KSDVX: Keeley Small Cap Dividend Value A

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Channels

Find the latest content and information here about the 2019 Charles Schwab Impact Conference.

Advisors

Receive email updates about fund flows, news, upcoming CE accredited webcasts from industry thought leaders and more.

Content focused on helping financial advisors build successful client relationships and grow their business.

Content geared towards helping financial advisors build better client portfolios.

Get insights on the industry trends and investment news from leading fund managers and experts.

KSDVX Keeley Small Cap Dividend Value A


Profile

KSDVX - Profile

Vitals

  • YTD Return -25.0%
  • 3 Yr Annualized Return -11.4%
  • 5 Yr Annualized Return -6.2%
  • Net Assets $281 M
  • Holdings in Top 10 24.5%

52 WEEK LOW AND HIGH

$12.50
$8.94
$16.95

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.45%

SALES FEES

  • Front Load 4.50%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 71.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $2,500
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -25.0%
  • 3 Yr Annualized Total Return -6.5%
  • 5 Yr Annualized Total Return -1.2%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 2.04%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Keeley Small Cap Dividend Value Fund
  • Fund Family Name
    Keeley
  • Inception Date
    Dec 01, 2009
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Thomas Browne

Fund Description

The advisor intends to pursue its investment objective by investing in equity securities of companies with a small market capitalization and that currently pay, or are reasonably expected to pay, dividends to shareholders. Under normal market conditions, the fund will invest no less than 80% of its net assets (plus the amount of any borrowings for investment purposes) in "dividend-paying" common stocks and other equity type securities (including preferred stock, convertible debt securities and warrants) of "small cap" companies.


Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.


Categories

Performance

KSDVX - Performance

Return Ranking - Trailing

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
YTD -25.0% -43.5% 0.0% 44.87%
1 Yr -22.4% -46.7% 8.4% 68.75%
3 Yr -11.4%* -32.9% 2.1% 40.16%
5 Yr -6.2%* -27.3% 1.3% 35.69%
10 Yr 1.0%* -15.9% 8.9% 33.33%

* Annualized

Return Ranking - Calendar

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
2019 17.9% -21.7% 34.0% 53.50%
2018 -24.2% -48.1% 5.1% 51.30%
2017 -0.1% -28.5% 26.3% 62.05%
2016 24.9% -2.4% 58.5% 27.19%
2015 -13.6% -36.0% 2.5% 57.45%

Total Return Ranking - Trailing

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
YTD -25.0% -43.5% 0.0% 44.87%
1 Yr -22.4% -46.7% 8.4% 68.75%
3 Yr -6.5%* -29.7% 2.7% 25.27%
5 Yr -1.2%* -17.4% 3.8% 24.00%
10 Yr 6.1%* -9.1% 9.3% 17.16%

* Annualized

Total Return Ranking - Calendar

Period KSDVX Return Category Return Low Category Return High Rank in Category (%)
2019 17.9% -21.7% 34.0% 53.50%
2018 -16.5% -48.1% 5.1% 29.17%
2017 7.4% -28.5% 26.3% 51.52%
2016 29.5% -0.8% 58.5% 15.20%
2015 -8.3% -36.0% 3.0% 58.39%

NAV & Total Return History


Holdings

KSDVX - Holdings

Concentration Analysis

KSDVX Category Low Category High KSDVX % Rank
Net Assets 281 M 6.28 K 24.6 B 49.76%
Number of Holdings 76 1 1489 76.07%
Net Assets in Top 10 60.8 M 159 K 1.68 B 40.28%
Weighting of Top 10 24.45% 4.7% 100.0% 30.86%

Top 10 Holdings

  1. Chemed Corp 3.55%
  2. Atlantica Sustainable Infrastructure PLC 3.04%
  3. KBR Inc 2.78%
  4. Ensign Group Inc 2.46%
  5. Primoris Services Corp 2.44%
  6. South Jersey Industries Inc 2.34%
  7. CenterState Bank Corp 2.04%
  8. OceanFirst Financial Corp 2.00%
  9. Healthcare Services Group Inc 1.93%
  10. Nexstar Media Group Inc Class A 1.87%

Asset Allocation

Weighting Return Low Return High KSDVX % Rank
Stocks
99.26% 80.59% 100.27% 20.38%
Cash
0.73% -80.85% 35.33% 74.88%
Preferred Stocks
0.00% 0.00% 0.93% 56.64%
Other
0.00% -25.77% 20.06% 58.29%
Convertible Bonds
0.00% 0.00% 4.17% 56.16%
Bonds
0.00% 0.00% 59.87% 59.72%

Stock Sector Breakdown

Weighting Return Low Return High KSDVX % Rank
Financial Services
27.99% 0.00% 37.97% 35.78%
Real Estate
13.00% 0.00% 17.84% 8.53%
Industrials
11.94% 0.00% 43.19% 93.13%
Utilities
8.83% 0.00% 14.21% 3.79%
Consumer Cyclical
8.75% 0.00% 51.34% 72.99%
Healthcare
8.13% 0.00% 25.30% 11.14%
Technology
6.26% 0.00% 35.54% 89.34%
Basic Materials
5.93% 0.00% 17.37% 25.36%
Communication Services
4.56% 0.00% 11.68% 8.29%
Energy
2.97% 0.00% 93.48% 58.29%
Consumer Defense
1.65% 0.00% 15.40% 87.20%

Stock Geographic Breakdown

Weighting Return Low Return High KSDVX % Rank
US
93.22% 80.59% 99.81% 62.09%
Non US
6.04% 0.00% 17.84% 17.54%

Expenses

KSDVX - Expenses

Operational Fees

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.45% 0.06% 14.59% 34.83%
Management Fee 1.00% 0.05% 1.49% 93.11%
12b-1 Fee 0.25% 0.00% 1.00% 46.64%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 4.50% 2.50% 5.75% 88.71%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

KSDVX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 71.00% 7.04% 534.00% 56.62%

Distributions

KSDVX - Distributions

Dividend Yield Analysis

KSDVX Category Low Category High KSDVX % Rank
Dividend Yield 0.00% 0.00% 27.90% 58.06%

Dividend Distribution Analysis

KSDVX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Monthly Quarterly

Net Income Ratio Analysis

KSDVX Category Low Category High KSDVX % Rank
Net Income Ratio 2.04% -1.67% 2.73% 1.71%

Capital Gain Distribution Analysis

KSDVX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

KSDVX - Fund Manager Analysis

Managers

Thomas Browne


Start Date

Tenure

Tenure Rank

Dec 01, 2009

10.42

10.4%

Mr. Browne joined Keeley Teton upon its operational inception on March 1, 2017 and has 32 years of investment experience. Prior to that date, Mr. Browne served as a Portfolio Manager (2009‐2017) of the Small Cap Dividend Value and Mid‐Cap Dividend Value strategies on behalf of Keeley Asset Management Corp. (“KAMCO”). Before joining KAMCO, he was a Portfolio Manager in charge of Oppenheimer Capital’s small‐cap core and small‐cap value strategies. Prior to that, Mr. Browne managed a mid‐cap portfolio for SEB Asset Management and was an analyst at small cap investment firm Palisade Capital Management. Earlier in his career, Mr. Browne was a sell‐side technology services analyst for Prudential Securities and was twice recognized in the Wall Street Journal’s Best on the Street survey. Mr. Browne earned his M.B.A. from New York University Stern School of Business and his B.B.A. from the University of Notre Dame. In addition, Mr. Browne holds the Chartered Financial Analyst designation from the CFA Institute.

Brian Leonard


Start Date

Tenure

Tenure Rank

Dec 01, 2009

10.42

10.4%

Mr. Leonard joined Keeley Teton Advisors, LLC (“Keeley Teton”) on March 1, 2017. Prior to joining Keeley Teton, Mr. Leonard served as a Portfolio Manager (2004-2017) and Research Analyst and Client Service Associate (2004-2009) with Keeley Asset Management Corp. (“KAMCO”). While employed by KAMCO, Mr. Leonard managed client portfolios for KAMCO’s historical clients in a manner consistent with the strategies he currently manages for Keeley Teton. Before joining KAMCO, Mr. Leonard was an Associate with CRA RogersCasey from 1998 to 2004. Brian earned his M.S. in finance from St. Xavier University’s Graham School of Management and his B.S. from DePaul University. In addition, Mr. Leonard holds the Chartered Financial Analyst designation from the CFA Institute.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 35.36 6.9 1.57