ITHRX: Hartford Capital Appreciation R3

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ITHRX Hartford Capital Appreciation R3

ITHRX - Profile

Vitals

  • YTD Return 21.2%
  • 3 Yr Annualized Return 12.3%
  • 5 Yr Annualized Return 8.5%
  • Net Assets $6.95 B
  • Holdings in Top 10 16.1%

52 WEEK LOW AND HIGH

$40.89
$31.74
$43.67

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.42%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 108.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

$0

Fund Classification

PRIMARY CATEGORY

  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 21.2%
  • 3 Yr Annualized Total Return 12.3%
  • 5 Yr Annualized Total Return 8.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.04%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name The Hartford Capital Appreciation Fund
  • Fund Family Name Hartford Mutual Funds
  • Inception Date Dec 22, 2006
  • Shares Outstanding N/A
  • Share Class Retirement
  • Currency USD
  • Domiciled Country United States
  • Manager Gregg R. Thomas

Fund Description

The fund normally invests at least 65% of its net assets in common stocks. It may invest in securities of any market capitalization, but the advisor tends to focus on medium and large companies. The fund may invest up to 25% of its net assets in securities of foreign issuers and non-dollar securities, including companies that conduct their principal business activities in emerging markets or whose securities are traded principally on exchanges in emerging markets.

ITHRX - Performance

Return Ranking - Trailing

Period ITHRX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.2% -0.5% 29.7% 20.96%
1 Yr 5.6% -59.5% 20.1% 21.51%
3 Yr 12.3%* -30.9% 55.7% 12.07%
5 Yr 8.5%* -26.0% 30.5% 23.39%
10 Yr 10.4%* -9.7% 15.2% 29.76%

* Annualized


Return Ranking - Calendar

Period ITHRX Return Category Return Low Category Return High Rank in Category (%)
2018 -18.5% -67.0% 10.0% 71.98%
2017 7.0% -32.8% 302.5% 80.98%
2016 3.8% -26.1% 19.7% 74.36%
2015 -6.9% -82.5% 7.8% 59.50%
2014 -19.0% -28.7% 24.1% 99.11%

Total Return Ranking - Trailing

Period ITHRX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.2% -0.5% 29.7% 20.96%
1 Yr 5.6% -59.5% 20.1% 37.29%
3 Yr 12.3%* -20.7% 55.7% 29.16%
5 Yr 8.5%* -16.8% 30.5% 46.49%
10 Yr 10.4%* -4.5% 17.1% 55.16%

* Annualized


Total Return Ranking - Calendar

Period ITHRX Return Category Return Low Category Return High Rank in Category (%)
2018 -18.5% -67.0% 10.0% 82.76%
2017 21.0% -22.1% 302.5% 31.67%
2016 3.8% -16.4% 23.8% 89.59%
2015 -6.9% -26.4% 106.5% 83.72%
2014 6.5% -24.8% 25.9% 78.82%

NAV & Total Return History

ITHRX - Holdings

Concentration Analysis

ITHRX Category Low Category High ITHRX % Rank
Net Assets 6.95 B 133 K 827 B 9.55%
Number of Holdings 214 2 3626 32.96%
Net Assets in Top 10 1.15 B -123 M 147 B 19.03%
Weighting of Top 10 16.12% 2.9% 1400.6% 96.03%

Top 10 Holdings

  1. Amazon.com Inc 2.19%

  2. Walmart Inc 2.18%

  3. Medtronic PLC 1.75%

  4. Johnson & Johnson 1.64%

  5. Nike Inc B 1.64%

  6. S+p500 Emini Fut Sep19 Xcme 20190920 1.60%

  7. Linde PLC 1.48%

  8. American Express Co 1.32%

  9. Lockheed Martin Corp 1.19%

  10. UnitedHealth Group Inc 1.13%


Asset Allocation

Weighting Return Low Return High ITHRX % Rank
Stocks
94.84% -1.18% 128.08% 95.38%
Cash
2.75% -28.09% 101.18% 20.97%
Other
1.52% -3.50% 16.72% 3.32%
Preferred Stocks
0.89% -17.98% 4.24% 1.46%
Convertible Bonds
0.00% 0.00% 7.92% 14.41%
Bonds
0.00% -14.46% 11.29% 18.30%

Stock Sector Breakdown

Weighting Return Low Return High ITHRX % Rank
Technology
17.52% 0.00% 118.30% 76.42%
Healthcare
17.00% 0.00% 92.30% 7.21%
Consumer Cyclical
14.17% 0.00% 74.42% 19.04%
Industrials
11.61% 0.00% 79.24% 30.39%
Financial Services
10.17% 0.00% 106.34% 92.06%
Consumer Defense
8.24% 0.00% 71.31% 34.76%
Real Estate
5.32% -3.11% 17.89% 8.35%
Basic Materials
2.93% -3.81% 23.60% 29.90%
Communication Services
2.66% 0.00% 27.72% 60.62%
Utilities
2.35% -13.41% 21.36% 60.78%
Energy
0.16% -0.03% 70.63% 92.71%

Stock Geographic Breakdown

Weighting Return Low Return High ITHRX % Rank
US
84.37% 80.02% 687.00% 94.74%
Non US
10.47% -688.18% 20.19% 8.66%

ITHRX - Expenses

Operational Fees

ITHRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.42% 0.00% 146.02% 25.19%
Management Fee 0.66% 0.00% 2.00% 69.88%
12b-1 Fee 0.50% 0.00% 1.00% 66.62%
Administrative Fee 0.20% 0.00% 0.85% 76.22%

Sales Fees

ITHRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 1.50% 5.75% N/A
Deferred Load N/A 0.95% 5.00% N/A

Trading Fees

ITHRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.05% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ITHRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 108.00% 0.00% 838.00% 84.41%

ITHRX - Distributions

Dividend Yield Analysis

ITHRX Category Low Category High ITHRX % Rank
Dividend Yield 0.00% 0.00% 12.69% 77.25%

Dividend Distribution Analysis

ITHRX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Semi-Annually Quarterly Quarterly

Dividend Payout History


Net Income Ratio Analysis

ITHRX Category Low Category High ITHRX % Rank
Net Income Ratio 0.04% -2.85% 3.08% 91.49%

Capital Gain Distribution Analysis

ITHRX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

ITHRX - Managers

Gregg R. Thomas

Manager

Start Date

Tenure

Tenure Rank

Mar 01, 2013

6.59

6.6%

Mr. Thomas joined Wellington Management in 2002, where he currently serves as Senior Managing Director and Associate Director, Investment Strategy and Risk. As associate director of Investment Strategy and Risk, Gregg conducts original research on portfolio and risk-management topics, leads various Wellington Management internal investment oversight processes, and analyzes key trends and investment risks across the equity, fixed income, asset allocation, and hedge fund product suites. In addition, he is a portfolio manager on certain multi-manager solutions offered by the firm, including Global Equities, International Equities, Hedged Equities, Japan Equities, and US Alpha strategies. Gregg is a member of a number of Wellington Management’s committees and oversight groups, including the Risk Management Committee, Fixed Income Risk Advisory Council, Equity Risk Advisory Council, Multi Asset Strategy Review Group, Equity Review Group II, New Product Working Group, and Philosophy and Process Panel, and represents Wellington Management as a member of the Buy Side Risk Managers Forum. Previously, Gregg was an equity portfolio specialist and analyst at Wellington Management (2002 – 2006). Prior to rejoining the firm in 2002, he worked as a quantitative business analyst at Zurich Scudder Investments (2001), as a business analyst and data analyst in Wellington Management’s Information Services Group (1997 – 2001), and in various financial markets-related positions at IDD Information Services (1993 – 1997). Gregg received his BS in finance, with high distinction, from the University of Rhode Island (1992). He holds the Chartered Financial Analyst designation.


Thomas S. Simon

Manager

Start Date

Tenure

Tenure Rank

Dec 31, 2016

2.75

2.8%

Mr. Simon is Managing Director and Director, Equity Risk Management, Investment Strategy and Risk of Wellington Management Company LLP. Mr. Simon joined the firm in 2009 and has been an investment professional since 2001.


Tenure Analysis

Category Low

0.0

Category High

33.23

Category Average

5.97

Category Mode

4.04