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Trending ETFs

Name

As of 12/05/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$15.47

$270 M

3.50%

$0.55

1.48%

Vitals

YTD Return

2.1%

1 yr return

0.8%

3 Yr Avg Return

7.0%

5 Yr Avg Return

6.5%

Net Assets

$270 M

Holdings in Top 10

20.9%

52 WEEK LOW AND HIGH

$15.7
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.48%

SALES FEES

Front Load 4.50%

Deferred Load N/A

TRADING FEES

Turnover 26.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$2,500

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 12/05/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$15.47

$270 M

3.50%

$0.55

1.48%

KSDVX - Profile

Distributions

  • YTD Total Return 2.1%
  • 3 Yr Annualized Total Return 7.0%
  • 5 Yr Annualized Total Return 6.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.98%
DIVIDENDS
  • Dividend Yield 3.5%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Keeley Small Cap Dividend Value Fund
  • Fund Family Name
    Gabelli/GAMCO/Teton/Keeley Complex
  • Inception Date
    Dec 01, 2009
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Thomas Browne

Fund Description

The Fund intends to pursue its investment objective by investing in equity securities of companies with a small market capitalization and that currently pay, or are reasonably expected to pay, dividends to shareholders. Under normal market conditions, the Fund will invest no less than 80% of its net assets (plus the amount of any borrowings for investment purposes) in “dividend-paying” common stocks and other equity type securities (including preferred stock, convertible debt securities and warrants) of “small cap” companies, which the Adviser currently defines as securities within the range of the Russell 2000® Value Index (the “Index”) at the time of investment. The market cap range of the Index changes daily, and as a result, the capitalization of small cap companies in which the Fund invests will also change. As of December 31, 2022, the market capitalization range of the Index was approximately $6.1 million to $6.7 billion.
“Dividend-paying” common stocks have one or more of the following characteristics: (i) attractive dividend yields that, in the opinion of the Adviser, are relatively stable or expected to grow; (ii) that pay a small dividend, but could grow their dividend over the next few years; and (iii) that pay no dividend, but may initiate a dividend or return cash to shareholders in other ways, such as a share repurchase program.
In making investment decisions for the Fund, the Adviser employs a “value” investment philosophy, which is based upon the belief that, at times, the market value of an asset may deviate from its underlying (“intrinsic”) value, and that the market price and the intrinsic value should converge over the long-term. The Fund seeks to invest in securities of small‑cap, undervalued companies that meet certain criteria identified by the Adviser from time to time. The Adviser focuses its attention on particular kinds of undervalued stocks and constructs the Fund’s portfolio using a rigorous, “bottom‑up” investment process that concentrates on individual companies (rather than on macroeconomic trends). The Adviser looks for stocks with sustainable, expected growth in earnings and dividends, and attempts to buy them when they are temporarily out‑of‑favor or undervalued by the market. Each stock is judged on its potential for above-average capital appreciation.
The Adviser believes that a track record of dividend increases is an excellent indicator of a company’s financial health and growth prospects, and that over the long-term, income can contribute significantly to total return. Dividends also can help reduce the Fund’s volatility during periods of market turbulence and can help offset losses when stock prices are falling. The Adviser reasonably expects that a company will pay a dividend or return cash to shareholders in other ways based upon the company’s operating history, its growth and profitability opportunities, and its history of sales, profits and dividend payments.
The Fund intends to pay the dividends it receives at least annually. It is the Adviser’s intention for the Fund typically to hold securities for more than two years. However, the Adviser may sell securities when
a more attractive opportunity emerges, when a company becomes over-weighed in the portfolio, or when operating difficulties or other circumstances make selling desirable.
As long as an investment continues to meet the Fund’s criteria set forth above, the Fund may choose to hold such securities even if the company’s capitalization moves outside the Russell 2000® Value Index range. If less than 80% of the Fund’s net assets (plus the amount of any borrowings for investment purposes) are invested in such companies, the Fund will not invest in companies other than those with a small market capitalization until the 80% threshold is restored.
The Fund may be suitable for the more aggressive section of an investor’s portfolio. The Fund is designed for people who want to grow their capital over the long-term and who are comfortable with possible frequent short-term changes in the value of their investment. An investment in the Fund should not be considered a complete investment program.
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KSDVX - Performance

Return Ranking - Trailing

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.1% -5.6% 24.8% 86.59%
1 Yr 0.8% -16.6% 21.8% 79.34%
3 Yr 7.0%* -8.6% 75.3% 64.35%
5 Yr 6.5%* -6.8% 46.3% 73.32%
10 Yr 5.4%* -5.2% 25.4% 67.76%

* Annualized

Return Ranking - Calendar

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
2022 -17.7% -36.7% 212.9% 54.91%
2021 11.4% -62.0% 147.6% 80.00%
2020 1.5% -24.8% 31.3% 55.76%
2019 17.9% -21.7% 34.0% 57.14%
2018 -24.2% -48.1% -8.3% 53.42%

Total Return Ranking - Trailing

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.1% -5.6% 24.8% 86.59%
1 Yr 0.8% -16.6% 21.8% 79.34%
3 Yr 7.0%* -8.6% 75.3% 64.35%
5 Yr 6.5%* -6.8% 46.3% 73.32%
10 Yr 5.4%* -5.2% 25.4% 67.76%

* Annualized

Total Return Ranking - Calendar

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
2022 -5.9% -36.7% 250.0% 16.52%
2021 24.7% -2.4% 157.9% 86.44%
2020 3.6% -20.0% 33.4% 48.00%
2019 20.0% -1.5% 34.3% 76.85%
2018 -16.6% -32.8% -6.0% 61.77%

NAV & Total Return History


KSDVX - Holdings

Concentration Analysis

KSDVX Category Low Category High KSDVX % Rank
Net Assets 270 M 2.53 M 46.3 B 60.52%
Number of Holdings 80 10 1593 69.85%
Net Assets in Top 10 56.6 M 336 K 3.04 B 57.05%
Weighting of Top 10 20.94% 0.3% 91.5% 47.83%

Top 10 Holdings

  1. TechnipFMC PLC 2.99%
  2. Primoris Services Corp 2.47%
  3. Spectrum Brands Holdings Inc 2.26%
  4. Ensign Group Inc/The 2.05%
  5. Argan Inc 1.94%
  6. CareTrust REIT Inc 1.93%
  7. Kontoor Brands Inc 1.87%
  8. Air Lease Corp 1.82%
  9. ChampionX Corp 1.82%
  10. STAG Industrial Inc 1.79%

Asset Allocation

Weighting Return Low Return High KSDVX % Rank
Stocks
98.44% 0.00% 105.32% 45.99%
Bonds
1.55% 0.00% 81.30% 2.39%
Cash
0.01% 0.00% 99.02% 93.06%
Preferred Stocks
0.00% 0.00% 2.78% 52.93%
Other
0.00% -1.61% 33.69% 64.86%
Convertible Bonds
0.00% 0.00% 2.63% 50.77%

Stock Sector Breakdown

Weighting Return Low Return High KSDVX % Rank
Financial Services
27.92% 0.00% 35.71% 18.63%
Industrials
15.98% 0.65% 48.61% 60.98%
Real Estate
10.97% 0.00% 44.41% 24.83%
Consumer Cyclical
9.40% 0.00% 51.62% 69.84%
Energy
7.95% 0.00% 29.42% 52.33%
Utilities
6.49% 0.00% 13.86% 4.88%
Healthcare
6.09% 0.00% 25.76% 51.00%
Basic Materials
5.83% 0.00% 67.30% 41.91%
Technology
4.74% 0.00% 34.03% 94.24%
Consumer Defense
2.95% 0.00% 13.22% 64.52%
Communication Services
1.69% 0.00% 24.90% 69.18%

Stock Geographic Breakdown

Weighting Return Low Return High KSDVX % Rank
US
98.44% 0.00% 105.32% 34.49%
Non US
0.00% 0.00% 63.99% 65.73%

Bond Sector Breakdown

Weighting Return Low Return High KSDVX % Rank
Derivative
0.00% -1.61% 2.31% 49.02%
Cash & Equivalents
0.00% 0.00% 100.00% 92.41%
Securitized
0.00% 0.00% 17.64% 49.88%
Corporate
0.00% 0.00% 100.00% 53.32%
Municipal
0.00% 0.00% 0.04% 49.88%
Government
0.00% 0.00% 56.51% 50.12%

Bond Geographic Breakdown

Weighting Return Low Return High KSDVX % Rank
US
1.55% 0.00% 77.36% 2.39%
Non US
0.00% 0.00% 3.94% 51.19%

KSDVX - Expenses

Operational Fees

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.48% 0.05% 36.54% 32.10%
Management Fee 0.99% 0.00% 1.50% 87.61%
12b-1 Fee 0.25% 0.00% 1.00% 47.96%
Administrative Fee N/A 0.01% 0.35% N/A

Sales Fees

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 4.50% 2.50% 5.75% 90.32%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 26.00% 7.00% 252.00% 10.75%

KSDVX - Distributions

Dividend Yield Analysis

KSDVX Category Low Category High KSDVX % Rank
Dividend Yield 3.50% 0.00% 8.09% 57.92%

Dividend Distribution Analysis

KSDVX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Annual Annual

Net Income Ratio Analysis

KSDVX Category Low Category High KSDVX % Rank
Net Income Ratio 0.98% -1.43% 4.13% 17.74%

Capital Gain Distribution Analysis

KSDVX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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KSDVX - Fund Manager Analysis

Managers

Thomas Browne


Start Date

Tenure

Tenure Rank

Dec 01, 2009

12.5

12.5%

Mr. Browne joined Keeley Teton upon its operational inception on March 1, 2017 and has 32 years of investment experience. Prior to that date, Mr. Browne served as a Portfolio Manager (2009‐2017) of the Small Cap Dividend Value and Mid‐Cap Dividend Value strategies on behalf of Keeley Asset Management Corp. (“KAMCO”). Before joining KAMCO, he was a Portfolio Manager in charge of Oppenheimer Capital’s small‐cap core and small‐cap value strategies. Prior to that, Mr. Browne managed a mid‐cap portfolio for SEB Asset Management and was an analyst at small cap investment firm Palisade Capital Management. Earlier in his career, Mr. Browne was a sell‐side technology services analyst for Prudential Securities and was twice recognized in the Wall Street Journal’s Best on the Street survey. Mr. Browne earned his M.B.A. from New York University Stern School of Business and his B.B.A. from the University of Notre Dame. In addition, Mr. Browne holds the Chartered Financial Analyst designation from the CFA Institute.

Brian Leonard


Start Date

Tenure

Tenure Rank

Dec 01, 2009

12.5

12.5%

Mr. Leonard joined Keeley Teton Advisors, LLC (“Keeley Teton”) on March 1, 2017. Prior to joining Keeley Teton, Mr. Leonard served as a Portfolio Manager (2004-2017) and Research Analyst and Client Service Associate (2004-2009) with Keeley Asset Management Corp. (“KAMCO”). While employed by KAMCO, Mr. Leonard managed client portfolios for KAMCO’s historical clients in a manner consistent with the strategies he currently manages for Keeley Teton. Before joining KAMCO, Mr. Leonard was an Associate with CRA RogersCasey from 1998 to 2004. Brian earned his M.S. in finance from St. Xavier University’s Graham School of Management and his B.S. from DePaul University. In addition, Mr. Leonard holds the Chartered Financial Analyst designation from the CFA Institute.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 37.45 8.19 3.58