5

Category Average

6.05

Category Mode

0.28