Principal MidCap S&P 400 Index R5
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
21.3%
1 yr return
48.1%
3 Yr Avg Return
16.6%
5 Yr Avg Return
14.4%
Net Assets
$1.41 B
Holdings in Top 10
7.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.42%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 23.60%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Mid-Cap Blend
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
PMFPX - Profile
Distributions
- YTD Total Return 21.3%
- 3 Yr Annualized Total Return 16.6%
- 5 Yr Annualized Total Return 14.4%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 1.14%
- Dividend Yield 0.7%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NamePrincipal MidCap S&P 400 Index Fund
-
Fund Family NamePrincipal Funds
-
Inception DateDec 06, 2000
-
Shares OutstandingN/A
-
Share ClassRetirement
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerJeffrey Schwarte
PMFPX - Performance
Return Ranking - Trailing
| Period | PMFPX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 21.3% | -70.8% | 33.7% | 36.72% |
| 1 Yr | 48.1% | 9.6% | 66.2% | 34.66% |
| 3 Yr | 16.6%* | -2.2% | 31.6% | 52.65% |
| 5 Yr | 14.4%* | 2.6% | 19.8% | 44.86% |
| 10 Yr | 13.4%* | 5.2% | 19.1% | 40.07% |
* Annualized
Return Ranking - Calendar
| Period | PMFPX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 6.0% | -21.4% | 2510.2% | 67.84% |
| 2019 | 18.9% | -10.1% | 37.5% | 71.01% |
| 2018 | -20.2% | -77.7% | -0.9% | 56.94% |
| 2017 | 8.3% | -62.4% | 26.9% | 48.45% |
| 2016 | 13.3% | -4.7% | 39.8% | 32.28% |
Total Return Ranking - Trailing
| Period | PMFPX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 21.3% | -69.9% | 33.7% | 39.95% |
| 1 Yr | 48.1% | 9.6% | 102.7% | 30.29% |
| 3 Yr | 16.6%* | -4.4% | 31.6% | 45.65% |
| 5 Yr | 14.4%* | 2.6% | 21.1% | 42.15% |
| 10 Yr | 13.4%* | 5.2% | 19.1% | 38.38% |
* Annualized
Total Return Ranking - Calendar
| Period | PMFPX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 6.0% | -21.4% | 2510.2% | 67.84% |
| 2019 | 18.9% | -10.1% | 37.5% | 71.01% |
| 2018 | -20.2% | -44.3% | 0.1% | 73.06% |
| 2017 | 8.3% | -62.4% | 26.9% | 81.68% |
| 2016 | 13.3% | -4.7% | 39.8% | 54.04% |
NAV & Total Return History
PMFPX - Holdings
Concentration Analysis
| PMFPX | Category Low | Category High | PMFPX % Rank | |
|---|---|---|---|---|
| Net Assets | 1.41 B | 290 K | 165 B | 25.12% |
| Number of Holdings | 404 | 1 | 2150 | 12.50% |
| Net Assets in Top 10 | 107 M | 1.64 K | 11.4 B | 36.21% |
| Weighting of Top 10 | 7.55% | 2.5% | 100.0% | 81.86% |
Top 10 Holdings
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
- E-mini S&P MidCap 400 Future Sept 21 2.71%
Asset Allocation
| Weighting | Return Low | Return High | PMFPX % Rank | |
|---|---|---|---|---|
| Stocks | 98.32% | 54.12% | 104.40% | 65.09% |
| Cash | 1.68% | -5.06% | 43.58% | 31.90% |
| Preferred Stocks | 0.00% | 0.00% | 11.74% | 27.37% |
| Other | 0.00% | -1.85% | 8.48% | 26.94% |
| Convertible Bonds | 0.00% | 0.00% | 3.15% | 25.22% |
| Bonds | 0.00% | 0.00% | 27.23% | 28.88% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | PMFPX % Rank | |
|---|---|---|---|---|
| Industrials | 18.80% | 0.00% | 44.26% | 25.86% |
| Consumer Cyclical | 15.09% | 0.00% | 65.88% | 42.67% |
| Financial Services | 15.06% | 0.00% | 44.63% | 38.58% |
| Technology | 14.91% | 0.00% | 41.83% | 56.68% |
| Healthcare | 10.27% | 0.00% | 45.25% | 63.15% |
| Real Estate | 10.02% | 0.00% | 19.39% | 13.79% |
| Basic Materials | 4.86% | 0.00% | 26.18% | 43.10% |
| Consumer Defense | 3.91% | 0.00% | 36.74% | 52.59% |
| Utilities | 2.67% | 0.00% | 17.83% | 55.82% |
| Energy | 2.67% | 0.00% | 49.84% | 57.54% |
| Communication Services | 1.76% | 0.00% | 32.02% | 74.14% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | PMFPX % Rank | |
|---|---|---|---|---|
| US | 97.74% | 43.94% | 100.00% | 39.44% |
| Non US | 0.58% | 0.00% | 34.08% | 79.74% |
PMFPX - Expenses
Operational Fees
| PMFPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.42% | 0.03% | 8.45% | 76.57% |
| Management Fee | 0.15% | 0.00% | 1.69% | 10.09% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | 0.01% | 0.01% | 0.35% | 0.76% |
Sales Fees
| PMFPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 4.50% | N/A |
Trading Fees
| PMFPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| PMFPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 23.60% | 3.00% | 453.00% | 20.30% |
PMFPX - Distributions
Dividend Yield Analysis
| PMFPX | Category Low | Category High | PMFPX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.74% | 0.00% | 1.43% | 27.47% |
Dividend Distribution Analysis
| PMFPX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Semi-Annually | Monthly | Semi-Annually |
Net Income Ratio Analysis
| PMFPX | Category Low | Category High | PMFPX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 1.14% | -1.39% | 2.91% | 20.05% |
Capital Gain Distribution Analysis
| PMFPX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually |
Dividend Payout History
| Date | Amount |
|---|---|
| Dec 20, 2018 | $0.208 |
| Dec 21, 2017 | $0.207 |
| Dec 22, 2016 | $0.240 |
| Dec 21, 2015 | $0.192 |
| Dec 19, 2014 | $0.189 |
| Dec 20, 2013 | $0.150 |
| Dec 21, 2012 | $0.160 |
| Dec 21, 2011 | $0.095 |
| Dec 21, 2010 | $0.104 |
| Dec 21, 2009 | $0.113 |
| Dec 19, 2008 | $0.134 |
| Dec 31, 2007 | $0.146 |
| Dec 29, 2006 | $0.146 |
| Dec 23, 2004 | $0.049 |
| Dec 23, 2003 | $0.061 |
PMFPX - Fund Manager Analysis
Managers
Jeffrey Schwarte
Start Date
Tenure
Tenure Rank
Jul 29, 2016
5.26
5.3%
Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.
Aaron Siebel
Start Date
Tenure
Tenure Rank
Oct 15, 2018
3.05
3.1%
Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.07 | 37.86 | 6.38 | 5.2 |