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Trending ETFs

Name

As of 03/26/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$9.68

$312 M

0.83%

$0.08

1.15%

Vitals

YTD Return

0.9%

1 yr return

25.3%

3 Yr Avg Return

7.0%

5 Yr Avg Return

8.5%

Net Assets

$312 M

Holdings in Top 10

18.8%

52 WEEK LOW AND HIGH

$9.7
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.15%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 51.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$0

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 03/26/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$9.68

$312 M

0.83%

$0.08

1.15%

RCPFX - Profile

Distributions

  • YTD Total Return 0.9%
  • 3 Yr Annualized Total Return 7.0%
  • 5 Yr Annualized Total Return 8.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.37%
DIVIDENDS
  • Dividend Yield 0.8%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Royce Capital Fund - Small-Cap Portfolio
  • Fund Family Name
    ROYCEFUNDS
  • Inception Date
    Nov 22, 1999
  • Shares Outstanding
    N/A
  • Share Class
    Investor
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Jay Kaplan

Fund Description

Royce Investment Partners (“Royce”), the Fund’s investment adviser, invests the Fund’s assets primarily in equity securities of small-cap companies that Royce believes are trading below its estimate of their current worth. Small-cap companies are those that have a market capitalization not greater than that of the largest company in the Russell 2000® Index at the time of its most recent reconstitution. The Fund generally invests in such companies that Royce believes also possess financial strength, a strong business model, and the ability to generate and effectively allocate excess free cash flow.

The Fund invests at least 80% of its net assets in equity securities of small-cap companies, under normal circumstances. Although the Fund generally focuses on securities of U.S. companies, it may invest up to 25% of its net assets (measured at the time of investment) in securities of companies headquartered in foreign countries. The Fund may invest in other investment companies that invest in equity securities. The Fund may sell securities to, among other things, secure gains, limit losses, redeploy assets into what Royce deems to be more promising opportunities, and/or manage cash levels in the Fund’s portfolio.

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RCPFX - Performance

Return Ranking - Trailing

Period RCPFX Return Category Return Low Category Return High Rank in Category (%)
YTD 0.9% -11.0% 11.8% 60.79%
1 Yr 25.3% -0.8% 43.6% 11.01%
3 Yr 7.0%* -12.8% 69.3% 16.44%
5 Yr 8.5%* -3.6% 49.5% 62.69%
10 Yr 5.8%* -3.4% 26.6% 75.24%

* Annualized

Return Ranking - Calendar

Period RCPFX Return Category Return Low Category Return High Rank in Category (%)
2023 14.7% -18.4% 33.6% 27.85%
2022 -11.2% -36.7% 212.9% 19.69%
2021 27.0% -62.0% 147.6% 28.34%
2020 -9.5% -24.8% 31.3% 96.70%
2019 4.1% -30.1% 34.0% 95.06%

Total Return Ranking - Trailing

Period RCPFX Return Category Return Low Category Return High Rank in Category (%)
YTD 0.9% -11.0% 11.8% 60.79%
1 Yr 25.3% -0.8% 43.6% 11.01%
3 Yr 7.0%* -12.8% 69.3% 16.44%
5 Yr 8.5%* -3.6% 49.5% 62.69%
10 Yr 5.8%* -3.4% 26.6% 75.24%

* Annualized

Total Return Ranking - Calendar

Period RCPFX Return Category Return Low Category Return High Rank in Category (%)
2023 25.9% -15.5% 35.4% 2.41%
2022 -9.2% -36.7% 250.0% 32.89%
2021 28.8% -3.2% 157.9% 61.06%
2020 -7.2% -13.5% 33.4% 97.41%
2019 18.7% -17.4% 34.3% 87.41%

NAV & Total Return History


RCPFX - Holdings

Concentration Analysis

RCPFX Category Low Category High RCPFX % Rank
Net Assets 312 M 2.53 M 46.3 B 57.17%
Number of Holdings 84 10 1583 67.83%
Net Assets in Top 10 58.7 M 217 K 2.97 B 56.52%
Weighting of Top 10 18.81% 0.3% 88.4% 52.07%

Top 10 Holdings

  1. FIXED INC CLEARING CORP.REPO 2.20%
  2. M/I Homes Inc 1.98%
  3. Evercore Inc 1.97%
  4. Flex Ltd 1.96%
  5. ePlus Inc 1.94%
  6. PulteGroup Inc 1.93%
  7. Tiptree Inc 1.80%
  8. Shoe Carnival Inc 1.69%
  9. Bloomin' Brands Inc 1.68%
  10. Buckle Inc/The 1.67%

Asset Allocation

Weighting Return Low Return High RCPFX % Rank
Stocks
97.75% 0.99% 105.89% 63.91%
Other
2.20% -1.78% 40.01% 9.57%
Cash
0.05% 0.00% 99.01% 93.26%
Preferred Stocks
0.00% 0.00% 2.62% 88.04%
Convertible Bonds
0.00% 0.00% 2.63% 87.67%
Bonds
0.00% 0.00% 73.18% 87.83%

Stock Sector Breakdown

Weighting Return Low Return High RCPFX % Rank
Technology
21.86% 0.00% 34.03% 2.22%
Financial Services
21.82% 0.00% 35.71% 60.89%
Industrials
19.36% 0.65% 48.61% 33.78%
Consumer Cyclical
17.35% 0.00% 51.62% 14.67%
Healthcare
8.52% 0.00% 25.76% 20.89%
Energy
4.70% 0.00% 29.42% 78.22%
Consumer Defense
2.35% 0.00% 13.22% 79.56%
Communication Services
2.15% 0.00% 24.90% 56.89%
Real Estate
1.01% 0.00% 44.41% 91.78%
Basic Materials
0.89% 0.00% 67.30% 98.22%
Utilities
0.00% 0.00% 13.86% 98.67%

Stock Geographic Breakdown

Weighting Return Low Return High RCPFX % Rank
US
97.75% 0.96% 105.89% 46.52%
Non US
0.00% 0.00% 67.90% 90.87%

RCPFX - Expenses

Operational Fees

RCPFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.15% 0.05% 37.04% 55.87%
Management Fee 1.00% 0.00% 1.50% 94.55%
12b-1 Fee 0.25% 0.00% 1.00% 60.45%
Administrative Fee N/A 0.01% 0.35% N/A

Sales Fees

RCPFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

RCPFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

RCPFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 51.00% 7.00% 252.00% 48.88%

RCPFX - Distributions

Dividend Yield Analysis

RCPFX Category Low Category High RCPFX % Rank
Dividend Yield 0.83% 0.00% 14.21% 5.00%

Dividend Distribution Analysis

RCPFX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual Quarterly Annual

Net Income Ratio Analysis

RCPFX Category Low Category High RCPFX % Rank
Net Income Ratio 0.37% -1.43% 4.13% 54.00%

Capital Gain Distribution Analysis

RCPFX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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RCPFX - Fund Manager Analysis

Managers

Jay Kaplan


Start Date

Tenure

Tenure Rank

Dec 31, 2003

18.43

18.4%

Mr. Kaplan has been portfolio manager since 2011 and was previously assistant portfolio manager (2005-2011). His employer at Royce since 2000. Prior to joining the firm, he spent 12 years with Prudential Financial, most recently as a managing director and portfolio manager.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 37.45 8.17 3.58