LAWAX: Ladenburg Aggressive Growth A

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LAWAX Ladenburg Aggressive Growth A


Profile

LAWAX - Profile

Vitals

  • YTD Return 2.9%
  • 3 Yr Annualized Return 7.6%
  • 5 Yr Annualized Return N/A
  • Net Assets $24.2 M
  • Holdings in Top 10 99.2%

52 WEEK LOW AND HIGH

$14.32
$12.55
$14.49

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.45%

SALES FEES

  • Front Load 5.00%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 46.78%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification

  • Primary Caregory
  • Fund Type Open End Mutual Fund
  • Investment Style Allocation--85%+ Equity

Distributions

  • YTD Total Return 2.9%
  • 3 Yr Annualized Total Return 8.2%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.93%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Ladenburg Aggressive Growth Fund
  • Fund Family Name
    Ladenburg Thalmann
  • Inception Date
    Aug 24, 2015
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Phillip Blancato

Fund Description

The fund seeks to achieve the fund's investment objective by investing in a combination of equity, fixed income and alternative strategy exchange traded funds ("ETFs"), exchange-traded notes ("ETNs") and mutual funds (together, "underlying funds"). It may invest up to 60% of its net assets in underlying funds that primarily invest in foreign securities. The fund's adviser invests the fund's assets in the underlying funds in accordance with the following ranges: Equity 70-100%; Fixed Income 0-30%; and Alternatives 0-20%.


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Categories

Performance

LAWAX - Performance

Return Ranking - Trailing

Period LAWAX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.9% -20.1% 16.3% 18.02%
1 Yr 11.8% -60.2% 60.6% 18.54%
3 Yr 7.6%* -25.5% 31.9% 8.70%
5 Yr N/A* -26.1% 25.2% N/A
10 Yr N/A* -8.5% 32.3% N/A

* Annualized

Return Ranking - Calendar

Period LAWAX Return Category Return Low Category Return High Rank in Category (%)
2019 21.6% -52.1% 71.9% 10.37%
2018 -10.5% -43.8% 7.5% 30.27%
2017 17.0% -25.3% 59.5% 13.87%
2016 10.9% -24.5% 47.9% 32.79%
2015 N/A -65.1% 11.8% N/A

Total Return Ranking - Trailing

Period LAWAX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.9% -20.1% 16.3% 18.02%
1 Yr 11.8% -60.2% 60.6% 18.54%
3 Yr 8.2%* -25.5% 37.1% 12.32%
5 Yr N/A* -26.1% 28.2% N/A
10 Yr N/A* -8.0% 34.0% N/A

* Annualized

Total Return Ranking - Calendar

Period LAWAX Return Category Return Low Category Return High Rank in Category (%)
2019 21.6% -52.1% 71.9% 10.98%
2018 -10.5% -38.4% 8.2% 42.18%
2017 19.0% -25.3% 68.6% 15.69%
2016 10.9% -24.5% 65.5% 43.32%
2015 N/A -65.1% 11.8% N/A

NAV & Total Return History


Holdings

LAWAX - Holdings

Concentration Analysis

LAWAX Category Low Category High LAWAX % Rank
Net Assets 24.2 M 1.07 M 8.07 B 78.89%
Number of Holdings 12 3 1896 89.57%
Net Assets in Top 10 24 M -2.74 M 2.11 B 62.03%
Weighting of Top 10 99.16% 12.9% 238.7% 3.96%

Top 10 Holdings

  1. Schwab US Large-Cap Growth ETF™ 29.11%
  2. Schwab US Large-Cap Value ETF™ 20.51%
  3. Vanguard Mid-Cap Growth ETF 11.57%
  4. JPMorgan Hedged Equity I 7.91%
  5. Vanguard Mid-Cap Value ETF 7.90%
  6. Schwab US Small-Cap ETF™ 6.66%
  7. Vanguard Short-Term Bond ETF 6.50%
  8. JPMorgan Diversified Return Intl Eq ETF 3.61%
  9. iShares Core MSCI Emerging Markets ETF 3.57%
  10. AllianzGI Structured Return Instl 1.82%

Asset Allocation

Weighting Return Low Return High LAWAX % Rank
Stocks
91.78% 80.15% 188.60% 80.00%
Bonds
6.41% -81.18% 78.08% 8.99%
Cash
1.75% -93.51% 58.00% 40.87%
Convertible Bonds
0.06% 0.00% 3.64% 10.14%
Preferred Stocks
0.00% 0.00% 9.95% 74.78%
Other
0.00% -65.39% 24.96% 66.38%

Stock Sector Breakdown

Weighting Return Low Return High LAWAX % Rank
Technology
19.66% 0.00% 57.56% 26.61%
Financial Services
14.68% 0.00% 60.67% 38.84%
Healthcare
12.83% 0.00% 99.62% 43.12%
Consumer Cyclical
10.95% 0.00% 34.98% 33.64%
Industrials
10.67% 0.00% 49.77% 30.89%
Communication Services
9.22% 0.00% 20.99% 26.61%
Consumer Defense
5.84% 0.00% 20.50% 52.60%
Real Estate
5.45% 0.00% 99.68% 19.88%
Utilities
3.94% 0.00% 37.40% 25.99%
Energy
3.72% 0.00% 100.00% 71.87%
Basic Materials
3.06% 0.00% 10.91% 31.19%

Stock Geographic Breakdown

Weighting Return Low Return High LAWAX % Rank
US
83.71% 80.15% 186.80% 87.54%
Non US
8.07% -0.33% 39.88% 17.39%

Bond Sector Breakdown

Weighting Return Low Return High LAWAX % Rank
Government
58.33% 0.00% 99.94% 3.20%
Cash & Equivalents
21.70% -0.91% 100.00% 82.27%
Corporate
19.87% 0.00% 100.00% 16.86%
Municipal
0.07% 0.00% 2.09% 5.52%
Securitized
0.04% 0.00% 28.64% 9.88%
Derivative
0.00% 0.00% 50.12% 72.67%

Bond Geographic Breakdown

Weighting Return Low Return High LAWAX % Rank
US
5.70% -119.41% 63.71% 10.72%
Non US
0.71% -0.01% 38.23% 7.83%

Expenses

LAWAX - Expenses

Operational Fees

LAWAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.45% 0.37% 37.17% 69.94%
Management Fee 0.50% 0.03% 2.64% 4.64%
12b-1 Fee 0.25% 0.00% 1.00% 50.52%
Administrative Fee N/A 0.05% 0.45% N/A

Sales Fees

LAWAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.00% 2.00% 5.75% 77.14%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

LAWAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

LAWAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 46.78% 0.00% 5191.00% 40.67%

Distributions

LAWAX - Distributions

Dividend Yield Analysis

LAWAX Category Low Category High LAWAX % Rank
Dividend Yield 0.00% 0.00% 11.75% 82.32%

Dividend Distribution Analysis

LAWAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

LAWAX Category Low Category High LAWAX % Rank
Net Income Ratio 0.93% -49.00% 4.56% 24.62%

Capital Gain Distribution Analysis

LAWAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

LAWAX - Fund Manager Analysis

Managers

Phillip Blancato


Start Date

Tenure

Tenure Rank

Aug 24, 2015

4.44

4.4%

Philip Blancato is the CEO and President of Ladenburg Thalmann Asset Management and Chairman of the Ladenburg Investment Policy Committee. He also serves as President of Ladenburg Thalmann Capital Agency, and Member of the Boards of Directors for affiliated companies: Ladenburg Thalmann & Co. Inc., Investacorp, Inc., Triad Advisors, Inc., Premier Trust, Securities America, Inc, KMS Financial Services, Inc. and Securities Service network, Inc. Philip is a twenty-five year veteran of the financial services industry with a specialized knowledge of portfolio and risk management, asset allocation and macro-economic theory as well as constructing and implementing seamlessly integrated platforms of fee-based solutions. Prior to joining Ladenburg Thalmann he worked for PowellJohnson as the Managing Director of Advisory Services where he directed the creation and implementation of a suite of fee-based platforms. Philip also worked for Prudential Securities beginning in 1990 where he held various positions within the Investment Management Services division. In 1996 he assumed the role of First Vice President and Director of Portfolio Management Programs. His primary function was to develop and improve upon the positioning and functionality of discretionary fee-based programs. During Philip’s tenure the Portfolio Management division became one of the most successful divisions within Prudential Securities with assets in excess of $16 billion. In 1990 Philip received a Bachelor of Science in Finance from Kean University and in 1998 a Marketing Continuing Education degree from New York University. In 2003 he became an Accredited Investment Fiduciary and in 2005 he completed the Securities Industry Association accredited program at Wharton Business School. Philip has been quoted in the Wall Street Journal, appeared on CNBC, and often speaks at industry conferences on topics such as investment management, portfolio risks and diversification and alternative investments. Ladenburg Thalmann Asset Management (LTAM) is an SEC Registered Investment Advisory firm, established in 1982, and has over $1.9 billion in assets under management. LTAM was formed to create a high net worth asset management division based on the individual talents and areas of expertise of its members to support our clients' diverse financial needs. Investments are managed based on a long-term time horizon while being mindful of the historical context of the markets. The goal of this active portfolio management approach has been quality returns that are in excess of the current market with a lower level of volatility.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 41.62 6.11 9.84