NYSAX: Nysa

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NYSAX Nysa


Profile

NYSAX - Profile

Vitals

  • YTD Return 5.9%
  • 3 Yr Annualized Return 4.1%
  • 5 Yr Annualized Return -0.9%
  • Net Assets $1.56 M
  • Holdings in Top 10 84.6%

52 WEEK LOW AND HIGH

$4.69
$3.64
$4.70

Expenses

OPERATING RELATED FEES

  • Expense Ratio 5.01%

SALES FEES

  • Front Load 2.50%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 46.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return 5.9%
  • 3 Yr Annualized Total Return 4.1%
  • 5 Yr Annualized Total Return -0.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -3.17%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Nysa Fund
  • Fund Family Name
    Nysa
  • Inception Date
    May 12, 1997
  • Shares Outstanding
    N/A
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Robert Cuculich

Fund Description

The fund seeks to achieve its investment objective by investing primarily in the common stocks of publicly-traded companies. It buys shares in companies of all sizes. Small and medium sized companies may occasionally make up a significant portion of the fund's portfolio. The fund may invest up to 15% of its net assets in a variety of debt securities. These securities may be taxable or tax-exempt, and may be rated or unrated. It is non-diversified.


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Categories

Performance

NYSAX - Performance

Return Ranking - Trailing

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
YTD 5.9% 0.0% 5.9% 50.00%
1 Yr 8.6% -25.7% 8.6% 50.00%
3 Yr 4.1%* -15.4% 4.1% 50.00%
5 Yr -0.9%* -10.9% -0.9% 50.00%
10 Yr -4.5%* -4.5% -0.6% 100.00%

* Annualized

Return Ranking - Calendar

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
2019 -9.6% -20.3% -9.6% 50.00%
2018 7.9% -29.7% 7.9% 50.00%
2017 11.5% 11.5% 11.6% 100.00%
2016 -4.9% -4.9% 4.0% 100.00%
2015 -5.1% -15.4% -5.1% 50.00%

Total Return Ranking - Trailing

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
YTD 5.9% 0.0% 5.9% 50.00%
1 Yr 8.6% -25.7% 8.6% 50.00%
3 Yr 4.1%* -3.5% 4.1% 50.00%
5 Yr -0.9%* -0.9% -0.8% 100.00%
10 Yr -4.5%* -4.5% 7.0% 100.00%

* Annualized

Total Return Ranking - Calendar

Period NYSAX Return Category Return Low Category Return High Rank in Category (%)
2019 -9.6% -20.3% -9.6% 50.00%
2018 7.9% -6.1% 7.9% 50.00%
2017 11.5% 11.5% 24.1% 100.00%
2016 -4.9% -4.9% 8.2% 100.00%
2015 -5.1% -6.3% -5.1% 50.00%

NAV & Total Return History


Holdings

NYSAX - Holdings

Concentration Analysis

NYSAX Category Low Category High NYSAX % Rank
Net Assets 1.56 M 1.56 M 12.3 M 100.00%
Number of Holdings 27 2 27 50.00%
Net Assets in Top 10 1.32 M 0 1.32 M 50.00%
Weighting of Top 10 84.60% 0.0% 84.6% 50.00%

Top 10 Holdings

  1. Transluminal Technologies Llc 25.70%
  2. Transluminal Technologies Llc 25.70%
  3. Ligand Pharmaceuticals Inc 20.08%
  4. PUERTO RICO COMWLTH 0% 6.43%
  5. Apple Inc 5.65%
  6. Netflix Inc 5.61%
  7. Constellation Brands Inc A 4.87%
  8. CACI International Inc Class A 4.81%
  9. Chevron Corp 3.87%
  10. Intel Corp 3.84%

Asset Allocation

Weighting Return Low Return High NYSAX % Rank
Stocks
58.98% 0.00% 58.98% 50.00%
Other
25.70% 0.00% 25.70% 50.00%
Bonds
9.96% 0.00% 9.96% 50.00%
Cash
5.35% 5.35% 100.00% 100.00%
Preferred Stocks
0.00% 0.00% 0.00% 100.00%
Convertible Bonds
0.00% 0.00% 0.00% 100.00%

Stock Sector Breakdown

Weighting Return Low Return High NYSAX % Rank
Healthcare
34.00% 30.17% 34.00% 50.00%
Technology
29.80% 27.53% 29.80% 50.00%
Communication Services
9.50% 0.00% 9.50% 50.00%
Consumer Defense
8.25% 3.75% 8.25% 50.00%
Energy
6.55% 2.30% 6.55% 50.00%
Financial Services
6.34% 4.70% 6.34% 50.00%
Utilities
5.56% 0.92% 5.56% 50.00%
Real Estate
0.00% 0.00% 0.00% 100.00%
Industrials
0.00% 0.00% 12.96% 100.00%
Consumer Cyclical
0.00% 0.00% 11.27% 100.00%
Basic Materials
0.00% 0.00% 5.39% 100.00%

Stock Geographic Breakdown

Weighting Return Low Return High NYSAX % Rank
US
58.98% 0.00% 58.98% 50.00%
Non US
0.00% 0.00% 0.00% 100.00%

Expenses

NYSAX - Expenses

Operational Fees

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 5.01% 1.68% 5.01% 50.00%
Management Fee 1.00% 0.70% 1.00% 100.00%
12b-1 Fee N/A 0.25% 0.25% N/A
Administrative Fee N/A 0.15% 0.15% N/A

Sales Fees

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 2.50% 2.50% 2.50% 100.00%
Deferred Load N/A N/A N/A N/A

Trading Fees

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A N/A N/A N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NYSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 46.00% 46.00% 106.00% 50.00%

Distributions

NYSAX - Distributions

Dividend Yield Analysis

NYSAX Category Low Category High NYSAX % Rank
Dividend Yield 0.00% 0.00% 0.00% 100.00%

Dividend Distribution Analysis

NYSAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

NYSAX Category Low Category High NYSAX % Rank
Net Income Ratio -3.17% -3.17% -0.95% 100.00%

Capital Gain Distribution Analysis

NYSAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

NYSAX - Fund Manager Analysis

Managers

Robert Cuculich


Start Date

Tenure

Tenure Rank

Feb 01, 2013

7.25

7.3%

Robert Cuculich, an employee of Pinnacle Advisors LLC, the Fund’s investment adviser (Adviser) and Pinnacle Investments, LLC, the Fund’s principal underwriter (Distributor), was appointed Portfolio Manager. Mr. Cuculich is solely and primarily responsible for the day-to-day management of the Fund’s portfolio. In connection with his duties as Portfolio Manager, Mr. Cuculich is responsible for analyzing which securities are eligible for purchase by the Fund and making decisions to purchase and/or sell portfolio securities in accordance with the Fund’s investment objective and policies. Although Mr. Cuculich had managed client accounts on a non-discretionary basis for over three decades, he had no previous experience managing investment company portfolios prior to his appointment as Portfolio Manager in 2013 Mr. Cuculich allocates his time among his portfolio management responsibilities and his responsibilities to retail clients. His multiple roles could result in conflicts of interest between his responsibilities to the Fund and his responsibilities to retail customers of the Distributor. Investors are encouraged to take into account the risks attendant to Mr. Cuculich’s limited portfolio management experience before investing in the Fund.

Tenure Analysis

Category Low Category High Category Average Category Mode
7.25 7.25 7.25 7.25