Principal MidCap S&P 400 Index R5

Snapshot

Compare

Profile

Performance

PMFPX - Snapshot

Vitals

YTD Return 8.2%
3 Yr Annualized Return 2.5%
5 Yr Annualized Return 6.9%
Net Assets $997 M
Holdings in Top 10 10.4%

52 WEEK LOW AND HIGH

$22.58

$12.40

$22.75

Expenses

OPERATING RELATED FEES

Expense Ratio N/A

SALES FEES

Front Load N/A
Deferred Load N/A

BROKERAGE FEES

Turnover 16.70%

TRADING FEES

Max Redemption Fee N/A

Min Investment

Standard (Taxable) $0
IRA N/A

Fund Classification

Primary Theme
U.S. Mid-Cap Blend Equity
Fund Type Open End Mutual Fund
Investment Style Mid-Cap Blend

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Vanguard Mid Cap Index Fund

VO | ETF

$200.63

+0.40%

$113.01 B

1.19%

$2.39

12.60%

Vanguard Mid Cap Index Fund

Fund

$54.74

+0.37%

$113.01 B

$0.00

12.54%

Vanguard Extended Market Index Fund

Fund

$118.26

+0.89%

$75.14 B

$0.00

23.63%

Vanguard Extended Market Index Fund

VXF | ETF

$155.81

+0.92%

$75.14 B

1.05%

$1.62

23.67%

iShares Core S&P Mid-Cap ETF

IJH | ETF

$220.09

+0.11%

$44.01 B

1.45%

$3.19

6.93%

PMFPX - Profile

Distributions

YTD Total Return 8.2%
3 Yr Annualized Total Return 2.5%
5 Yr Annualized Total Return 6.9%
Capital Gain Distribution Frequency Annually
Net Income Ratio 1.25%

DIVIDENDS

Dividend Yield 0.0%
Dividend Distribution Frequency Annually

Fund Details

Legal Name

Principal MidCap S&P 400 Index Fund
Fund Family Name

Principal Funds
Inception Date

Dec 06, 2000
Shares Outstanding

N/A
Share Class

Retirement
Currency

USD
Domiciled Country

United States
Manager

Jeffrey Schwarte

PMFPX - Performance

Return Ranking - Trailing

Period	PMFPX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	8.2%	-20.7%	2371.3%	36.06%
1 Yr	-1.5%	-16.8%	17.5%	49.88%
3 Yr	2.5%*	-4.7%	15.1%	61.87%
5 Yr	6.9%*	-1.3%	12.0%	39.15%
10 Yr	9.9%*	3.7%	12.9%	36.24%

* Annualized

Return Ranking - Calendar

Period	PMFPX Return	Category Return Low	Category Return High	Rank in Category (%)
2019	18.9%	-8.5%	35.6%	71.50%
2018	-20.2%	-77.7%	-0.9%	55.38%
2017	8.3%	-62.4%	21.5%	47.23%
2016	13.3%	-16.4%	28.1%	32.78%
2015	-9.6%	-40.7%	2.9%	45.69%

Total Return Ranking - Trailing

Period	PMFPX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	8.2%	-20.7%	2371.3%	36.06%
1 Yr	-1.5%	-20.3%	17.5%	46.97%
3 Yr	2.5%*	-5.4%	15.1%	58.99%
5 Yr	6.9%*	-1.7%	12.0%	37.57%
10 Yr	9.9%*	3.7%	12.9%	35.69%

* Annualized

Total Return Ranking - Calendar

Period	PMFPX Return	Category Return Low	Category Return High	Rank in Category (%)
2019	18.9%	-8.5%	35.6%	71.50%
2018	-20.2%	-44.3%	0.1%	71.65%
2017	8.3%	-62.4%	24.9%	82.22%
2016	13.3%	-4.7%	28.1%	53.31%
2015	-9.6%	-40.3%	3.9%	71.54%

NAV & Total Return History

PMFPX - Holdings

Concentration Analysis

	PMFPX	Category Low	Category High	PMFPX % Rank
Net Assets	997 M	117 K	113 B	28.07%
Number of Holdings	405	1	3296	12.35%
Net Assets in Top 10	105 M	59.1 K	8.99 B	41.26%
Weighting of Top 10	10.35%	2.7%	100.0%	79.49%

Top 10 Holdings

E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%
E-mini S&P MidCap 400 Future Dec 20 2.30%

Asset Allocation

	Weighting	Return Low	Return High	PMFPX % Rank
Stocks	99.82%	36.09%	100.21%	21.91%
Cash	0.18%	-0.21%	22.21%	76.69%
Preferred Stocks	0.00%	0.00%	10.03%	29.37%
Other	0.00%	-1.03%	9.79%	27.97%
Convertible Bonds	0.00%	0.00%	4.38%	26.81%
Bonds	0.00%	0.00%	53.39%	32.87%

Stock Sector Breakdown

	Weighting	Return Low	Return High	PMFPX % Rank
Industrials	17.87%	0.00%	50.48%	32.87%
Technology	16.03%	0.00%	32.41%	59.67%
Consumer Cyclical	15.10%	0.00%	47.64%	33.10%
Financial Services	13.68%	1.50%	42.16%	44.99%
Healthcare	11.33%	0.00%	22.98%	61.31%
Real Estate	9.32%	0.00%	19.29%	18.18%
Consumer Defense	5.00%	0.00%	21.55%	39.86%
Basic Materials	4.71%	0.00%	26.89%	37.76%
Utilities	3.22%	0.00%	16.65%	69.23%
Communication Services	2.18%	0.00%	33.05%	69.70%
Energy	1.57%	0.00%	27.65%	55.48%

Stock Geographic Breakdown

	Weighting	Return Low	Return High	PMFPX % Rank
US	99.56%	30.77%	100.03%	7.93%
Non US	0.26%	0.00%	33.32%	82.28%

PMFPX - Expenses

Operational Fees

	PMFPX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Expense Ratio	N/A	0.02%	19.45%	89.05%
Management Fee	0.15%	0.00%	1.50%	11.42%
12b-1 Fee	N/A	0.00%	1.00%	N/A
Administrative Fee	0.01%	0.01%	0.40%	0.86%

Sales Fees

	PMFPX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Front Load	N/A	2.00%	5.75%	N/A
Deferred Load	N/A	1.00%	4.50%	N/A

Trading Fees

	PMFPX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Max Redemption Fee	N/A	1.00%	2.00%	N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

	PMFPX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Turnover	16.70%	0.01%	453.00%	17.27%

PMFPX - Distributions

Dividend Yield Analysis

	PMFPX	Category Low	Category High	PMFPX % Rank
Dividend Yield	0.00%	0.00%	4.87%	37.59%

Dividend Distribution Analysis

	PMFPX	Category Low	Category High	Category Mod
Dividend Distribution Frequency	Annually	Annually	Quarterly	Annually

Net Income Ratio Analysis

	PMFPX	Category Low	Category High	PMFPX % Rank
Net Income Ratio	1.25%	-1.52%	3.05%	21.31%

Capital Gain Distribution Analysis

	PMFPX	Category Low	Category High	Capital Mode
Capital Gain Distribution Frequency	Annually	Annually	Annually	Annually

Dividend Payout History

Date	Amount
Dec 20, 2018	$0.208
Dec 21, 2017	$0.207
Dec 22, 2016	$0.240
Dec 21, 2015	$0.192
Dec 19, 2014	$0.189
Dec 20, 2013	$0.150
Dec 21, 2012	$0.160
Dec 21, 2011	$0.095
Dec 21, 2010	$0.104
Dec 21, 2009	$0.113
Dec 19, 2008	$0.134
Dec 31, 2007	$0.146
Dec 29, 2006	$0.146
Dec 23, 2004	$0.049
Dec 23, 2003	$0.061

View More +

PMFPX - Fund Manager Analysis

Managers

Jeffrey Schwarte

Start Date

Tenure

Tenure Rank

Jul 29, 2016

4.26

4.3%

Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.

Aaron Siebel

Start Date

Tenure

Tenure Rank

Oct 15, 2018

2.05

2.1%

Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.

Tenure Analysis

Category Low	Category High	Category Average	Category Mode
0.01	36.86	6.04	4.2

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Principal MidCap S&P 400 Index R5

PMFPX - Snapshot

Vitals

52 WEEK LOW AND HIGH

Expenses

OPERATING RELATED FEES

SALES FEES

BROKERAGE FEES

TRADING FEES

Min Investment

Fund Classification

PMFPX - Profile

Distributions

Fund Details

PMFPX - Performance

Return Ranking - Trailing

Return Ranking - Calendar

Total Return Ranking - Trailing

Total Return Ranking - Calendar

NAV & Total Return History

PMFPX - Holdings

Concentration Analysis

Top 10 Holdings

Asset Allocation

Stock Sector Breakdown

Stock Geographic Breakdown

PMFPX - Expenses

Operational Fees

Sales Fees

Trading Fees

Related Fees

PMFPX - Distributions

Dividend Yield Analysis

Dividend Distribution Analysis

Net Income Ratio Analysis

Capital Gain Distribution Analysis

Dividend Payout History

PMFPX - Fund Manager Analysis

Managers

Jeffrey Schwarte

Aaron Siebel

Tenure Analysis

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