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NYSAX Nysa

  • Fund
  • NYSAX
  • Price as of: Jul 19, 2019
  • $4.40 - $0.00 - 0.00%
  • Category
  • Mid Cap Blend Equities

NYSAX - Profile

Vitals

  • YTD Return -10.2%
  • 3 Yr Annualized Return -2.3%
  • 5 Yr Annualized Return -8.6%
  • Net Assets $1.66 M
  • Holdings in Top 10 95.4%

52 WEEK LOW AND HIGH

$4.40
$4.27
$7.22

Expenses

OPERATING RELATED FEES

  • Expense Ratio 6.27%

SALES FEES

  • Front Load 2.50%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 44.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$250

Investment Themes

CATEGORY

Mid Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Growth

Distributions

  • YTD Total Return -10.2%
  • 3 Yr Annualized Total Return -2.3%
  • 5 Yr Annualized Total Return -8.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -4.72%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Nysa Fund
  • Fund Family Name Nysa
  • Inception Date May 12, 1997
  • Shares Outstanding N/A
  • Share Class Other
  • Currency USD
  • Domiciled Country United States
  • Manager Robert Cuculich

Fund Description

The fund seeks to achieve its investment objective by investing primarily in the common stocks of publicly-traded companies. It buys shares in companies of all sizes. Small and medium sized companies may occasionally make up a significant portion of the fund's portfolio. The fund may invest up to 15% of its net assets in a variety of debt securities. These securities may be taxable or tax-exempt, and may be rated or unrated. It is non-diversified.

NYSAX - Performance

Return Ranking - Trailing

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
YTD -10.2% -10.2% 27.3% 100.00%
1 Yr -30.3% -37.6% 16.0% 97.70%
3 Yr -2.3%* -14.0% 13.1% 68.13%
5 Yr -8.6%* -15.2% 9.8% 92.03%
10 Yr -4.4%* -4.2% 14.7% 100.00%

* Annualized


Return Ranking - Calendar

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
2018 7.9% -44.3% 7.9% 0.38%
2017 11.5% -20.7% 25.7% 19.92%
2016 -4.9% -15.1% 40.3% 95.22%
2015 -5.1% -32.9% 1.5% 22.31%
2014 -42.4% -42.4% 14.7% 100.00%

Total Return Ranking - Trailing

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
YTD -10.2% -10.2% 27.3% 100.00%
1 Yr -30.3% -37.6% 17.0% 98.08%
3 Yr -2.3%* -11.2% 18.9% 91.24%
5 Yr -8.6%* -15.2% 12.1% 96.41%
10 Yr -4.4%* -4.2% 14.7% 100.00%

* Annualized


Total Return Ranking - Calendar

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
2018 7.9% -44.3% 7.9% 0.38%
2017 11.5% -8.7% 25.7% 60.92%
2016 -4.9% -4.9% 40.3% 100.00%
2015 -5.1% -32.9% 2.7% 47.81%
2014 -42.4% -42.4% 17.2% 100.00%

NAV & Total Return History

NYSAX - Holdings

Concentration Analysis

NYSAX Category Low Category High NYSAX % Rank
Net Assets 1.66 M 1.66 M 105 B 100.00%
Number of Holdings 28 5 3300 96.55%
Net Assets in Top 10 1.8 M 1.78 M 7.14 B 99.62%
Weighting of Top 10 95.40% 5.1% 98.8% 1.53%

Top 10 Holdings

  1. Ligand Pharmaceuticals Inc 46.65%

  2. Transluminal Technologies Llc 21.23%

  3. Constellation Brands Inc A 8.36%

  4. CGE Energy Inc 4.42%

  5. Boeing Co 4.04%

  6. PUERTO RICO COMWLTH 0% 4.02%

  7. CACI International Inc Class A 1.93%

  8. PUERTO RICO COMWLTH INFRASTRUCTURE FING AUTH SPL TAX REV 0% 1.91%

  9. Qualcomm Inc 1.51%

  10. Central New York Raceway Park, Inc. 1.33%


Asset Allocation

Weighting Return Low Return High NYSAX % Rank
Stocks
92.28% 24.97% 100.45% 79.69%
Bonds
8.42% 0.00% 40.52% 5.36%
Preferred Stocks
0.00% 0.00% 9.10% 60.15%
Other
0.00% -12.18% 3.09% 57.09%
Convertible Bonds
0.00% 0.00% 0.36% 56.70%
Cash
-0.69% -0.69% 40.74% 100.00%

Stock Sector Breakdown

Weighting Return Low Return High NYSAX % Rank
Healthcare
46.65% 0.00% 46.65% 0.38%
Consumer Defense
9.65% -1.17% 15.66% 4.98%
Utilities
4.42% -0.50% 27.98% 33.33%
Technology
4.28% 0.11% 38.95% 96.55%
Industrials
4.04% 0.00% 46.61% 92.72%
Financial Services
0.82% 0.00% 52.69% 96.17%
Real Estate
0.00% -0.49% 12.91% 93.10%
Energy
0.00% -0.82% 13.61% 96.93%
Communication Services
0.00% 0.00% 25.65% 82.38%
Consumer Cyclical
0.00% 0.00% 33.48% 98.47%
Basic Materials
0.00% -0.25% 18.13% 96.93%

Stock Geographic Breakdown

Weighting Return Low Return High NYSAX % Rank
US
92.28% 14.28% 100.30% 58.62%
Non US
0.00% 0.00% 52.93% 95.40%

NYSAX - Expenses

Operational Fees

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 6.27% 0.03% 6.27% 0.38%
Management Fee 1.00% 0.00% 2.00% 92.34%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.35% N/A

Sales Fees

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 2.50% 0.00% 5.75% 93.02%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 44.00% 1.00% 196.54% 49.81%

NYSAX - Distributions

Dividend Yield Analysis

NYSAX Category Low Category High NYSAX % Rank
Dividend Yield 0.00% 0.00% 0.04% 81.99%

Dividend Distribution Analysis

NYSAX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History


Net Income Ratio Analysis

NYSAX Category Low Category High NYSAX % Rank
Net Income Ratio -4.72% -4.72% 2.61% 100.00%

Capital Gain Distribution Analysis

NYSAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

NYSAX - Managers

Robert Cuculich

Manager

Start Date

Tenure

Tenure Rank

Feb 01, 2013

6.41

6.4%

Robert Cuculich, an employee of Pinnacle Advisors LLC, the Fund’s investment adviser (Adviser) and Pinnacle Investments, LLC, the Fund’s principal underwriter (Distributor), was appointed Portfolio Manager. Mr. Cuculich is solely and primarily responsible for the day-to-day management of the Fund’s portfolio. In connection with his duties as Portfolio Manager, Mr. Cuculich is responsible for analyzing which securities are eligible for purchase by the Fund and making decisions to purchase and/or sell portfolio securities in accordance with the Fund’s investment objective and policies. Although Mr. Cuculich had managed client accounts on a non-discretionary basis for over three decades, he had no previous experience managing investment company portfolios prior to his appointment as Portfolio Manager in 2013 Mr. Cuculich allocates his time among his portfolio management responsibilities and his responsibilities to retail clients. His multiple roles could result in conflicts of interest between his responsibilities to the Fund and his responsibilities to retail customers of the Distributor. Investors are encouraged to take into account the risks attendant to Mr. Cuculich’s limited portfolio management experience before investing in the Fund.


Tenure Analysis

Category Low

0.0

Category High

40.52

Category Average

6.87

Category Mode

0.02