PREOX: Perritt Ultra MicroCap

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PREOX Perritt Ultra MicroCap


Profile

PREOX - Profile

Vitals

  • YTD Return 2.0%
  • 3 Yr Annualized Return -7.6%
  • 5 Yr Annualized Return -2.5%
  • Net Assets $19.7 M
  • Holdings in Top 10 27.2%

52 WEEK LOW AND HIGH

$13.11
$12.60
$14.94

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.83%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 13.30%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

  • Standard (Taxable) $1,000
  • IRA $250

Fund Classification


Distributions

  • YTD Total Return 2.0%
  • 3 Yr Annualized Total Return -7.6%
  • 5 Yr Annualized Total Return -2.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.85%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Perritt Ultra MicroCap Fund
  • Fund Family Name
    Perritt
  • Inception Date
    Aug 30, 2004
  • Shares Outstanding
    1516040
  • Share Class
    No Load
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Michael Corbett

Fund Description

The fund normally invests at least 80% of its net assets (plus any borrowings for investment purposes) in the common stocks of United States companies with market capitalizations that are below $300 million at the time of initial purchase, which the fund's investment adviser refers to as "micro-cap" companies. The micro-cap companies in which the fund may invest include "early stage" micro-cap companies, which are companies that are in a relatively early stage of development with market capitalizations that are below $50 million.


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Categories

Performance

PREOX - Performance

Return Ranking - Trailing

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.0% -7.6% 4.7% 19.37%
1 Yr -12.3% -94.4% 32.4% 95.81%
3 Yr -7.6%* -64.7% 11.2% 82.56%
5 Yr -2.5%* -44.4% 42.2% 67.35%
10 Yr 3.7%* -16.2% 19.3% 55.81%

* Annualized

Return Ranking - Calendar

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
2019 1.9% -94.0% 48.3% 95.21%
2018 -27.0% -67.3% 0.1% 74.74%
2017 5.7% -36.3% 36.3% 41.06%
2016 14.3% -36.7% 34.1% 71.43%
2015 -3.5% -48.0% 336.8% 8.33%

Total Return Ranking - Trailing

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.0% -7.6% 4.7% 19.37%
1 Yr -12.3% -94.4% 32.4% 95.81%
3 Yr -7.6%* -64.1% 15.5% 91.68%
5 Yr -2.5%* -42.7% 44.7% 84.80%
10 Yr 3.7%* -13.2% 20.3% 81.73%

* Annualized

Total Return Ranking - Calendar

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
2019 1.9% -94.0% 48.3% 95.21%
2018 -27.0% -67.1% 0.1% 84.30%
2017 5.7% -26.8% 52.6% 75.68%
2016 14.3% -24.6% 34.1% 85.71%
2015 -3.5% -48.0% 341.1% 27.92%

NAV & Total Return History


Holdings

PREOX - Holdings

Concentration Analysis

PREOX Category Low Category High PREOX % Rank
Net Assets 19.7 M 937 K 96.8 B 93.61%
Number of Holdings 71 1 2492 79.12%
Net Assets in Top 10 6.73 M 82.9 K 3.17 B 89.06%
Weighting of Top 10 27.18% 2.7% 244.2% 20.17%

Top 10 Holdings

  1. Galaxy Gaming Inc 4.28%
  2. DLH Holdings Corp 3.39%
  3. Northern Technologies International Corp 3.29%
  4. CynergisTek Inc 2.93%
  5. PCTEL Inc 2.60%
  6. Century Casinos Inc 2.40%
  7. Luna Innovations Inc 2.36%
  8. ImmuCell Corp 2.02%
  9. Global Water Resources Inc 1.99%
  10. Transcat Inc 1.93%

Asset Allocation

Weighting Return Low Return High PREOX % Rank
Stocks
87.91% 86.99% 103.54% 99.86%
Cash
12.09% -89.32% 13.75% 0.43%
Preferred Stocks
0.00% 0.00% 1.03% 96.45%
Other
0.00% -9.98% 23.33% 94.46%
Convertible Bonds
0.00% 0.00% 2.54% 96.02%
Bonds
0.00% 0.00% 63.84% 96.45%

Stock Sector Breakdown

Weighting Return Low Return High PREOX % Rank
Technology
32.77% 0.00% 45.53% 1.29%
Industrials
23.54% 6.72% 49.72% 15.33%
Consumer Cyclical
14.39% 0.00% 37.33% 14.76%
Healthcare
8.16% 0.00% 34.18% 69.91%
Financial Services
5.18% 0.00% 44.90% 97.13%
Energy
4.43% -0.10% 26.16% 25.79%
Basic Materials
3.74% 0.00% 20.42% 49.14%
Real Estate
3.57% 0.00% 21.15% 85.67%
Utilities
2.27% 0.00% 23.96% 62.46%
Consumer Defense
1.94% 0.00% 15.01% 89.11%
Communication Services
0.00% 0.00% 18.99% 100.00%

Stock Geographic Breakdown

Weighting Return Low Return High PREOX % Rank
US
86.99% 81.88% 100.46% 94.46%
Non US
0.92% 0.00% 16.73% 70.45%

Expenses

PREOX - Expenses

Operational Fees

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.83% 0.01% 7.45% 16.03%
Management Fee 1.25% 0.00% 1.50% 99.00%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 1.00% 2.00% 71.95%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 13.30% 0.25% 436.00% 3.58%

Distributions

PREOX - Distributions

Dividend Yield Analysis

PREOX Category Low Category High PREOX % Rank
Dividend Yield 0.00% 0.00% 7.32% 97.01%

Dividend Distribution Analysis

PREOX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

PREOX Category Low Category High PREOX % Rank
Net Income Ratio -0.85% -4.91% 2.35% 96.41%

Capital Gain Distribution Analysis

PREOX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

PREOX - Fund Manager Analysis

Managers

Michael Corbett


Start Date

Tenure

Tenure Rank

Aug 30, 2004

15.43

15.4%

Mr. Corbett joined Perritt Capital Management, Inc. in 1990 as a research analyst and is currently President of Perritt Capital Management, Inc. Mr. Corbett obtained a B.S. degree from DePaul University.

Matthew Brackmann


Start Date

Tenure

Tenure Rank

Feb 28, 2014

5.93

5.9%

Matthew Brackmann joined Perritt Capital Management, Inc as a research analyst in 2004, and was named Director of Trading in 2012. Mr. Brackmann received his B.A. in Finance from the University of Iowa in 2004 and is a Level 3 CFA Charter candidate.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 47.28 6.56 0.25