LDVIX: AXS Thomson Reuters Venture Capital Index Fund - MutualFunds.com

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AXS Thomson Reuters Vntr Cptl Idx I

LDVIX - Snapshot

Vitals

  • YTD Return 49.7%
  • 3 Yr Annualized Return 29.1%
  • 5 Yr Annualized Return 27.1%
  • Net Assets $221 M
  • Holdings in Top 10 42.8%

52 WEEK LOW AND HIGH

$32.26
$15.97
$36.38

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.81%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 115.00%

TRADING FEES

  • Max Redemption Fee 1.00%

Min Investment

  • Standard (Taxable) $5,000
  • IRA $5,000

Fund Classification


Compare LDVIX to Popular U.S. Large-Cap Growth Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$66.33

+0.32%

$218.07 B

0.57%

$0.38

29.73%

-

$296.28

+0.62%

$129.99 B

0.55%

$1.63

39.35%

-

$241.77

+0.57%

$125.92 B

0.55%

$1.32

32.72%

-

$124.43

+0.51%

$125.92 B

-

$0.00

32.56%

-

$17.40

+0.23%

$124.79 B

-

$0.00

26.91%

-

LDVIX - Profile

Distributions

  • YTD Total Return 49.7%
  • 3 Yr Annualized Total Return 29.1%
  • 5 Yr Annualized Total Return 27.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.28%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Semi-Annually

Fund Details

  • Legal Name
    AXS Thomson Reuters Venture Capital Index Fund
  • Fund Family Name
    AXS
  • Inception Date
    Oct 01, 2014
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Yash Patel

Fund Description

Under normal circumstances, the fund will invest at least 80% of its net assets, plus any borrowings for investment purposes, in the component publicly listed assets included in the underlying index. The index seeks to replicate the aggregate gross performance of U.S. venture capital-backed companies. However, the fund does not invest directly in venture capital funds or start-up companies. The fund is non-diversified.


LDVIX - Performance

Return Ranking - Trailing

Period LDVIX Return Category Return Low Category Return High Rank in Category (%)
YTD 49.7% -68.4% 124.1% 6.68%
1 Yr 55.6% -9.0% 135.4% 4.71%
3 Yr 29.1%* -3.8% 41.0% 2.92%
5 Yr 27.1%* -10.6% 33.4% 1.84%
10 Yr N/A* 5.1% 22.1% N/A

* Annualized

Return Ranking - Calendar

Period LDVIX Return Category Return Low Category Return High Rank in Category (%)
2019 49.9% -28.8% 76.0% 0.31%
2018 -1.2% -64.5% 10.6% 6.36%
2017 36.6% -68.7% 64.3% 0.95%
2016 -5.4% -56.6% 15.3% 78.87%
2015 N/A -82.5% 11.4% N/A

Total Return Ranking - Trailing

Period LDVIX Return Category Return Low Category Return High Rank in Category (%)
YTD 49.7% -68.4% 124.1% 6.68%
1 Yr 55.6% -12.7% 133.0% 4.60%
3 Yr 29.1%* -5.7% 41.0% 2.85%
5 Yr 27.1%* -11.6% 33.4% 1.68%
10 Yr N/A* 5.1% 22.1% N/A

* Annualized

Total Return Ranking - Calendar

Period LDVIX Return Category Return Low Category Return High Rank in Category (%)
2019 49.9% -28.8% 76.0% 0.31%
2018 5.6% -64.5% 16.5% 2.09%
2017 51.5% -24.8% 64.3% 0.60%
2016 -1.7% -56.6% 17.1% 77.69%
2015 N/A -38.0% 17.3% N/A

NAV & Total Return History


LDVIX - Holdings

Concentration Analysis

LDVIX Category Low Category High LDVIX % Rank
Net Assets 221 M 10.3 K 218 B 74.26%
Number of Holdings 145 1 2364 17.37%
Net Assets in Top 10 58.6 M 425 K 89.8 B 81.31%
Weighting of Top 10 42.78% 10.5% 100.0% 62.15%

Top 10 Holdings

  1. Bnp Swap 1552 5.51%
  2. Bnp Swap 1552 4.63%
  3. Bnp Swap 1552 4.63%
  4. Bnp Swap 1552 4.63%
  5. Bnp Swap 1552 4.63%
  6. Bnp Swap 1552 4.63%
  7. Bnp Swap 1552 4.63%
  8. Bnp Swap 1552 4.63%
  9. Bnp Swap 1552 4.63%
  10. Bnp Swap 1552 4.63%

Asset Allocation

Weighting Return Low Return High LDVIX % Rank
Stocks
95.85% 48.25% 116.73% 84.86%
Cash
13.43% -12.08% 51.74% 1.17%
Preferred Stocks
0.00% 0.00% 2.39% 61.97%
Convertible Bonds
0.00% 0.00% 6.97% 58.39%
Bonds
0.00% -0.42% 9.62% 59.39%
Other
-9.28% -17.43% 18.94% 99.78%

Stock Sector Breakdown

Weighting Return Low Return High LDVIX % Rank
Technology
42.27% 0.00% 53.57% 2.99%
Healthcare
16.85% 0.00% 69.42% 23.58%
Communication Services
14.74% 0.00% 67.67% 31.75%
Industrials
8.38% 0.00% 29.16% 21.61%
Financial Services
6.06% 0.00% 41.61% 83.50%
Consumer Cyclical
4.66% 0.00% 48.24% 98.10%
Consumer Defense
3.98% 0.00% 19.68% 46.35%
Real Estate
1.44% 0.00% 23.28% 55.99%
Basic Materials
1.31% 0.00% 13.33% 48.69%
Energy
0.30% 0.00% 19.81% 26.57%
Utilities
0.00% 0.00% 11.79% 72.92%

Stock Geographic Breakdown

Weighting Return Low Return High LDVIX % Rank
US
93.62% 46.80% 116.11% 50.44%
Non US
2.23% 0.00% 36.31% 66.57%

LDVIX - Expenses

Operational Fees

LDVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.81% 0.01% 23.28% 14.63%
Management Fee 1.25% 0.00% 1.50% 99.64%
12b-1 Fee N/A 0.00% 1.00% 19.47%
Administrative Fee N/A 0.01% 1.02% N/A

Sales Fees

LDVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.50% 8.50% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

LDVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 1.00% 0.50% 2.00% 90.91%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

LDVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 115.00% 0.00% 464.00% 90.80%

LDVIX - Distributions

Dividend Yield Analysis

LDVIX Category Low Category High LDVIX % Rank
Dividend Yield 0.00% 0.00% 17.94% 60.07%

Dividend Distribution Analysis

LDVIX Category Low Category High Category Mod
Dividend Distribution Frequency Semi-Annually Annually Quarterly Annually

Net Income Ratio Analysis

LDVIX Category Low Category High LDVIX % Rank
Net Income Ratio -0.28% -8.87% 2.43% 71.00%

Capital Gain Distribution Analysis

LDVIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

Dividend Payout History

View More +

LDVIX - Fund Manager Analysis

Managers

Yash Patel


Start Date

Tenure

Tenure Rank

Sep 24, 2015

5.11

5.1%

Yash Patel, CFA has served as Chief Operating Officer of the Adviser since March 2010. Mr. Patel brings 14 years of professional experience to the firm. His responsibilities include the management and leadership of operations, technology, trading, and portfolio management. Prior to joining the Adviser, Mr. Patel was a quantitative equity analyst for Allstate Investments, developing and implementing model-driven trading strategies. Previous to that, he worked and consulted for hedge funds including Bridgewater Associates and Citadel Investment Group. Mr. Patel earned an MBA with Honors from The University of Chicago Booth School of Business and a BS CSE from The Ohio State University.

David Armstrong


Start Date

Tenure

Tenure Rank

Sep 24, 2015

5.11

5.1%

David Armstrong has been a Portfolio Manager of Good Harbor Financial since 2010. Mr. Armstrong joined the firm in 2010 and became a member of the Investment Team in 2013. David's previous companies include Honeywell, RR Donnelley and Oracle. Prior to joining Good Harbor, he was a director of research conducting analysis on the nature and structure of competition in the credit card market for financial firms. David earned a MBA from the University of Chicago Booth School of Business and a BA from Knox College. David started at Good Harbor Financial in 2010.

Neil Peplinski


Start Date

Tenure

Tenure Rank

Sep 24, 2015

5.11

5.1%

Neil Peplinski,CFA, is the Managing Partner, Chairman, Chief Investment Officer and Co-founder of Good Harbor. Neil is the chief architect behind the Tactical Core® model, the Firm's flagship tactical asset allocation platform. Neil is responsible for research, investment analysis and the development/oversight of new investment strategies and models. Prior to co-founding Good Harbor, he served as a portfolio manager and quantitative analyst for Allstate Investments. Neil earned a MBA with High Honors from The University of Chicago Booth School of Business, a MSEE from The University of Michigan and a BSEE from The Michigan Technological University. Neil started at Good Harbor Financial in 2003.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 52.87 7.78 0.83
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