KAUIX: Federated Hermes Kaufmann Fd - MutualFunds.com
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Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$8.01

-

-

1.52%

Vitals

YTD Return

8.4%

1 yr return

18.6%

3 Yr Avg Return

17.2%

5 Yr Avg Return

20.5%

Net Assets

$8.78 B

Holdings in Top 10

20.7%

52 WEEK LOW AND HIGH

$8.05
$6.87
$8.27

Expenses

OPERATING FEES

Expense Ratio 1.52%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 38.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$1,000,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Mid-Cap Growth


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$8.01

-

-

1.52%

KAUIX - Profile

Distributions

  • YTD Total Return 8.4%
  • 3 Yr Annualized Total Return 17.2%
  • 5 Yr Annualized Total Return 20.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.89%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Federated Hermes Kaufmann Fd
  • Fund Family Name
    Federated
  • Inception Date
    Dec 29, 2016
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Hans Utsch

Fund Description

The fund invests a majority of its assets in the common stocks of small- and medium-sized companies that are traded on national security exchanges, the NASDAQ stock market and on the over-the-counter market. Up to 30% of the fund's net assets may be invested in foreign securities. It may invest in fixed-income securities, American Depositary Receipts (ADRs) and use derivative contracts and/or hybrid instruments to implement elements of its investment strategy.


KAUIX - Performance

Return Ranking - Trailing

Period KAUIX Return Category Return Low Category Return High Rank in Category (%)
YTD 8.4% -81.3% 43.5% 78.84%
1 Yr 18.6% 10.1% 96.5% 99.17%
3 Yr 17.2%* 7.2% 43.9% 72.29%
5 Yr 20.5%* 9.1% 44.7% 42.22%
10 Yr 16.8%* 9.6% 22.6% 33.99%

* Annualized

Return Ranking - Calendar

Period KAUIX Return Category Return Low Category Return High Rank in Category (%)
2020 20.8% -69.7% 2474.5% 63.94%
2019 19.1% -50.2% 44.0% 77.70%
2018 -8.9% -70.5% 9.2% 22.89%
2017 14.6% -21.1% 84.9% 58.68%
2016 N/A -61.7% 20.7% N/A

Total Return Ranking - Trailing

Period KAUIX Return Category Return Low Category Return High Rank in Category (%)
YTD 8.4% -81.3% 43.5% 78.84%
1 Yr 18.6% 10.1% 96.5% 98.72%
3 Yr 17.2%* -5.6% 43.9% 69.73%
5 Yr 20.5%* 9.1% 44.7% 40.26%
10 Yr 16.8%* 9.6% 22.6% 31.95%

* Annualized

Total Return Ranking - Calendar

Period KAUIX Return Category Return Low Category Return High Rank in Category (%)
2020 20.8% -69.7% 2474.5% 63.94%
2019 19.1% -50.2% 44.0% 77.70%
2018 -8.9% -51.7% 12.2% 45.78%
2017 28.5% -7.0% 84.9% 17.37%
2016 N/A -61.7% 20.7% N/A

NAV & Total Return History


KAUIX - Holdings

Concentration Analysis

KAUIX Category Low Category High KAUIX % Rank
Net Assets 8.78 B 1.21 M 115 B 14.77%
Number of Holdings 218 19 3540 10.43%
Net Assets in Top 10 1.76 B 2.5 K 12.2 B 16.72%
Weighting of Top 10 20.69% 3.5% 91.6% 71.45%

Top 10 Holdings

  1. argenx SE 3.64%
  2. argenx SE 3.64%
  3. argenx SE 3.64%
  4. argenx SE 3.64%
  5. argenx SE 3.64%
  6. argenx SE 3.64%
  7. argenx SE 3.64%
  8. argenx SE 3.64%
  9. argenx SE 3.64%
  10. argenx SE 3.64%

Asset Allocation

Weighting Return Low Return High KAUIX % Rank
Stocks
97.64% 16.18% 100.50% 70.09%
Other
1.27% -0.44% 30.27% 4.45%
Cash
1.10% -0.50% 25.07% 52.76%
Preferred Stocks
0.00% 0.00% 1.36% 59.36%
Convertible Bonds
0.00% 0.00% 0.30% 57.67%
Bonds
0.00% 0.00% 46.55% 58.90%

Stock Sector Breakdown

Weighting Return Low Return High KAUIX % Rank
Healthcare
35.29% 0.00% 37.31% 1.53%
Technology
24.20% 0.00% 61.26% 76.53%
Industrials
10.42% 0.00% 38.40% 79.60%
Consumer Cyclical
9.48% 0.00% 61.62% 88.96%
Financial Services
6.74% 0.00% 36.63% 44.17%
Basic Materials
5.92% 0.00% 25.59% 6.29%
Real Estate
2.99% 0.00% 11.46% 35.12%
Consumer Defense
2.21% 0.00% 13.92% 48.01%
Utilities
1.24% 0.00% 9.98% 15.18%
Communication Services
1.22% 0.00% 31.17% 82.82%
Energy
0.30% 0.00% 68.96% 42.48%

Stock Geographic Breakdown

Weighting Return Low Return High KAUIX % Rank
US
77.90% 16.04% 100.00% 96.63%
Non US
19.74% 0.00% 55.84% 1.53%

KAUIX - Expenses

Operational Fees

KAUIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.52% 0.01% 2.77% 15.56%
Management Fee 1.30% 0.00% 1.50% 99.51%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.10% 0.01% 0.40% 56.28%

Sales Fees

KAUIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

KAUIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.20% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

KAUIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 38.00% 0.00% 457.00% 36.32%

KAUIX - Distributions

Dividend Yield Analysis

KAUIX Category Low Category High KAUIX % Rank
Dividend Yield 0.00% 0.00% 0.18% 58.87%

Dividend Distribution Analysis

KAUIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Semi-Annually Monthly Semi-Annually

Net Income Ratio Analysis

KAUIX Category Low Category High KAUIX % Rank
Net Income Ratio -0.89% -69.00% 2.16% 80.03%

Capital Gain Distribution Analysis

KAUIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually

Dividend Payout History

View More +

KAUIX - Fund Manager Analysis

Managers

Hans Utsch


Start Date

Tenure

Tenure Rank

Feb 21, 1986

35.55

35.6%

Senior Vice President, Senior Portfolio Manager, Head of Kaufmann Growth Equity Team. Responsible for portfolio management and research in global growth equity area. Previous associations: Chairman & Co-Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; President, Hans Utsch & Company; Analyst, Goodbody & Co. B.A., Amherst College; M.B.A., Columbia University. Joined Federated 2001; joined Kaufmann Fund 1986; Investment Experience: 56 Years.

Mark Bauknight


Start Date

Tenure

Tenure Rank

Oct 01, 2003

17.93

17.9%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Analyst, UBS Securities, LLC; Analyst, Morgan Stanley & Co. Two B.A. degrees, University of North Carolina at Chapel Hill; M.B.A., Oxford University. Joined Federated 2001; joined Kaufmann Fund 1997; Investment Experience: 25 Years.

Thomas Brakel


Start Date

Tenure

Tenure Rank

Jul 01, 2012

9.17

9.2%

Vice President, Senior Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Senior Biotech Analyst New Vernon Associates; Biotech Analyst, BioPharma Fund; Biotech/Pharmaceutical Analyst, Mehta Partners. M.D., Erasmus University Rotterdam, The Netherlands; M.B.A., Stanford University. Joined Federated Hermes 2003

Barbara Miller


Start Date

Tenure

Tenure Rank

Dec 31, 2013

7.67

7.7%

Barbara Miller, Vice President, Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Equity Analyst, Goldman Sachs; Principal, BT Alex Brown; Vice President, Edelman Public Relations Worldwide; Associate, Adams & Rinehart/Ogilvy & Mather; Broadcast Journalist. B.A., Brown University; M.B.A., Harvard Business School. Joined Federated Hermes 2002

John Ettinger


Start Date

Tenure

Tenure Rank

Dec 31, 2013

7.67

7.7%

Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Investment Analyst, Energy Technology Investments; Equity Analyst, Value Line. B.A., Duke University. Joined Federated 2001; joined Kaufmann Fund 1996; Investment Experience: 24 Years.

Stephen DeNichilo


Start Date

Tenure

Tenure Rank

Dec 31, 2014

6.67

6.7%

Stephen DeNichilo, CFA, Vice President, Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Senior Research Analyst, ACK Asset Management, LLC; Equity Research Analyst, Thomson, Horstmann & Bryant, Inc.; Equity Research Associate, First Albany Capital; Market Analyst, Lord, Abbett & Company; B.S., Villanova University; M.B.A., Fordham University. Frequent guest on CNBC’s Power Lunch. Joined Federated Hermes 2012

Vivian Wohl


Start Date

Tenure

Tenure Rank

Dec 31, 2014

6.67

6.7%

Vivian Wohl, Vice President, Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: First Vice President and Senior Analyst, Merrill Lynch; Senior Health Care Analyst and Managing Director, Robertson Stephens & Co.; Partner, Crown Advisors. B.A., Cornell University; M.B.A., Columbia University. Joined Federated Hermes 2002

Steven Abrahamson


Start Date

Tenure

Tenure Rank

Dec 31, 2015

5.67

5.7%

Member of the Fund's Investment Team since December 2007; Senior Investment Analyst; joined Federated in 2001; formerly Investment Analyst with Edgemont Asset Management Corp., Adviser to The Kaufmann Fund, Inc. (predecessor to the Kaufmann Fund) since 2001; B.S., Bucknell University; M.B.A., Duke University. Steven Abrahamson, Senior Investment Analyst & Portfolio Manager, has been the Fund’s portfolio manager since April 2014 and a member of the Fund’s investment management team since April 2002.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.12 35.55 8.37 0.72