MMCMX: BNY Mellon Small/Mid Cap Multi-Strat M - MutualFunds.com

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MMCMX BNY Mellon Small/Mid Cap Multi-Strat M

  • Fund
  • MMCMX
  • Price as of: Oct 11, 2019
  • $12.84 + $0.21 + 1.66%

MMCMX - Profile

Vitals

  • YTD Return 17.8%
  • 3 Yr Annualized Return 10.5%
  • 5 Yr Annualized Return 8.7%
  • Net Assets $221 M
  • Holdings in Top 10 14.6%

52 WEEK LOW AND HIGH

$12.84
$10.23
$15.62

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.01%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 63.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$10,000

IRA

$0

Fund Classification

PRIMARY CATEGORY

  • Fund Type Open End Mutual Fund
  • Investment Style Mid-Cap Growth

Distributions

  • YTD Total Return 17.8%
  • 3 Yr Annualized Total Return 10.5%
  • 5 Yr Annualized Total Return 8.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.15%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name BNY Mellon Small/Mid Cap Multi-Strategy Fund
  • Fund Family Name BNY Mellon Funds
  • Inception Date Sep 30, 2009
  • Shares Outstanding N/A
  • Share Class M
  • Currency USD
  • Domiciled Country United States
  • Manager Edward R. Walter

Fund Description

The fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of small cap and mid cap companies. It allocates its assets among multiple investment strategies employed by the fund's investment adviser that invest primarily in equity securities issued by small cap and mid cap companies. The manager considers small cap and mid cap companies to be those companies with market capitalizations that are within the market capitalization range of the smallest company included in the Russell 2000® Index and the largest company included in the Russell Midcap® Index.

MMCMX - Performance

Return Ranking - Trailing

Period MMCMX Return Category Return Low Category Return High Rank in Category (%)
YTD 17.8% -1.2% 36.2% 85.22%
1 Yr -7.4% -41.4% 21.2% 76.00%
3 Yr 10.5%* -20.7% 40.3% 35.97%
5 Yr 8.7%* -23.3% 22.5% 28.29%
10 Yr 10.6%* -10.7% 18.7% 33.52%

* Annualized


Return Ranking - Calendar

Period MMCMX Return Category Return Low Category Return High Rank in Category (%)
2018 -25.3% -51.7% 102.3% 84.09%
2017 8.8% -21.1% 34.8% 79.68%
2016 16.6% -61.7% 40.3% 1.08%
2015 -9.7% -54.0% 12.2% 65.84%
2014 -20.1% -23.5% 15.2% 99.28%

Total Return Ranking - Trailing

Period MMCMX Return Category Return Low Category Return High Rank in Category (%)
YTD 17.8% -1.2% 36.2% 85.22%
1 Yr -7.4% -41.4% 23.2% 85.09%
3 Yr 10.5%* -16.8% 40.3% 59.29%
5 Yr 8.7%* -21.0% 22.5% 55.48%
10 Yr 10.6%* -8.9% 18.7% 63.41%

* Annualized


Total Return Ranking - Calendar

Period MMCMX Return Category Return Low Category Return High Rank in Category (%)
2018 -10.8% -51.7% 102.3% 49.05%
2017 19.9% -7.0% 39.4% 69.92%
2016 17.1% -61.7% 40.3% 1.29%
2015 -3.6% -54.0% 12.2% 64.04%
2014 8.1% -23.5% 15.2% 32.78%

NAV & Total Return History

MMCMX - Holdings

Concentration Analysis

MMCMX Category Low Category High MMCMX % Rank
Net Assets 221 M 1.43 M 33.2 B 73.25%
Number of Holdings 243 15 2569 5.21%
Net Assets in Top 10 32.8 M 564 K 5.96 B 79.17%
Weighting of Top 10 14.56% 5.8% 97.9% 93.90%

Top 10 Holdings

  1. Cambrex Corp 1.83%

  2. CACI International Inc Class A 1.71%

  3. Shopify Inc A 1.57%

  4. FLIR Systems Inc 1.52%

  5. Americold Realty Trust 1.45%

  6. Jack Henry & Associates Inc 1.34%

  7. Service Corp International 1.33%

  8. HubSpot Inc 1.27%

  9. Casey's General Stores Inc 1.27%

  10. Twilio Inc A 1.26%


Asset Allocation

Weighting Return Low Return High MMCMX % Rank
Stocks
98.82% 81.47% 123.55% 37.34%
Cash
1.18% -29.87% 18.53% 58.35%
Preferred Stocks
0.00% 0.00% 3.13% 28.19%
Other
0.00% -11.68% 6.32% 31.78%
Convertible Bonds
0.00% 0.00% 0.08% 24.96%
Bonds
0.00% 0.00% 3.08% 26.21%

Stock Sector Breakdown

Weighting Return Low Return High MMCMX % Rank
Technology
28.23% 0.00% 53.07% 52.78%
Healthcare
13.59% 0.00% 27.70% 61.94%
Consumer Cyclical
13.58% 2.71% 50.57% 64.81%
Industrials
13.11% 0.00% 31.29% 82.05%
Financial Services
8.57% 0.00% 40.37% 29.80%
Real Estate
6.43% 0.00% 48.92% 21.01%
Basic Materials
6.09% 0.00% 17.78% 3.23%
Consumer Defense
5.08% 0.00% 18.41% 35.91%
Energy
3.28% 0.00% 10.84% 5.75%
Utilities
0.86% 0.00% 7.19% 18.13%
Communication Services
0.01% 0.00% 5.92% 45.60%

Stock Geographic Breakdown

Weighting Return Low Return High MMCMX % Rank
US
92.36% 80.19% 118.32% 71.27%
Non US
6.46% 0.00% 17.26% 17.06%

MMCMX - Expenses

Operational Fees

MMCMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.01% 0.00% 244.89% 65.33%
Management Fee 0.75% 0.00% 1.50% 46.86%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.15% 0.00% 0.72% 69.16%

Sales Fees

MMCMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

MMCMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.05% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

MMCMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 63.00% 1.24% 385.00% 67.75%

MMCMX - Distributions

Dividend Yield Analysis

MMCMX Category Low Category High MMCMX % Rank
Dividend Yield 0.00% 0.00% 3.62% 33.93%

Dividend Distribution Analysis

MMCMX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Quarterly Annually

Dividend Payout History


Net Income Ratio Analysis

MMCMX Category Low Category High MMCMX % Rank
Net Income Ratio -0.15% -2.07% 1.51% 31.75%

Capital Gain Distribution Analysis

MMCMX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

MMCMX - Managers

Edward R. Walter

Manager

Start Date

Tenure

Tenure Rank

Apr 28, 2014

5.43

5.4%

Edward R. Walter, CFA Managing Director, Senior Portfolio Manager Ed is a senior portfolio manager on the Small Mid Cap Equity investment team. He began his career in 1989 at Standish, Ayer & Wood. Ed has served in various roles, ranging from analyst to portfolio manager, across small-cap, large-cap, value, growth, international and domestic portfolios. In addition, he has covered a wide variety of sectors and industries during his tenure. Ed has a degree in finance from Villanova University and holds the Chartered Financial Analyst® designation.


Robert C. Zeuthen

Manager

Start Date

Tenure

Tenure Rank

Apr 28, 2014

5.43

5.4%

Robert C. Zeuthen, CFA Managing Director, Senior Portfolio Manager Rob is a senior portfolio manager on the Small Mid Cap Equity team. In addition to his portfolio management duties, he is responsible for research coverage of the information technology sector. Prior to joining the firm in 2006, Rob worked at Bricoleur Capital leading technology investing across all market caps for its long/short hedge fund. In that role, he managed up to $500 million in capital with portfolio discretion. Rob began his career at Prudential and its subsidiary Jennison Associates, where he helped launch a US small-cap fund and served as an analyst and portfolio manager for global small-cap equities. Robert has been in the investment industry since 1990. Rob earned a BA with honors in finance from Boston College. He holds the CFA® designation and is a member of the CFA Institute.


Dale A. Dutile

Manager

Start Date

Tenure

Tenure Rank

Apr 28, 2014

5.43

5.4%

Dale A. Dutile Managing Director, Senior Portfolio Manager Dale is a senior portfolio manager responsible for Opportunistic Value portfolios. In this role, he covers the Health Care, Business Services and Consumer Durables industries. Prior to joining the firm in 2006, he held several positions at MFS Investments that included heading the firm's Health Care research as Global Health Care Sector coordinator, a co-manager of the MFS Emerging Growth Fund as well as primary research responsibilities for the medical technology, health care services, managed care and business services industries. Earlier in his career, Dale gained exposure to underwriting consumer asset securitizations at Chase Securities. He received an MS in finance from MIT's Sloan School of Management and graduated summa cum laude from Boston College with a BS in finance and quantitative methods.


Todd W. Wakefield

Manager

Start Date

Tenure

Tenure Rank

Apr 28, 2014

5.43

5.4%

Todd W. Wakefield, CFA Executive Vice President, Senior Portfolio Manager Todd is a senior portfolio manager on the US Small Mid Cap team. He has worked on the strategies since inception and he currently covers the commodities, capital goods and consumer sectors. Prior to joining the firm in 1998, Todd served as a portfolio manager and analyst at Fleet Investment Advisors. Todd has been in the investment industry since 1992. Todd earned an MBA from the Rochester Institute of Technology and a BS from the State University of New York at Oswego. He holds the CFA® designation and is a member of the CFA Institute.


James M. Boyd

Manager

Start Date

Tenure

Tenure Rank

Apr 28, 2014

5.43

5.4%

James M. Boyd, CFA Managing Director, Senior Portfolio Manager Jim joined the firm in 2005 and is a managing director. He is primarily responsible for covering the Financials sector. During his tenure, he served at the team’s Energy analyst for ten years and covered companies in business services, payments and FinTech. Previously, he was a senior equity research analyst at State Street Global Advisors, specializing in US and international financial service companies. Earlier in his career, Jim was an assistant portfolio manager and a senior research analyst covering the Energy and Financials sectors at Harbor Capital Management. Jim was also financial services analyst on the Regional Bank team for John Hancock, where he covered banks and specialty finance companies. During this time, he received three years of detailed income statement and balance sheet analysis training from a former FDIC bank examiner. Jim received a master’s degree in finance from Boston College and graduated magna cum laude from Colgate University with a BA in economics and history. Jim holds the CFA® designation and is a member of the CFA Institute. Jim has been in the investment industry since 1993.


Stephanie K. Brandaleone

Manager

Start Date

Tenure

Tenure Rank

Apr 28, 2014

5.43

5.4%

Stephanie K. Brandaleone, CFA, has been employed by Dreyfus since November 2008. Ms. Brandaleone is a director, portfolio manager and investment research analyst at TBCAM, where she has been employed since 2003. Stephanie has a B.A. from Washington University.


Joseph M. Corrado

Manager

Start Date

Tenure

Tenure Rank

Apr 28, 2014

5.43

5.4%

Joseph M. Corrado, CFA Executive Vice President, Senior Portfolio Manager Joe is a senior portfolio manager on the US Small Mid Cap Equity team and the lead portfolio manager for US Small Cap Value strategies. He has been managing small-cap and small/mid-cap assets since 1998. Joe previously served as an analyst, portfolio manager and director of equity research. Prior to joining the firm in 1986, Joe held equity research positions at Shearson Lehman Brothers, Manufacturers Hanover Trust and New York Life Insurance Co. Joe has been in the investment industry since 1977. Joe serves as board chair for the Neighborhood House Charter School in Dorchester and is a trustee for Schrafft Charitable Trust. He earned a degree in finance from New York University. Joe holds the CFA® designation and is a member of the CFA Institute.


Caroline Lee Tsao

Manager

Start Date

Tenure

Tenure Rank

Dec 31, 2015

3.75

3.8%

Caroline Lee Tsao has been employed by Dreyfus since December 2015. She is a senior investment strategist at the Bank of New York Mellon, which she joined in August 2013.


John R Porter

Manager

Start Date

Tenure

Tenure Rank

Mar 09, 2017

2.56

2.6%

John R. Porter III Executive Vice President, Active Equity CIO John is one of the firm’s Active Equity CIOs. In this role, he oversees the US Large Cap Value strategies and team as well as strategies managed by global research analysts, including US Large Cap Growth Equity. John is also the head of the US Small Mid Cap Equity investment team and is the lead portfolio manager on the US Small Cap Growth Equity strategies. Prior to joining the firm, John served as president and chair of the investment committee at Seaward Management. Before Seaward Management, John was the founder and Chief Investment Officer of JP3 Capital management LLC, where he managed a concentrated long/short portfolio focused on the technology, consumer and energy sectors. Prior to JP3, he spent 15 years at Fidelity Investments in various portfolio manager and research roles. John received a BS and MS in Aerospace Engineering from the University of Michigan and an MBA from University of Chicago.


Patrick Kent

Manager

Start Date

Tenure

Tenure Rank

Mar 20, 2019

0.53

0.5%

Kent Patrick, CFA, CMT Executive Vice President, Senior Portfolio Manager Patrick is the lead portfolio manager for the Opportunistic Value strategies and head of the Opportunistic Value investment team. Most recently, Patrick was a portfolio manager at Wellington where he co-managed the firm’s global all-cap impact investing strategy, which paired top-down thematic research with bottom-up stock selection and focused on positive social and environmental impact. Prior to Wellington, Patrick worked as an equity analyst with Alydar Capital, CR Intrinsic Investors and Schroders. He also spent four years with The Boston Company, a predecessor firm of Mellon, on the Opportunistic Value team. Patrick earned an MBA from Babson College – Franklin W. Olin Graduate School of Business and bachelor’s degree from Bowdoin College. He holds the CFA® designation and is a member of the CFA Institute and the CFA Society of Boston. He also holds the Chartered Market Technician designation and is a member of the CMT Association.


Tenure Analysis

Category Low

0.0

Category High

32.76

Category Average

7.98

Category Mode

9.09