PREOX: Perritt Ultra MicroCap Fund - MutualFunds.com

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Perritt Ultra MicroCap

PREOX - Snapshot

Vitals

  • YTD Return 2.2%
  • 3 Yr Annualized Return -9.0%
  • 5 Yr Annualized Return 0.6%
  • Net Assets $11.6 M
  • Holdings in Top 10 29.8%

52 WEEK LOW AND HIGH

$13.07
$7.85
$13.49

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.83%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 13.30%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

  • Standard (Taxable) $1,000
  • IRA $250

Fund Classification


Compare PREOX to Popular U.S. Small-Cap Blend Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$179.04

-0.02%

$91.06 B

0.94%

$1.68

8.09%

0.05%

$85.74

-0.01%

$91.06 B

-

$0.00

8.05%

0.17%

$83.88

-0.11%

$41.70 B

1.41%

$1.19

0.04%

0.07%

$177.50

+0.11%

$40.71 B

1.16%

$2.05

7.14%

0.19%

$35.31

-0.20%

$13.21 B

0.91%

$0.32

0.80%

0.37%

PREOX - Profile

Distributions

  • YTD Total Return 2.2%
  • 3 Yr Annualized Total Return -9.0%
  • 5 Yr Annualized Total Return 0.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.85%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Perritt Ultra MicroCap Fund
  • Fund Family Name
    Perritt
  • Inception Date
    Aug 30, 2004
  • Shares Outstanding
    1002194
  • Share Class
    No Load
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Michael Corbett

Fund Description

The fund normally invests at least 80% of its net assets (plus any borrowings for investment purposes) in the common stocks of United States companies with market capitalizations that are below $300 million at the time of initial purchase, which the fund's investment adviser refers to as "micro-cap" companies. The micro-cap companies in which the fund may invest include "early stage" micro-cap companies, which are companies that are in a relatively early stage of development with market capitalizations that are below $50 million.


PREOX - Performance

Return Ranking - Trailing

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.2% -56.2% 102.3% 41.82%
1 Yr -9.7% -62.6% 18.9% 72.02%
3 Yr -9.0%* -24.8% 9.5% 99.10%
5 Yr 0.6%* -10.7% 12.3% 98.56%
10 Yr 4.7%* -0.7% 12.2% 98.22%

* Annualized

Return Ranking - Calendar

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
2019 1.9% -54.6% 48.3% 97.56%
2018 -27.0% -67.3% 0.0% 78.71%
2017 5.7% -62.9% 36.3% 43.91%
2016 14.3% -3.5% 34.1% 75.49%
2015 -3.5% -36.2% 0.4% 7.22%

Total Return Ranking - Trailing

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.2% -56.2% 102.3% 41.82%
1 Yr -9.7% -64.4% 18.9% 67.36%
3 Yr -9.0%* -25.6% 9.5% 98.95%
5 Yr 0.6%* -11.1% 12.3% 98.08%
10 Yr 4.7%* -0.7% 12.2% 98.21%

* Annualized

Total Return Ranking - Calendar

Period PREOX Return Category Return Low Category Return High Rank in Category (%)
2019 1.9% -54.6% 48.3% 97.56%
2018 -27.0% -67.1% 0.0% 86.44%
2017 5.7% -17.6% 52.6% 78.90%
2016 14.3% -3.5% 34.1% 87.25%
2015 -3.5% -36.2% 5.3% 24.95%

NAV & Total Return History


PREOX - Holdings

Concentration Analysis

PREOX Category Low Category High PREOX % Rank
Net Assets 11.6 M 150 K 91.1 B 96.13%
Number of Holdings 72 1 2525 77.44%
Net Assets in Top 10 3.6 M 47.5 K 3.41 B 92.39%
Weighting of Top 10 29.82% 2.6% 100.0% 16.98%

Top 10 Holdings

  1. DLH Holdings Corp 4.66%
  2. Fathom Holdings Inc Ordinary Shares 3.91%
  3. Transcat Inc 3.16%
  4. Turtle Beach Corp 3.01%
  5. Issuer Direct Corp 2.80%
  6. ImmuCell Corp 2.70%
  7. Galaxy Gaming Inc 2.69%
  8. Northern Technologies International Corp 2.58%
  9. Quest Resource Holding Corp 2.49%
  10. Luna Innovations Inc 2.48%

Asset Allocation

Weighting Return Low Return High PREOX % Rank
Stocks
98.63% 0.38% 103.77% 44.25%
Cash
1.37% -107.25% 51.09% 54.89%
Preferred Stocks
0.00% 0.00% 9.83% 59.05%
Other
0.00% -0.49% 61.23% 58.62%
Convertible Bonds
0.00% 0.00% 8.73% 56.75%
Bonds
0.00% 0.00% 63.85% 59.20%

Stock Sector Breakdown

Weighting Return Low Return High PREOX % Rank
Technology
37.85% 0.00% 43.25% 1.16%
Industrials
22.95% 3.43% 45.50% 14.20%
Consumer Cyclical
9.99% 1.14% 34.13% 85.36%
Healthcare
8.60% 0.00% 53.90% 75.07%
Real Estate
6.00% 0.00% 26.04% 63.33%
Financial Services
3.68% 0.00% 39.58% 97.83%
Basic Materials
2.62% 0.00% 18.52% 84.06%
Utilities
2.52% 0.00% 22.99% 46.23%
Energy
2.33% 0.00% 21.41% 28.84%
Consumer Defense
2.00% 0.00% 15.18% 87.39%
Communication Services
1.47% 0.00% 21.56% 72.17%

Stock Geographic Breakdown

Weighting Return Low Return High PREOX % Rank
US
96.96% 0.38% 102.17% 48.99%
Non US
1.67% 0.00% 31.89% 38.94%

PREOX - Expenses

Operational Fees

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.83% 0.01% 11.80% 14.48%
Management Fee 1.25% 0.00% 2.18% 98.85%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 1.00% 2.00% 37.10%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PREOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 13.30% 0.02% 454.00% 4.42%

PREOX - Distributions

Dividend Yield Analysis

PREOX Category Low Category High PREOX % Rank
Dividend Yield 0.00% 0.00% 40.47% 59.60%

Dividend Distribution Analysis

PREOX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Semi-Annually Semi-Annually

Net Income Ratio Analysis

PREOX Category Low Category High PREOX % Rank
Net Income Ratio -0.85% -2.00% 2.80% 96.58%

Capital Gain Distribution Analysis

PREOX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Semi-Annually

Dividend Payout History

View More +

PREOX - Fund Manager Analysis

Managers

Michael Corbett


Start Date

Tenure

Tenure Rank

Aug 30, 2004

16.18

16.2%

Mr. Corbett joined Perritt Capital Management, Inc. in 1990 as a research analyst and is currently President of Perritt Capital Management, Inc. Mr. Corbett obtained a B.S. degree from DePaul University.

Matthew Brackmann


Start Date

Tenure

Tenure Rank

Feb 28, 2014

6.68

6.7%

Matthew Brackmann joined Perritt Capital Management, Inc as a research analyst in 2004, and was named Director of Trading in 2012. Mr. Brackmann received his B.A. in Finance from the University of Iowa in 2004 and is a Level 3 CFA Charter candidate.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 48.03 6.4 1.0