Principal LifeTime 2040 R4

Snapshot

Compare

Profile

Performance

PTDSX - Snapshot

Vitals

YTD Return 11.8%
3 Yr Annualized Return 5.7%
5 Yr Annualized Return 7.3%
Net Assets $3.81 B
Holdings in Top 10 81.8%

52 WEEK LOW AND HIGH

$16.97

$10.99

$17.04

Expenses

OPERATING RELATED FEES

Expense Ratio 0.38%

SALES FEES

Front Load N/A
Deferred Load N/A

BROKERAGE FEES

Turnover 14.60%

TRADING FEES

Max Redemption Fee N/A

Min Investment

Standard (Taxable) $0
IRA N/A

Fund Classification

Primary Theme
Target-Date 2040
Fund Type Open End Mutual Fund
Investment Style Target-Date 2040

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Vanguard Target Retirement 2040 Fund

Fund

$43.79

+0.53%

$31.37 B

2.05%

$0.89

11.91%

Vanguard Institutional Target Retirement 2040 Fund

Fund

$28.96

+0.52%

$28.88 B

2.10%

$0.60

11.90%

Fidelity Freedom® 2040 Fund

Fund

$11.68

+0.60%

$23.49 B

$0.16

10.29%

American Funds 2040 Target Date Retirement Fund®

Fund

$18.50

+0.60%

$20.83 B

0.89%

$0.16

14.20%

T. Rowe Price Retirement 2040 Fund

Fund

$30.92

+0.42%

$14.10 B

1.46%

$0.45

14.26%

PTDSX - Profile

Distributions

YTD Total Return 11.8%
3 Yr Annualized Total Return 5.7%
5 Yr Annualized Total Return 7.3%
Capital Gain Distribution Frequency Annually
Net Income Ratio 2.13%

DIVIDENDS

Dividend Yield 0.0%
Dividend Distribution Frequency Annually

Fund Details

Legal Name

Principal LifeTime 2040 Fund
Fund Family Name

Principal Funds
Inception Date

Mar 01, 2001
Shares Outstanding

N/A
Share Class

Retirement
Currency

USD
Domiciled Country

United States
Manager

Randy Welch

PTDSX - Performance

Return Ranking - Trailing

Period	PTDSX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	11.8%	-2.1%	15.1%	32.72%
1 Yr	5.5%	-1.4%	9.4%	45.21%
3 Yr	5.7%*	1.7%	7.6%	37.19%
5 Yr	7.3%*	4.5%	9.5%	55.62%
10 Yr	8.1%*	4.7%	10.0%	52.00%

* Annualized

Return Ranking - Calendar

Period	PTDSX Return	Category Return Low	Category Return High	Rank in Category (%)
2019	16.4%	4.1%	22.6%	60.66%
2018	-15.8%	-23.1%	-6.9%	64.89%
2017	13.7%	-15.1%	18.8%	62.50%
2016	0.5%	-0.2%	8.2%	94.16%
2015	-7.1%	-14.5%	-1.5%	65.12%

Total Return Ranking - Trailing

Period	PTDSX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	11.8%	-2.1%	15.1%	32.72%
1 Yr	5.5%	-6.3%	9.4%	39.35%
3 Yr	5.7%*	0.5%	7.6%	35.03%
5 Yr	7.3%*	4.1%	9.5%	50.57%
10 Yr	8.1%*	4.7%	10.0%	49.59%

* Annualized

Total Return Ranking - Calendar

Period	PTDSX Return	Category Return Low	Category Return High	Rank in Category (%)
2019	16.4%	4.1%	22.6%	60.66%
2018	-15.8%	-23.1%	-5.5%	79.26%
2017	13.7%	-15.1%	26.3%	81.82%
2016	0.5%	-0.1%	10.6%	94.81%
2015	-7.1%	-14.5%	0.6%	88.37%

NAV & Total Return History

PTDSX - Holdings

Concentration Analysis

	PTDSX	Category Low	Category High	PTDSX % Rank
Net Assets	3.81 B	128 K	31.4 B	21.74%
Number of Holdings	18	1	518	56.39%
Net Assets in Top 10	3.18 B	105 K	31.1 B	22.03%
Weighting of Top 10	81.76%	42.0%	100.0%	59.52%

Top 10 Holdings

Principal Large Cap S&P 500 Index Inst 13.22%
Principal Diversified International R-6 12.61%
Principal LargeCap Growth I R6 10.85%
Principal Core Fixed Income R6 10.08%
Principal Overseas Instl 8.11%
Principal Large Cap Value III Inst 7.92%
Principal MidCap Growth III Inst 6.03%
Principal Bond Market Index Instl 4.87%
Principal MidCap Value I R-6 4.19%
Principal Blue Chip R-6 3.88%

Asset Allocation

	Weighting	Return Low	Return High	PTDSX % Rank
Stocks	81.09%	40.50%	97.02%	50.66%
Bonds	17.50%	1.31%	91.81%	38.33%
Cash	1.22%	-73.90%	14.87%	78.85%
Preferred Stocks	0.09%	0.00%	0.93%	39.21%
Convertible Bonds	0.06%	0.00%	0.91%	88.99%
Other	0.04%	-0.33%	39.22%	60.35%

Stock Sector Breakdown

	Weighting	Return Low	Return High	PTDSX % Rank
Technology	19.02%	11.16%	23.13%	55.51%
Financial Services	13.85%	10.20%	16.77%	43.61%
Healthcare	12.45%	10.72%	18.09%	81.06%
Industrials	12.40%	8.75%	14.46%	15.42%
Consumer Cyclical	12.30%	9.21%	13.63%	41.85%
Communication Services	8.34%	6.03%	11.05%	70.93%
Consumer Defense	6.43%	5.13%	12.49%	83.26%
Real Estate	5.73%	1.89%	10.00%	31.28%
Basic Materials	4.48%	2.43%	7.35%	38.33%
Utilities	2.64%	0.79%	4.98%	77.09%
Energy	2.38%	1.58%	4.02%	69.16%

Stock Geographic Breakdown

	Weighting	Return Low	Return High	PTDSX % Rank
US	52.58%	9.56%	65.08%	43.17%
Non US	28.51%	11.77%	44.62%	49.78%

Bond Sector Breakdown

	Weighting	Return Low	Return High	PTDSX % Rank
Corporate	53.54%	0.11%	56.72%	4.85%
Securitized	17.93%	0.00%	33.79%	46.70%
Government	17.55%	9.29%	61.72%	83.70%
Cash & Equivalents	10.79%	1.00%	49.69%	82.38%
Municipal	0.17%	0.00%	13.58%	50.66%
Derivative	0.03%	0.00%	32.90%	52.42%

Bond Geographic Breakdown

	Weighting	Return Low	Return High	PTDSX % Rank
US	16.41%	-0.45%	55.25%	31.72%
Non US	1.09%	0.18%	65.92%	80.62%

PTDSX - Expenses

Operational Fees

	PTDSX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Expense Ratio	0.38%	0.01%	12.08%	67.31%
Management Fee	0.00%	0.00%	0.88%	14.98%
12b-1 Fee	0.10%	0.00%	1.00%	23.66%
Administrative Fee	0.03%	0.01%	0.30%	7.84%

Sales Fees

	PTDSX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Front Load	N/A	3.50%	5.75%	N/A
Deferred Load	N/A	1.00%	4.00%	N/A

Trading Fees

	PTDSX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Max Redemption Fee	N/A	N/A	N/A	N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

	PTDSX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Turnover	14.60%	0.00%	101.00%	25.78%

PTDSX - Distributions

Dividend Yield Analysis

	PTDSX	Category Low	Category High	PTDSX % Rank
Dividend Yield	0.00%	0.00%	2.35%	61.74%

Dividend Distribution Analysis

	PTDSX	Category Low	Category High	Category Mod
Dividend Distribution Frequency	Annually	Annually	Quarterly	Annually

Net Income Ratio Analysis

	PTDSX	Category Low	Category High	PTDSX % Rank
Net Income Ratio	2.13%	-0.27%	6.94%	26.85%

Capital Gain Distribution Analysis

	PTDSX	Category Low	Category High	Capital Mode
Capital Gain Distribution Frequency	Annually	Annually	Semi-Annually	Annually

Dividend Payout History

Date	Amount
Dec 31, 2018	$0.259
Dec 29, 2017	$0.294
Dec 30, 2016	$0.164
Dec 31, 2015	$0.151
Dec 31, 2014	$0.350
Dec 31, 2013	$0.228
Dec 31, 2012	$0.227
Dec 30, 2011	$0.198
Dec 31, 2010	$0.157
Dec 31, 2009	$0.192
Dec 31, 2008	$0.173
Dec 31, 2007	$0.386
Dec 29, 2006	$0.310
Dec 27, 2004	$0.188
Dec 26, 2003	$0.108
Dec 27, 2002	$0.059

View More +

PTDSX - Fund Manager Analysis

Managers

Randy Welch

Start Date

Tenure

Tenure Rank

May 29, 2007

13.44

13.4%

Mr. Welch is a Vice President of Principal Management Corporation. Mr. Welch joined the Principal Financial Group in 1989 and oversees the functions of the Investment Services group, which includes investment manager research, investment consulting, performance analysis, and investment communication. He is also responsible for the due diligence program that monitors investment managers used by the Principal Funds. Mr. Welch is an affiliate member of the Chartered Financial Analysts (CFA) Institute. Mr. Welch earned a B.A. in Business/ Finance from Grand View College and an M.B.A. from Drake University.

James Fennessey

Start Date

Tenure

Tenure Rank

May 29, 2007

13.44

13.4%

Mr. Fennessey, CFA, Vice President of Principal Management Corporation. Mr. Fennessey joined the Principal Financial Group in 2000. He is the Head of the Manager Research Team that is responsible for analyzing, interpreting and coordinating investment performance data and evaluation of the investment managers under the due diligence program that monitors investment managers used by the Principal Funds and is a member of the Principal Funds Investment Committee. Fennessey earned a B.S. in Business Administration, with an emphasis in Finance, and a minor in Economics from Truman State University. He has earned the right to use the Chartered Financial Analyst designation.

Scott Smith

Start Date

Tenure

Tenure Rank

May 02, 2017

3.5

3.5%

Mr. Smith is a research analyst and portfolio manager at Principal Global Investors. He is an analyst within the firm's asset allocation and structured investments group. He also provides research assistance to various business units within Principal Global Investors. He joined the firm in 1999.

Tenure Analysis

Category Low	Category High	Category Average	Category Mode
0.2	18.1	5.45	0.83

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Principal LifeTime 2040 R4

PTDSX - Snapshot

Vitals

52 WEEK LOW AND HIGH

Expenses

OPERATING RELATED FEES

SALES FEES

BROKERAGE FEES

TRADING FEES

Min Investment

Fund Classification

PTDSX - Profile

Distributions

Fund Details

PTDSX - Performance

Return Ranking - Trailing

Return Ranking - Calendar

Total Return Ranking - Trailing

Total Return Ranking - Calendar

NAV & Total Return History

PTDSX - Holdings

Concentration Analysis

Top 10 Holdings

Asset Allocation

Stock Sector Breakdown

Stock Geographic Breakdown

Bond Sector Breakdown

Bond Geographic Breakdown

PTDSX - Expenses

Operational Fees

Sales Fees

Trading Fees

Related Fees

PTDSX - Distributions

Dividend Yield Analysis

Dividend Distribution Analysis

Net Income Ratio Analysis

Capital Gain Distribution Analysis

Dividend Payout History

PTDSX - Fund Manager Analysis

Managers

Randy Welch

James Fennessey

Scott Smith

Tenure Analysis

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