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PTDSX Principal LifeTime 2040 R4

  • Fund
  • PTDSX
  • Price as of: May 22, 2019
  • $14.69 - $0.04 - 0.27%
  • Category
  • Target Retirement Date

PTDSX - Profile

Vitals

  • YTD Return 12.2%
  • 3 Yr Annualized Return 2.9%
  • 5 Yr Annualized Return -0.6%
  • Net Assets $3.82 B
  • Holdings in Top 10 81.0%

52 WEEK LOW AND HIGH

$14.69
$12.79
$16.33

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.38%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 16.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$0

IRA

N/A

Investment Themes

CATEGORY

Target Retirement Date
  • Fund Type Open End Mutual Fund
  • Investment Style Target-Date 2040

Distributions

  • YTD Total Return 12.2%
  • 3 Yr Annualized Total Return 2.9%
  • 5 Yr Annualized Total Return -0.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 2.01%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal LifeTime 2040 Fund
  • Fund Family Name Principal Funds
  • Inception Date Mar 01, 2001
  • Shares Outstanding N/A
  • Share Class Retirement
  • Currency USD
  • Domiciled Country United States
  • Manager Randy L. Welch

PTDSX - Performance

Return Ranking - Trailing

Period PTDSX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.2% -4.1% 13.6% 8.49%
1 Yr -7.3% -17.5% 2.8% 64.94%
3 Yr 2.9%* -18.3% 8.9% 43.13%
5 Yr -0.6%* -12.1% 7.8% 50.22%
10 Yr 5.9%* -6.3% 9.0% 23.76%

* Annualized


Return Ranking - Calendar

Period PTDSX Return Category Return Low Category Return High Rank in Category (%)
2018 -15.8% -25.1% 0.0% 72.24%
2017 13.7% -36.9% 20.0% 37.89%
2016 0.5% -5.2% 8.1% 90.65%
2015 -7.1% -25.3% -0.8% 68.41%
2014 -0.9% -49.7% 34.8% 65.00%

Total Return Ranking - Trailing

Period PTDSX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.2% -3.9% 13.6% 8.49%
1 Yr -7.3% -17.5% 5.2% 82.29%
3 Yr 2.9%* -18.3% 11.2% 83.57%
5 Yr -0.6%* -12.1% 7.8% 87.50%
10 Yr 5.9%* -4.5% 12.0% 77.35%

* Annualized


Total Return Ranking - Calendar

Period PTDSX Return Category Return Low Category Return High Rank in Category (%)
2018 -15.8% -25.1% 0.0% 86.19%
2017 13.7% -36.9% 26.6% 62.89%
2016 0.5% -4.7% 12.3% 97.73%
2015 -7.1% -25.3% 3.9% 92.49%
2014 -0.9% -47.6% 39.2% 93.22%

NAV & Total Return History

PTDSX - Holdings

Concentration Analysis

PTDSX Category Low Category High PTDSX % Rank
Net Assets 3.82 B 1.29 M 42.8 B 16.55%
Number of Holdings 19 2 140 69.09%
Net Assets in Top 10 3.05 B 857 K 41.8 B 16.62%
Weighting of Top 10 81.00% 17.2% 112.6% 45.47%

Top 10 Holdings

  1. Principal Large Cap S&P 500 Index Inst 13.32%

  2. Principal LargeCap Growth I R6 10.95%

  3. Principal Diversified International R-6 9.77%

  4. Principal Overseas Instl 9.72%

  5. Principal Core Plus Bond Inst 9.56%

  6. Principal Large Cap Value III Inst 9.36%

  7. Principal MidCap Growth III Inst 5.47%

  8. Principal MidCap Value III R6 4.69%

  9. Principal Bond Market Index Instl 4.43%

  10. Principal Blue Chip R-6 3.73%


Asset Allocation

Weighting Return Low Return High PTDSX % Rank
Stocks
80.71% 0.07% 97.70% 31.97%
Bonds
17.87% -5.73% 137.62% 59.41%
Cash
1.22% -100.79% 40.20% 90.66%
Convertible Bonds
0.11% 0.00% 3.69% 42.29%
Other
0.08% -4.82% 24.53% 55.80%
Preferred Stocks
0.01% 0.00% 7.36% 69.38%

Stock Sector Breakdown

Weighting Return Low Return High PTDSX % Rank
Technology
14.96% 1.36% 20.62% 24.35%
Financial Services
14.12% 1.49% 18.76% 20.31%
Industrials
9.85% 1.29% 11.91% 11.46%
Consumer Cyclical
9.28% 1.00% 12.96% 32.70%
Healthcare
9.21% 1.28% 13.55% 38.43%
Consumer Defense
5.28% 1.04% 16.41% 49.40%
Energy
4.51% 0.36% 6.45% 24.13%
Real Estate
4.16% 0.38% 17.52% 27.11%
Basic Materials
3.58% 0.18% 5.63% 33.90%
Utilities
2.63% 0.04% 4.98% 22.22%
Communication Services
2.52% 0.30% 4.45% 21.23%

Stock Geographic Breakdown

Weighting Return Low Return High PTDSX % Rank
US
54.26% 0.07% 64.36% 21.57%
Non US
26.45% 0.00% 46.79% 38.26%

Bond Sector Breakdown

Weighting Return Low Return High PTDSX % Rank
Corporate
8.44% 0.00% 53.45% 53.54%
Securitized
6.12% 0.00% 61.18% 48.09%
Government
3.26% -23.50% 137.62% 81.33%
Cash & Equivalents
1.06% -120.10% 40.20% 90.52%
Derivative
0.30% -2.78% 11.71% 3.47%
Municipal
0.03% 0.00% 3.09% 71.29%

Bond Geographic Breakdown

Weighting Return Low Return High PTDSX % Rank
US
16.37% -9.85% 137.62% 55.87%
Non US
1.50% 0.00% 20.22% 72.14%

PTDSX - Expenses

Operational Fees

PTDSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.38% 0.00% 6.01% 70.35%
Management Fee 0.00% 0.00% 0.95% 37.41%
12b-1 Fee 0.10% 0.00% 1.00% 22.88%
Administrative Fee 0.03% 0.00% 0.40% 10.67%

Sales Fees

PTDSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

PTDSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 2.00% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PTDSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 16.00% 0.00% 106.00% 25.39%

PTDSX - Distributions

Dividend Yield Analysis

PTDSX Category Low Category High PTDSX % Rank
Dividend Yield 0.02% 0.00% 0.05% 55.80%

Dividend Distribution Analysis

PTDSX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Annually Annually

Dividend Payout History


Net Income Ratio Analysis

PTDSX Category Low Category High PTDSX % Rank
Net Income Ratio 2.01% -0.99% 35.20% 30.36%

Capital Gain Distribution Analysis

PTDSX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

PTDSX - Managers

Randy L. Welch

Manager

Start Date

Tenure

Tenure Rank

May 29, 2007

11.93

11.9%

Mr. Welch is a Vice President of Principal Management Corporation. Mr. Welch joined the Principal Financial Group in 1989 and oversees the functions of the Investment Services group, which includes investment manager research, investment consulting, performance analysis, and investment communication. He is also responsible for the due diligence program that monitors investment managers used by the Principal Funds. Mr. Welch is an affiliate member of the Chartered Financial Analysts (CFA) Institute. Mr. Welch earned a B.A. in Business/ Finance from Grand View College and an M.B.A. from Drake University.


James W. Fennessey

Manager

Start Date

Tenure

Tenure Rank

May 29, 2007

11.93

11.9%

Mr. Fennessey, CFA, Vice President of Principal Management Corporation. Mr. Fennessey joined the Principal Financial Group in 2000. He is the Head of the Manager Research Team that is responsible for analyzing, interpreting and coordinating investment performance data and evaluation of the investment managers under the due diligence program that monitors investment managers used by the Principal Funds and is a member of the Principal Funds Investment Committee. Fennessey earned a B.S. in Business Administration, with an emphasis in Finance, and a minor in Economics from Truman State University. He has earned the right to use the Chartered Financial Analyst designation.


Scott W. Smith

Manager

Start Date

Tenure

Tenure Rank

May 02, 2017

1.99

2.0%

Mr. Smith is a research analyst and portfolio manager at Principal Global Investors. He is an analyst within the firm's asset allocation and structured investments group. He also provides research assistance to various business units within Principal Global Investors. He joined the firm in 1999.


Tenure Analysis

Category Low

0.0

Category High

16.59

Category Average

6.11

Category Mode

7.33