RHJMX: Rice Hall James Small Cap Instl

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RHJMX Rice Hall James Small Cap Instl


Profile

RHJMX - Profile

Vitals

  • YTD Return -10.4%
  • 3 Yr Annualized Return -12.4%
  • 5 Yr Annualized Return -12.3%
  • Net Assets $21.8 M
  • Holdings in Top 10 25.4%

52 WEEK LOW AND HIGH

$7.42
$4.98
$8.62

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.77%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 84.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $2,500
  • IRA $500

Fund Classification


Distributions

  • YTD Total Return -10.4%
  • 3 Yr Annualized Total Return -12.4%
  • 5 Yr Annualized Total Return -12.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.42%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Rice Hall James Small Cap Portfolio
  • Fund Family Name
    Rice Hall James
  • Inception Date
    Nov 01, 1996
  • Shares Outstanding
    2958383
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Thomas McDowell

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in equity securities of small-cap companies. Equity securities are primarily common stock. The fund focuses on U.S. companies with total market capitalizations (number of shares outstanding multiplied by share price) that at the time of initial purchase fall within the range of companies in the Russell 2000 Index at reconstitution each June.


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Categories

Performance

RHJMX - Performance

Return Ranking - Trailing

Period RHJMX Return Category Return Low Category Return High Rank in Category (%)
YTD -10.4% -36.4% 51.6% 85.11%
1 Yr -11.6% -44.5% 38.7% 85.95%
3 Yr -12.4%* -53.9% 24.7% 93.71%
5 Yr -12.3%* -39.8% 17.6% 93.81%
10 Yr -2.1%* -17.7% 14.7% 90.40%

* Annualized

Return Ranking - Calendar

Period RHJMX Return Category Return Low Category Return High Rank in Category (%)
2019 16.5% -49.8% 42.9% 73.75%
2018 -34.9% -54.2% 13.6% 94.67%
2017 5.1% -73.6% 36.1% 85.04%
2016 2.1% -49.0% 133.1% 80.28%
2015 -22.4% -70.7% 8.6% 87.34%

Total Return Ranking - Trailing

Period RHJMX Return Category Return Low Category Return High Rank in Category (%)
YTD -10.4% -36.4% 51.6% 85.11%
1 Yr -11.6% -44.5% 38.7% 85.95%
3 Yr -12.4%* -24.3% 29.7% 96.40%
5 Yr -12.3%* -19.4% 21.3% 98.76%
10 Yr -2.1%* -8.4% 25.2% 95.36%

* Annualized

Total Return Ranking - Calendar

Period RHJMX Return Category Return Low Category Return High Rank in Category (%)
2019 16.5% -49.8% 42.9% 73.75%
2018 -34.9% -54.2% 14.5% 96.39%
2017 5.1% -5.9% 42.0% 95.27%
2016 2.1% -16.4% 133.1% 88.13%
2015 -22.4% -59.6% 19.3% 95.49%

NAV & Total Return History


Holdings

RHJMX - Holdings

Concentration Analysis

RHJMX Category Low Category High RHJMX % Rank
Net Assets 21.8 M 5.02 M 25.8 B 91.13%
Number of Holdings 58 1 2001 88.11%
Net Assets in Top 10 5.53 M 753 K 2.93 B 90.02%
Weighting of Top 10 25.35% 7.0% 100.0% 27.58%

Top 10 Holdings

Asset Allocation

Weighting Return Low Return High RHJMX % Rank
Stocks
97.56% 85.11% 103.86% 47.23%
Cash
2.44% -4.54% 16.82% 48.65%
Preferred Stocks
0.00% 0.00% 4.03% 45.80%
Other
0.00% -14.02% 11.74% 50.40%
Convertible Bonds
0.00% 0.00% 0.00% 40.73%
Bonds
0.00% -0.08% 0.07% 41.36%

Stock Sector Breakdown

Weighting Return Low Return High RHJMX % Rank
Technology
26.92% 2.71% 75.34% 38.03%
Industrials
24.36% 1.13% 34.78% 3.80%
Healthcare
22.61% 0.08% 54.38% 79.71%
Consumer Cyclical
12.69% 0.00% 32.16% 15.85%
Consumer Defense
6.97% 0.00% 18.15% 21.08%
Financial Services
3.54% 0.00% 22.83% 86.21%
Communication Services
1.89% 0.00% 12.66% 50.55%
Basic Materials
1.01% 0.00% 12.65% 64.03%
Utilities
0.00% 0.00% 6.57% 60.70%
Real Estate
0.00% 0.00% 10.46% 90.49%
Energy
0.00% 0.00% 5.19% 76.07%

Stock Geographic Breakdown

Weighting Return Low Return High RHJMX % Rank
US
96.48% 80.10% 101.74% 26.47%
Non US
1.08% 0.00% 12.64% 73.53%

Expenses

RHJMX - Expenses

Operational Fees

RHJMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.77% 0.06% 36.03% 21.55%
Management Fee 0.80% 0.05% 1.50% 46.03%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

RHJMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

RHJMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

RHJMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 84.00% 9.00% 474.00% 68.77%

Distributions

RHJMX - Distributions

Dividend Yield Analysis

RHJMX Category Low Category High RHJMX % Rank
Dividend Yield 0.00% 0.00% 28.84% 42.79%

Dividend Distribution Analysis

RHJMX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Net Income Ratio Analysis

RHJMX Category Low Category High RHJMX % Rank
Net Income Ratio -0.42% -2.35% 1.11% 40.42%

Capital Gain Distribution Analysis

RHJMX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

RHJMX - Fund Manager Analysis

Managers

Thomas McDowell


Start Date

Tenure

Tenure Rank

Nov 01, 1996

23.68

23.7%

Tom joined RHJ in 1984 as a Portfolio Manager and Analyst and has 39 years of investment experience. Tom assumed leadership of the company in 1994. Previously, he was a Portfolio Manager with California First Bank and specialized in the consumer-related industries. Tom completed a B.A. at the University of California, Los Angeles, and an M.B.A. at San Diego State University.

Cara Thome


Start Date

Tenure

Tenure Rank

Dec 31, 2001

18.51

18.5%

Cara joined RHJ in January 2001 and has 21 years of investment experience. She was previously an Analyst at the Equity Research Department at George K. Baum & Company. Cara has a B.A. from Truman State University and an M.A. from the University of Exeter.

Reed Wirick


Start Date

Tenure

Tenure Rank

Dec 31, 2008

11.5

11.5%

Reed joined RHJ in July 2008 and has 19 years of investment experience. Prior to joining the firm, he was a Senior Research Associate at Cambridge Associates, LLC. Prior to that, he was an Economist with the U.S. Department of Commerce. Reed has a B.A. from St. Mary’s College of Maryland and an M.B.A. from the Tuck School of Business at Dartmouth. Reed is a CFA® charterholder. He is a member of CFA Society San Diego.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.17 28.92 8.17 3.33