NWQFX: Nuveen NWQ Small/Mid Cap Value R6

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NWQFX Nuveen NWQ Small/Mid Cap Value R6

  • Fund
  • NWQFX
  • Price as of: Jan 17, 2020
  • $26.18
    + $0.03 + 0.12%

Profile

NWQFX - Profile

Vitals

  • YTD Return 1.0%
  • 3 Yr Annualized Return -7.7%
  • 5 Yr Annualized Return N/A
  • Net Assets $25.6 M
  • Holdings in Top 10 32.0%

52 WEEK LOW AND HIGH

$26.18
$21.35
$26.18

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.32%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 54.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $5,000,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return 1.0%
  • 3 Yr Annualized Total Return 5.4%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.72%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Nuveen NWQ Small/Mid Cap Value Fund Class R6
  • Fund Family Name
    Nuveen
  • Inception Date
    Jun 30, 2016
  • Shares Outstanding
    N/A
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Andrew Hwang

Fund Description

The fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in equity securities of companies with market capitalizations at the time of investment comparable to companies in the Russell 2500® Value Index. It invests primarily in U.S. equity securities, but it may invest up to 35% of its net assets in non-U.S. equity securities, including up to 10% of its net assets in equity securities of companies located in emerging market countries.


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Categories

Performance

NWQFX - Performance

Return Ranking - Trailing

Period NWQFX Return Category Return Low Category Return High Rank in Category (%)
YTD 1.0% -2.4% 7.9% 75.39%
1 Yr 20.4% -94.4% 32.4% 14.47%
3 Yr -7.7%* -64.7% 13.4% 88.11%
5 Yr N/A* -44.4% 42.2% 19.69%
10 Yr N/A* -16.0% 19.2% 18.95%

* Annualized

Return Ranking - Calendar

Period NWQFX Return Category Return Low Category Return High Rank in Category (%)
2019 29.8% -94.0% 48.3% 2.04%
2018 -42.6% -59.5% 0.1% 98.35%
2017 4.9% -36.3% 36.3% 47.02%
2016 N/A -36.7% 34.1% N/A
2015 N/A -48.0% 336.8% N/A

Total Return Ranking - Trailing

Period NWQFX Return Category Return Low Category Return High Rank in Category (%)
YTD 1.0% -2.4% 7.9% 75.39%
1 Yr 20.4% -94.4% 32.4% 12.74%
3 Yr 5.4%* -64.1% 15.9% 31.46%
5 Yr N/A* -42.7% 44.6% 31.10%
10 Yr N/A* -13.2% 20.7% 28.86%

* Annualized

Total Return Ranking - Calendar

Period NWQFX Return Category Return Low Category Return High Rank in Category (%)
2019 29.8% -94.0% 48.3% 2.04%
2018 -18.8% -44.3% 0.1% 54.64%
2017 10.5% -26.8% 52.6% 49.92%
2016 N/A -24.6% 34.1% N/A
2015 N/A -48.0% 341.1% N/A

NAV & Total Return History


Holdings

NWQFX - Holdings

Concentration Analysis

NWQFX Category Low Category High NWQFX % Rank
Net Assets 25.6 M 970 K 96.8 B 90.87%
Number of Holdings 55 1 2481 90.44%
Net Assets in Top 10 8.83 M 65.9 K 3.17 B 85.45%
Weighting of Top 10 32.04% 2.7% 244.2% 12.84%

Top 10 Holdings

  1. Ameris Bancorp 3.68%
  2. Western Alliance Bancorp 3.64%
  3. RPT Realty 3.60%
  4. Bio-Rad Laboratories Inc 3.33%
  5. Axis Capital Holdings Ltd 3.22%
  6. Mellanox Technologies Ltd 3.10%
  7. BorgWarner Inc 2.88%
  8. RenaissanceRe Holdings Ltd 2.87%
  9. Bank of N.T Butterfield & Son Ltd 2.86%
  10. First Horizon National Corp 2.85%

Asset Allocation

Weighting Return Low Return High NWQFX % Rank
Stocks
93.95% 86.99% 105.75% 93.87%
Cash
5.59% -89.32% 14.31% 6.85%
Other
0.46% -10.71% 23.33% 2.85%
Preferred Stocks
0.00% 0.00% 1.03% 29.96%
Convertible Bonds
0.00% 0.00% 2.54% 27.39%
Bonds
0.00% -0.01% 63.84% 31.38%

Stock Sector Breakdown

Weighting Return Low Return High NWQFX % Rank
Financial Services
28.28% 0.00% 43.32% 7.19%
Industrials
19.84% 6.72% 49.72% 32.09%
Technology
13.36% 0.00% 45.53% 56.69%
Real Estate
10.59% 0.00% 21.15% 13.67%
Consumer Cyclical
10.31% 0.00% 37.33% 64.89%
Basic Materials
8.14% 0.00% 16.88% 5.61%
Healthcare
5.25% 0.00% 32.19% 82.45%
Energy
4.23% -0.10% 22.94% 23.60%
Utilities
0.00% 0.00% 23.96% 87.77%
Communication Services
0.00% 0.00% 18.99% 89.78%
Consumer Defense
0.00% 0.00% 15.01% 95.97%

Stock Geographic Breakdown

Weighting Return Low Return High NWQFX % Rank
US
93.95% 80.61% 104.16% 74.61%
Non US
0.00% 0.00% 21.46% 87.02%

Expenses

NWQFX - Expenses

Operational Fees

NWQFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.32% 0.00% 586.45% 38.13%
Management Fee 0.76% 0.00% 1.50% 52.50%
12b-1 Fee 0.00% 0.00% 1.00% 3.66%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

NWQFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

NWQFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NWQFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 54.00% 0.00% 436.00% 56.61%

Distributions

NWQFX - Distributions

Dividend Yield Analysis

NWQFX Category Low Category High NWQFX % Rank
Dividend Yield 0.00% 0.00% 7.16% 32.29%

Dividend Distribution Analysis

NWQFX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

NWQFX Category Low Category High NWQFX % Rank
Net Income Ratio 0.72% -4.91% 2.35% 21.93%

Capital Gain Distribution Analysis

NWQFX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

NWQFX - Fund Manager Analysis

Managers

Andrew Hwang


Start Date

Tenure

Tenure Rank

Feb 01, 2016

3.92

3.9%

Andrew C. Hwang, CFA, is a Managing Director, Portfolio Manager and Equity Analyst who joined NWQ in 1998.

Thomas Lavia


Start Date

Tenure

Tenure Rank

Jul 17, 2019

0.46

0.5%

Prior to joining NWQ in 2011, Tom spent four years at Relational Investors, LLC, where he was a Managing Director responsible for coverage of the technology industry. Tom was also a Partner and Analyst at Harlingwood Capital Management and spent two years at JMP Securities, LLC as a Vice-President and three years at Robertson Stephens, Inc., where he held roles in investment banking and equity research. Tom received his B.A. in Economics from the University of California, Berkeley. He became a Chartered Financial Analyst in 2004 and is a member of the CFA Institute and the CFA Society of Los Angeles.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 47.2 6.58 0.16